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Regulatory Reporting Analyst Jobs in New York

Regulatory Onboarding Analyst Jobs
By Phyton Talent Advisors At New York City Metropolitan Area, United States
Have 1-2+ years of experience in banking and/or capital markets business, with a strong willingness to further expand knowledge and skills.
Excellent communication, analytical, organizational, project management, and planning skills.
Possess 2-3+ years of experience working as a regulatory onboarding analyst or in a comparable role.
Demonstrate expertise and experience with US FINCEN and US Patriot Act regulations.
Fluency in Spanish is a desirable skill.
Facilitate the efficient and compliant regulatory onboarding of clients within the US Global Banking and Markets segment, prioritizing client satisfaction.
Msfs- Hedge Fund Compliance Regulatory Reporting Analyst- Associate
By Morgan Stanley At New York, NY, United States
Accounting knowledge and experience with hedge fund administration greatly desired.
2 – 3 years of prime broker/hedge fund operations/hedge fund administrator experience
Great interpersonal skills as the role calls for dealing with clients on a day to day basis.
2-3+ years of relevant experience
Senior Business Analyst - Regulatory Reporting (Open To H1B/C2C)
By InvestM Technology LLC At New York City Metropolitan Area, United States
7+ years of experience as a Regulatory Business Analyst in an Investment Management or Investment Banking firm or consulting firm
Open (All rates commensurate with experience are welcome)
At least 2 full-cycle implementation experiences related to Consolidated Audit Trail (CAT) regulations
MBA degree or CFA qualification
Coordinate the remediation of reporting anomalies (raise JIRAs, document requirements, perform checkout, etc.)
Client needs 2 full-cycle implementation experience with Consolidated Audit Trail (CAT) regulatory projects.
Business Analyst Regulatory Reporting
By ABCO COMPUTERS PVT.LTD At New York, NY, United States
Extensive Experience in project management, leadership skills and communication skills are important.
Business Analyst / Change Management experiences in the financial services sector.
Business Analyst / Change Management experiences in the
Help co-ordinate the technical requirements gathering, estimating and planning for single or multiple projects or work streams.
Support the data and systems analysis activities within the project, identifying the business and technical requirements and acceptance criteria.
Excellent written and verbal communication skills.
Vp, Financial Reporting Analyst (Sec, And Bank Regulatory Reporting)
By Metropolitan Commercial Bank At New York City Metropolitan Area, United States
Excellent time management, organizational, and project management skills.
Preferred experience, education, and qualifications:
Strong technical knowledge of bank U.S. GAAP and SEC reporting requirements.
Maintain the Company's GAAP checklist and ensure the company's financial statements remain current with latest requirements.
Help to support SOX 404 compliance requirements and appropriate process for SOX 404 reporting.
Bachelor's Degree in Accounting or Finance and CPA qualified.
Global Markets Regulatory Reporting And Surveillance Analyst
By UBS At , New York, Ny $88,750 - $106,250 a year
A degree in any discipline will be considered, but preferably in Finance / Economics / Business Management / Business Analytics.
Lead integral governance efforts and develop Management Information (MI) to assist in the Firm’s compliance efforts.
lead integral governance efforts and develop Management Information (MI) to assist in the Firm’s compliance efforts.
Support ongoing regulatory reporting requirements, focused primarily on the Consolidated Audit Trail (CAT) requirements.
Ensure completeness, accuracy, and timeliness requirements for CAT reporting.
Financial Industry experience with expertise with the Consolidated Audit Trail (“CAT”) regulatory reporting obligations.
Regulatory Reporting Quality Assurance Associate
By Morgan Stanley At , New York, 10036, Ny
Regulatory Reporting Quality Assurance Associate
POSTING DATE: Apr 18, 2023
PRIMARY LOCATION: Americas-United States of America-New York-New York
Regulatory Business Analyst Jobs
By New York Technology Partners At New York City Metropolitan Area, United States
• SQL Server management Studio or Any SQL DB tool
Qualifications we seek in you!
• CFA, MBA Finance Preferred
Must be LOCAL and Okay with Day 1 onsite
“Own” and “Drive” all activities essential for business analysis and delivery of entire engagement and impactful recommendation
• Bachelor’s Degree educated or equivalent
Regulatory Business Analyst Jobs
By Phyton Talent Advisors At New York City Metropolitan Area, United States
• Manage all phases of testing, and underlying reconciliation to source data.
• Review system data flows and be able to identify issues and offer solutions.
• Work closely with Data Group Office to identify, and document data quality issues and offer solutions.
• 10+ years financial/regulatory and/or accounting experience required.
• Knowledge of objectives and content of U.S. regulatory reporting.
• 3+ years’ experience with capital markets products.

Are you looking for an exciting opportunity to use your analytical skills to help shape the future of financial reporting? We are looking for a Regulatory Reporting Analyst to join our team and help us ensure compliance with all applicable regulations. You will be responsible for analyzing data, preparing reports, and providing insights to help us make informed decisions. If you are passionate about financial reporting and have a keen eye for detail, this could be the perfect job for you!

Overview Regulatory Reporting Analysts are responsible for ensuring that financial institutions comply with all applicable regulations. They analyze financial data, review reports, and develop strategies to ensure compliance with regulatory requirements. They also provide guidance to management on regulatory matters and ensure that the organization is in compliance with all applicable laws and regulations. Detailed Job Description Regulatory Reporting Analysts are responsible for ensuring that financial institutions comply with all applicable regulations. They analyze financial data, review reports, and develop strategies to ensure compliance with regulatory requirements. They also provide guidance to management on regulatory matters and ensure that the organization is in compliance with all applicable laws and regulations. Regulatory Reporting Analysts are responsible for monitoring changes in regulations and ensuring that the organization is in compliance with all applicable laws and regulations. They also provide guidance to management on regulatory matters and ensure that the organization is in compliance with all applicable laws and regulations. Job Skills Required
• Knowledge of financial regulations and compliance requirements
• Ability to analyze financial data and reports
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Strong problem-solving and analytical skills
• Proficiency in Microsoft Office Suite
Job Qualifications
• Bachelor’s degree in finance, accounting, or related field
• Relevant professional certification (e.g. CPA, CFA, etc.)
• Previous experience in a financial institution or regulatory environment
• Knowledge of financial regulations and compliance requirements
Job Knowledge
• Knowledge of financial regulations and compliance requirements
• Understanding of financial reporting and analysis
• Knowledge of financial markets and instruments
• Understanding of financial risk management
• Knowledge of accounting principles and practices
Job Experience
• Previous experience in a financial institution or regulatory environment
• Experience in financial reporting and analysis
• Experience in financial risk management
• Experience in developing and implementing compliance policies and procedures
Job Responsibilities
• Analyze financial data and reports to ensure compliance with applicable regulations
• Monitor changes in regulations and ensure that the organization is in compliance
• Develop strategies to ensure compliance with regulatory requirements
• Provide guidance to management on regulatory matters
• Prepare and submit regulatory reports to the appropriate authorities
• Monitor the organization’s compliance with applicable laws and regulations
• Assist in the development and implementation of compliance policies and procedures