Trading Surveillance Analyst Jobs

Lead Data Management Analyst/Trading Surveillance – 2 new roles available.

Location: Charlotte NC highly preferred. Summit NJ or NYC are also options.

Key Skills: Data Engineering/Analysis, Capital Markets, Trading Life Cycle, Banking Compliance

:

• Partner with groups and various levels of seniority companywide to coordinate and drive collaboration on solution design and remediation execution.
• Identify and recommend analysis of data quality or integrity issues.
• Represent client in cross-functional groups to develop companywide data governance strategies.
• Consult with and provide recommendations to senior management regarding assessments of the current state of data and metadata quality within area of assigned responsibility.
• Evaluate data quality metrics and data quality audits to benchmark the state of data quality.
• Lead project teams and mentor less experienced staff members.
• Oversee analysis and reporting in support of regulatory requirements.
• Organize and lead companywide initiatives to ensure that data quality is maintained so that data can effectively support business processes.
• Identify new data sources and develop recommendations for assessing the quality of new data.
• Adhere to data governance standards and procedures.
• Recommend remediation of process or control gaps that align to management strategy.
• Serve as relationship manager for a line of business.

Required Qualifications:

• The candidate will be required to ensure that the project complies with all company policies regarding the management of third-party solutions, Information Security and the Software Development Lifecycle.
• The candidate should have strong experience working in an Agile environment and have excellent business analysis, communication, and organizational skills.
• The successful candidate will be able to leverage their expertise with relevant international regulations such as MAD/MAR and the regulatory environment within capital markets.
• The candidate should have broad experience in technology delivery, ideally including the implementation of third-party and cloud-hosted solutions.
• Trade Surveillance Technical Analyst role will be responsible for assisting with the technology planning, delivery and embedding of a new third-party Trade Surveillance solution in US/EMEA.
• The scope of this role will be focused on EMEA deployment but the system will be rolled out globally and so the role will also require to understand and factor in global requirements.
• The role will require strategic design and mapping of business requirements and solutions to system/technical requirements.
• 5 plus years of Data Management, Business Analysis, Analytics, Project Management experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
• The candidate will be expected to contribute to vendor management and liaise with vendor staff located in the US and UK.
• The role will also cover tactical enhancements to existing solutions and rationalization of the trade surveillance estate, there may also be opportunities to work across other surveillance solutions.
• The position will form part of Data Engineering team working with the local Compliance function and within a global technology team, largely based in the US.

Required:

• Expertise with relevant international regulations such as MAD/MAR and the regulatory environment within capital markets
• Broad experience in technology delivery
• Good understanding of Agile/Scrum methodologies
• Data Analysis, Business Analysis, Project Management
• Banking, Compliance experience and good understanding of Trade Life cycle

Nice to have:

• Implementation of third-party and cloud-hosted solutions
• Writing complex SQL queries & understanding of DBs like Oracle, SQL & big data platforms

Pay Range: $50-60/hr W2 + benefits

The specific compensation for this position will be determined by a number of factors, including the scope, complexity and location of the role as well as the cost of labor in the market; the skills, education, training, credentials and experience of the candidate; and other conditions of employment. Our full-time consultants have access to benefits including medical, dental, vision as well as 401K contributions.