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Quality Compliance Associate Jobs in Oneida, New York

Compliance Associate Jobs
By Robert Walters At New York City Metropolitan Area, United States
Prior work experience in compliance (preferably securities)
Responsibilities include but are not limited to:
Performing daily trade reviews using proprietary systems and databases
Assisting with maintaining Compliance policies and procedures
Assisting with various audits, regulatory inquires and filings
Conducting monthly testing of client confirmations and best execution reviews under supervision
Associate, Ofac Compliance Analyst
By CFSB At New York, NY, United States
Ensure timely completion of all mandatory training requirements. Knowledge, Skills, and Abilities:
Review daily manual reports for OFAC screening, documenting the reviews and reporting findings to management as necessary.
Organized, detail- oriented, self-motivated, and strong communication, writing, and follow-up skills
Ability to work dependably and consistently under team constraints, and to manage time efficiently and effectively
Strong research, analysis, communication, writing, and follow-up skills. Ability to identify, escalate and resolve a problem
Understanding of compliance and BSA/AML/OFAC regulatory requirements and implications
Compliance Senior Associate Jobs
By FanDuel At New York, NY, United States
Excellent oral and written communication skills with the ability to communicate at all levels of management
Complete other regulatory compliance tasks assigned by management.
Sound and tested experience exercising judgment including communication, relationships and the accurate presentation of materials required of high-stakes engagements
Highly organized individual with strong attention-to-detail skills
Experience engaging with federal or state regulators a plus
Excellent interpersonal and presentation skills
Associate - Compliance Jobs
By IQ-EQ At New York, NY, United States
Analytical, technical, and technology skills with proficiency in basic Office software, including Excel and Word
Must be able to demonstrate strong organizational and problem-solving skills with attention to detail
Must be able to demonstrate strong oral and written communication skills
Drafting regulatory policies and procedures
Analyzing clients’ trading practices, including evaluating personal securities transactions
Ensuring compliance violation reports are properly investigated and appropriate action is taken and documented, including adherence to client policies and procedures
Compliance Associate Jobs
By Rutherford At New York, United States
2-5 years’ experience in an asset manager or law firm with experience supporting private funds
Strong knowledge of the Investment Advisors Act of 1940 and Investment Company Act 1940
As an Associate, this individual with assist in the executive of the firm's BDC Compliance program.
Executing on generalist tasks as part of the 'Business Development Company' Compliance division
Provide compliance training to the wider business and relevant stakeholders
Align with the wider team on projects associated with US Regulatory Compliance
Senior Compliance Associate Jobs
By TIAA At New York, NY, United States
Support the management and oversight of the Enterprise Compliance Policy Program
Assist and train users of the Compliance Policy Program management software tool.
Work with policy management tool support to develop and troubleshoot key features .
3 years of compliance experience in financial services
5 years of compliance experience in financial services
Assist in the design, distribution, communication, scheduling and tracking of compliance training sessions
Compliance Associate Jobs
By Atlantic Group At New York, NY, United States
Strong interest in real estate and/or investment management
Strong academic credentials from an undergraduate or JD education level.
2-5 years of prior experience in private equity compliance, legal, or risk-related field within the financial services industry.
Excellent written and verbal communication skills
Familiarity with regulatory requirements and industry best practices
Competitive salary commensurate with experience
Compliance, Swap Dealer Compliance, Associate, New York
By Goldman Sachs At , New York, 10282, Ny
Experience writing and implementing policies and procedures, management information and reports
Assist with the development and maintainenance of management reporting for Boards of Directors, CEOs and other senior stakeholders at the firm
4-8 years’ experience in and knowledge of CFTC, SEC, NFA swap dealer regulations
Product knowledge and regulatory experience within the OTC derivatives and securities-based swaps businesses a plus
Strong interpersonal skills and the ability to manage processes and drive change and accountability with key internal stakeholders
Effective communicator with senior stakeholders both verbally and written, including experience delivering trainings
Quality Compliance Manager Jobs
By Palantir Technologies At New York, NY, United States
Continue to develop and lead Palantir’s Quality Management System (QMS).
Author and ensure implementation of approved procedures across the organization, setup non-conformance and CAPA processes to monitor deviations and management reporting.
Support Implementation of internal applications/systems supporting QMS processes like Document Management System and Learning Management System.
Experienced knowledge of QMS in a GxP environment.
Excellent presentation skills with ability to develop training materials and train employees, as well as experience writing SOPs and work instructions.
Knowledge of FDA and EU regulatory requirements and other guidelines related to GxP activities, including 21 CFR Part 11.
Quality Associate Jobs
By Rose International At Marion, NC, United States
• Knowledge, Skill and Abilities
• Good project management skills
• Working knowledge of FDA Regulations, Application of Good Laboratory Practices, and Application of Good Manufacturing Practices.
• Must have basic English written and oral communication skills adequate to communicate with other team members.
• Minimum of 5-8 years of experience in Quality, or related field in the medical products industry.
Job Title: Quality Associate III
Quality Associate Jobs
By Synectics Inc. At Mechanicsburg, PA, United States
Pay: $110-115/ Hourly based on experience
• Ability to manage internal DSCSA deviation investigations through resolution and approval.
