Risk Testing Associate Jobs

Maintain a safe and clean work environment.

Review all documentation and instructions per HYTORC work instructions.

Test and visually inspect Links, Gauges, Tools and Pumps in accordance with procedures.

Initiate the Non-Conformance identification process using ‘Red Tags’ and moves to Q-Stage.

Create CRM’s for nonconforming material as assigned.

Ability to effectively communicate with others.

Energy contract procurement experience or client management skills

Training internal stakeholders on fundamentals of risk management methodologies

Development of risk management products and services

Travel requirements: approximately 5-10% of time

Proven ability to establish and manage a commodity strategy

Experience presenting to senior level executives

Compliance Risk and Testing Analyst’s Qualifications and Skills

College degree or equivalent work experience.

At least 2 years of experience in a related field.

Superior analytical and critical thinking skills.

Familiarity with federal banking regulatory requirements for deposits, lending, and/or payments.

Compliance Risk and Testing Analyst’s Responsibilities and Duties

Required Qualifications, Capabilities And Skills

Preferred Qualifications, Capabilities And Skills

Experience of working in Service Level Agreement (SLA) driven environments with the ability to manage upstream and downstream dependencies

Bachelor's degree in a discipline such as Financial Engineering, Mathematics, Physics, Statistics, Engineering, Finance and/or Economics

3-5 years of experience in Market Risk, Credit, Trading or Trading middle office functions

Experience in designing, documenting, and implementing control frameworks for BAU tasks (SOPs)

Advanced facilitation, influence management, consensus building, presentation skills and the ability to present to senior management and executive audiences.

People manager skills and experience in building effective teams

Seasoned professional with a combination of education, experience and industry knowledge.

Strong understanding of technology and risk management organization, landscape and disciplines.

Demonstrated industry and regulatory knowledge gained through experience and relationships.

Excellent conceptualization, presentation and communication skills in working with senior executives, managers, auditors and regulators.

Bachelor’s degree or at least 4 years’ experience in compliance or operational risk management;

Proven experience in creating dashboards for management

Project Management experience, including Agile SCRUM and SDLC process preferred

Creation and maintenance of Wealth Management Risk Assessment Methodology, Standards and Procedures including periodic assessment for enhancements and improvements.

Prepare Risk Assessment summary documentation for Senior Management and the Board.

Develop official status reports and metrics for timely distribution to management, as appropriate.

Conducts under appropriate supervision, independent testing to ensure operational risks and compliance requirements are adhered to.

Demonstrated experience interpreting and applying federal and state laws and regulations and guidance or operational risk principles/concepts.

Knowledge of testing techniques and data analysis principles, as well as the ability to interpret subsequent results.

1-5 years of relevant experience within a banking, insurance, or other financial services industry.

1-5 years of relevant experience independently testing for compliance and/or operational risks or auditing.

Knowledge in building, testing, and evaluating the adequacy of internal control design and operating effectiveness.

3+ years’ experience in risk management or other analytical area preferred.

Working knowledge of regulatory and economic risk capitals.

Working knowledge of trading products (equity, bonds, ABS/MBS, derivatives, etc.).

Perform market and credit risk capital calculations for all of the firms businesses and products (banking, broker-dealer and derivatives trading)

Conduct quantitative analysis to explain variations in the risk capitals

Prepare and distribute various reports of risk capitals.

Strong knowledge of Know Your Customer, Customer Identification Program and CDD requirements

Undergraduate degree in Business, Finance, or other, related field

Working knowledge of MS Office suite

Certified as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license is a plus

Strong interpersonal skills and ability to communicate effectively both verbally and in writing

Review and investigate media alerts and customer information to perform Negative News reviews on all relevant clients

Preferred: knowledge in technology areas including, but not limited to: access management, network security, enterprise architecture, release management and incident response

Preferred: experience in a project management role

Provide project management support in tracking, and coordinating the execution of RCSA / PCST activities

Prepare materials for ongoing team meetings and meetings with senior management

Ability to manage multiple priorities concurrently, prioritize, and efficiently complete responsibilities while maintaining the highest quality

Ability to constructively work both independently and in collaborative environments involving all levels of management and employees