Regulatory, Policy, & Compliance Manager
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Disseminate regulatory or legal information to all levels of management as well as providing employees with accurate and timely compliance information
Ensure quality control in areas of spending, policies, oversight, and risk management
7 or more years of related experience or any combination of education and experience
What Skills & Experiences You Will Need
Identify and maintain working knowledge of applicable laws or regulations
Possess strong government (local, municipal, federal) policy knowledge
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By Advanced Energy United At United States
Organize member engagement opportunities through direct decision-maker engagement including decision-maker education, earned media, and participation in rulemaking and administrative processes.
Bachelor’s degree (Economics, Political Science, Public Policy, Engineering, or Communications focus preferred) or applicable comparable experience; Master’s degree is a plus.
Excellent interpersonal relationship-building and communications skills, both written and verbal.
Intellectual curiosity, inquisitive nature, and excellent listening and problem-solving skills.
Remote work and flexible schedule
WMATA Transit Smart Benefits (DMV employees)
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3+ years of experience in relevant finance/accounting/audit positions
Ensure the business regulatory requirements are completed within the set timescales, ensuring deadlines are met
Assist in the timely, accurate, and complete preparation of financial reporting
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Uniform authorized agent report for NMLS
Business license filings to the Secretary of State
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By KeyBank At United States
Adhere to compliance procedures and internal/operational risk controls in accordance with applicable regulatory standards, requirements, and policies.
Perform special projects, and additional duties and responsibilities as required.
Bachelor’s Degree (Finance, Accounting, MIS or related field).
5+ years of financial institution experience, emphasis on financial reporting
Experience with information systems (i.e., Oracle, Workday Financials, AxiomSL, Reg Reporter, Wdesk, Tableau, Excel, PowerPoint, Word, etc.).
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By SoFi At United States
Apply knowledge of regulatory requirements and accounting theories, including research
Subject matter expert in regulatory concepts and reporting requirements, including
Build effective relationships with across other teams including Treasury, Finance, Legal,
Manage projects for additional ad hoc information requests
8+ years related experience, either Big 4 accounting or a mix of Big 4 and industry
Experience working with Call Report and regulatory/financial reporting at financial

Are you looking for an exciting opportunity to help shape the future of regulatory reporting? We are looking for a Regulatory Reporting Policy Manager to join our team and help develop and implement policies that ensure compliance with regulatory requirements. You will be responsible for researching and analyzing regulatory requirements, developing and implementing policies and procedures, and providing guidance to stakeholders on regulatory reporting. If you are passionate about regulatory compliance and have a strong attention to detail, then this could be the perfect role for you!

Overview:

A Regulatory Reporting Policy Manager is responsible for developing and implementing policies and procedures related to regulatory reporting. They are responsible for ensuring that the organization is compliant with all applicable laws and regulations. They must also ensure that the organization is in compliance with all applicable accounting standards.

Detailed Job Description:

The Regulatory Reporting Policy Manager is responsible for developing and implementing policies and procedures related to regulatory reporting. This includes developing and maintaining policies and procedures for the preparation, filing, and review of regulatory reports. The Regulatory Reporting Policy Manager must ensure that the organization is compliant with all applicable laws and regulations. They must also ensure that the organization is in compliance with all applicable accounting standards. The Regulatory Reporting Policy Manager must also monitor and review the organization’s regulatory reporting processes and procedures to ensure that they are up to date and in compliance with all applicable laws and regulations.

What is Regulatory Reporting Policy Manager Job Skills Required?

• Knowledge of applicable laws and regulations related to regulatory reporting
• Knowledge of applicable accounting standards
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Ability to manage multiple projects and tasks simultaneously
• Ability to analyze data and draw conclusions
• Ability to develop and implement policies and procedures

What is Regulatory Reporting Policy Manager Job Qualifications?

• Bachelor’s degree in accounting, finance, or a related field
• At least 5 years of experience in regulatory reporting
• Certified Public Accountant (CPA) or Certified Regulatory Reporting Professional (CRRP) certification preferred

What is Regulatory Reporting Policy Manager Job Knowledge?

• Knowledge of applicable laws and regulations related to regulatory reporting
• Knowledge of applicable accounting standards
• Knowledge of financial reporting systems
• Knowledge of financial analysis techniques

What is Regulatory Reporting Policy Manager Job Experience?

• At least 5 years of experience in regulatory reporting
• Experience in developing and implementing policies and procedures
• Experience in financial analysis and reporting
• Experience in managing multiple projects and tasks simultaneously

What is Regulatory Reporting Policy Manager Job Responsibilities?

• Develop and maintain policies and procedures for the preparation, filing, and review of regulatory reports
• Monitor and review the organization’s regulatory reporting processes and procedures to ensure that they are up to date and in compliance with all applicable laws and regulations
• Ensure that the organization is compliant with all applicable laws and regulations
• Ensure that the organization is in compliance with all applicable accounting standards
• Analyze data and draw conclusions
• Develop and implement policies and procedures
• Manage multiple projects and tasks simultaneously