Regulatory Analyst Jobs
By Dice At North Haven, CT, United States

Dice is the leading career destination for tech experts at every stage of their careers. Our client, IMR Soft LLC, is seeking the following. Apply via Dice today! Provide regulatory expertise on new ...

Regulatory Reporting Jobs
By Arrow Search Partners At Stamford, CT, United States
4-9 years of work experience in financial services
3-5 years of regulatory reporting experience including but not limited to SEC, CFTC/NFA, Federal Reserve/Treasury, SFC, MAS and KFB filings
Prepare filing responses for various regulators
Work with the technology team to further develop a process for governing the global inventory of filings
Perform research/benchmark vendors to determine how others have automated their processes
Class action lawsuit analysis for anti-trust cases

Are you looking for an exciting opportunity to use your analytical skills to help shape the future of financial reporting? We are looking for a Regulatory Reporting Analyst to join our team and help us ensure compliance with all applicable regulations. You will be responsible for analyzing data, preparing reports, and providing insights to help us make informed decisions. If you are passionate about financial reporting and have a keen eye for detail, this could be the perfect job for you!

Overview Regulatory Reporting Analysts are responsible for ensuring that financial institutions comply with all applicable regulations. They analyze financial data, review reports, and develop strategies to ensure compliance with regulatory requirements. They also provide guidance to management on regulatory matters and ensure that the organization is in compliance with all applicable laws and regulations. Detailed Job Description Regulatory Reporting Analysts are responsible for ensuring that financial institutions comply with all applicable regulations. They analyze financial data, review reports, and develop strategies to ensure compliance with regulatory requirements. They also provide guidance to management on regulatory matters and ensure that the organization is in compliance with all applicable laws and regulations. Regulatory Reporting Analysts are responsible for monitoring changes in regulations and ensuring that the organization is in compliance with all applicable laws and regulations. They also provide guidance to management on regulatory matters and ensure that the organization is in compliance with all applicable laws and regulations. Job Skills Required
• Knowledge of financial regulations and compliance requirements
• Ability to analyze financial data and reports
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Strong problem-solving and analytical skills
• Proficiency in Microsoft Office Suite
Job Qualifications
• Bachelor’s degree in finance, accounting, or related field
• Relevant professional certification (e.g. CPA, CFA, etc.)
• Previous experience in a financial institution or regulatory environment
• Knowledge of financial regulations and compliance requirements
Job Knowledge
• Knowledge of financial regulations and compliance requirements
• Understanding of financial reporting and analysis
• Knowledge of financial markets and instruments
• Understanding of financial risk management
• Knowledge of accounting principles and practices
Job Experience
• Previous experience in a financial institution or regulatory environment
• Experience in financial reporting and analysis
• Experience in financial risk management
• Experience in developing and implementing compliance policies and procedures
Job Responsibilities
• Analyze financial data and reports to ensure compliance with applicable regulations
• Monitor changes in regulations and ensure that the organization is in compliance
• Develop strategies to ensure compliance with regulatory requirements
• Provide guidance to management on regulatory matters
• Prepare and submit regulatory reports to the appropriate authorities
• Monitor the organization’s compliance with applicable laws and regulations
• Assist in the development and implementation of compliance policies and procedures