Cat And 606 Regulatory Reporting Analyst
By DASH Financial Technologies At Chicago, IL, United States
At least 3 years’ experience in the financial industry dealing with Options and Equities.
Proficiency in CAT and CAIS requirement specification.
Must have at least 2 years’ hand-on experience with CAT.
Strong Excel and SQL skills
Knowledge of Financial Information Exchange FIX protocol.
Excellent verbal and written communication skills.
Sr. Manager - Regulatory & Reporting
By V-Soft Consulting Group, Inc. At Illinois, United States
Gain and nurture support for the program through the creation of business cases and apprising senior and executive management.
Sr. Manager - Regulatory & Reporting - Remote
Execute and deliver on initiatives with agility and quality.
Will lead the execution of detailed Risk and Control Self-Assessments, reporting of risks and coordination with impacted stakeholders.
Help us complete ad hoc and urgent requests from internal and external partners and recommend new controls to reduce risks.

Are you looking for an exciting opportunity to help shape the future of regulatory reporting? We are looking for a Regulatory Reporting Policy Manager to join our team and help develop and implement policies that ensure compliance with regulatory requirements. You will be responsible for researching and analyzing regulatory requirements, developing and implementing policies and procedures, and providing guidance to stakeholders on regulatory reporting. If you are passionate about regulatory compliance and have a strong attention to detail, then this could be the perfect role for you!

Overview:

A Regulatory Reporting Policy Manager is responsible for developing and implementing policies and procedures related to regulatory reporting. They are responsible for ensuring that the organization is compliant with all applicable laws and regulations. They must also ensure that the organization is in compliance with all applicable accounting standards.

Detailed Job Description:

The Regulatory Reporting Policy Manager is responsible for developing and implementing policies and procedures related to regulatory reporting. This includes developing and maintaining policies and procedures for the preparation, filing, and review of regulatory reports. The Regulatory Reporting Policy Manager must ensure that the organization is compliant with all applicable laws and regulations. They must also ensure that the organization is in compliance with all applicable accounting standards. The Regulatory Reporting Policy Manager must also monitor and review the organization’s regulatory reporting processes and procedures to ensure that they are up to date and in compliance with all applicable laws and regulations.

What is Regulatory Reporting Policy Manager Job Skills Required?

• Knowledge of applicable laws and regulations related to regulatory reporting
• Knowledge of applicable accounting standards
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Ability to manage multiple projects and tasks simultaneously
• Ability to analyze data and draw conclusions
• Ability to develop and implement policies and procedures

What is Regulatory Reporting Policy Manager Job Qualifications?

• Bachelor’s degree in accounting, finance, or a related field
• At least 5 years of experience in regulatory reporting
• Certified Public Accountant (CPA) or Certified Regulatory Reporting Professional (CRRP) certification preferred

What is Regulatory Reporting Policy Manager Job Knowledge?

• Knowledge of applicable laws and regulations related to regulatory reporting
• Knowledge of applicable accounting standards
• Knowledge of financial reporting systems
• Knowledge of financial analysis techniques

What is Regulatory Reporting Policy Manager Job Experience?

• At least 5 years of experience in regulatory reporting
• Experience in developing and implementing policies and procedures
• Experience in financial analysis and reporting
• Experience in managing multiple projects and tasks simultaneously

What is Regulatory Reporting Policy Manager Job Responsibilities?

• Develop and maintain policies and procedures for the preparation, filing, and review of regulatory reports
• Monitor and review the organization’s regulatory reporting processes and procedures to ensure that they are up to date and in compliance with all applicable laws and regulations
• Ensure that the organization is compliant with all applicable laws and regulations
• Ensure that the organization is in compliance with all applicable accounting standards
• Analyze data and draw conclusions
• Develop and implement policies and procedures
• Manage multiple projects and tasks simultaneously