• Requires business and application experience in warehouse operations including managing orders, inventory, warehousing, and logistics.
• Well versed in general IT capabilities.
• Proven ability to function in a self-directed environment, can manage multiple projects simultaneously
10+ years of related experience
Associate Director, Qa Compliance
By Arcus Biosciences At , Brisbane $170,000 - $185,000 a year
Assist with the development and management of the auditor qualification, training requirements and develop effective auditing tools.
Previous Quality Assurance experience that provided the knowledge, skills, and abilities to perform the expectations outlined in this job description.
5+ years in an internal and vendor auditor role for in GMP/GCP /GLP/GPvP/GDP fields. Quality Auditor / Manager Certification, preferred.
Experience with technologies used to conduct audits in a remote/virtual environment.
Must have the ability to build and maintain positive relationships with department management, peers, and other colleagues across the organization.
Self-motivated with the ability to take initiative, ownership and manage multiple responsibilities while shifting priorities quickly under tight timelines.
Quality Associate Jobs
By New Balance At , Methuen, 01844
Performs daily tasks including data entry, track returned finished goods movement through the facility, and assist others in understanding quality issues.
Understanding and working knowledge of quality tools and problem solving methodology.
Computer skills required including Office (Word, Excel).
Inspects a selection of finished product (QA) against customer expectations and NB Global Standards.
High school diploma or equivalent and 5 plus years in a manufacturing and/or a quality assurance environment. Associate degree preferred.
Ability to recognize and problem solve root cause(s) of defective product.
Director, Dietary Supplement Quality & Compliance Na
By Kenvue At , Skillman
o Serve as the interface to all other regional QA functions during launch and E2E product management
A minimum of ten (10) years of relevant experience required.
Strong working knowledge of dietary supplement regulations with success in leading a dietary supplement organization preferred.
A minimum of a bachelor’s degree required. Post graduate degree preferred.
Demonstrated ability to work on complex or ambiguous issues autonomously, with little/no daily direction.
Paid Company Holidays, Paid Vacation, Volunteer Time, Summer Fridays & More!
Rn Quality & Compliance Spec.
By Mass General Brigham Healthcare at Home At , Waltham, 02451
Manage record requests, subpoenas, interactions and communications with regulatory officials as it relates to region specific requests and needs.
Minimum 2 years clinical experience in a home health environment
Familiarity with clinical documentation requirements in home health environment
Computer literate with working knowledge of Microsoft Office and ability to learn a variety of other software applications
Previous medical records review experience preferred
Ability to develop and maintain strong working relationships with clinical managers
Compliance Associate Jobs
By Fortress Information Security At Greater Orlando, United States
Time Management: Adhere to daily time tracking requirements, ensuring all tasks and responsibilities are accounted for.
Insurance Maintenance: Oversee and update the company's insurance records, ensuring timely renewals, accurate invoice tracking, and effective billing management.
Great Ongoing Learning and Development opportunities offered for certifications and tuition reimbursement
Regulatory Compliance: Manage the company's state registration and filing necessities. This includes keeping track of renewal dates and ensuring timely payments.
0-1 years understanding of accounting and finance as it relates to financial reporting and budgeting.
Strong analytical, critical thinking and problem-solving skills.
Senior Compliance Associate -Quality Assurance
By KeyBank At , Remote $85,000 - $92,000 a year
Excellent writing skills and the ability to succinctly convey information to senior business and compliance management.
Keeping management apprised and recognizing when to escalate issues as needed.
At least 3 – 5 years of BSA/AML banking compliance or regulatory experience.
Experience working with FFIEC Exam Manual high risk customer types, including conducting CIP, KYC, and CDD / EDD.
Experience with transaction monitoring and case investigations, including Suspicious Activity Report filing.
CAMS and/or ACFCS certification desired.
Associate Director, Qa Compliance
By Arcus Biosciences At , Hayward, 94545, Ca $170,000 - $185,000 a year
Assist with the development and management of the auditor qualification, training requirements and develop effective auditing tools.
Previous Quality Assurance experience that provided the knowledge, skills, and abilities to perform the expectations outlined in this job description.
5+ years in an internal and vendor auditor role for in GMP/GCP /GLP/GPvP/GDP fields. Quality Auditor / Manager Certification, preferred.
Experience with technologies used to conduct audits in a remote/virtual environment.
Must have the ability to build and maintain positive relationships with department management, peers, and other colleagues across the organization.
Self-motivated with the ability to take initiative, ownership and manage multiple responsibilities while shifting priorities quickly under tight timelines.
Compliance Associate Jobs
By PowerCoin At Lancaster County, PA, United States
High attention to detail, high efficiency, and excellent time management skills.
Excellent project management and organizational skills, including ability to work on multiple projects simultaneously in a fast-paced and dynamic environment.
Experience using Chainalysis or Elliptic.
Advanced research and analytical skills.
Expert oral, written, and interpersonal communication skills with the ability to distill and present complex information accurately and clearly.
This is a remote-first position which may require some infrequent travel to our Lancaster, PA office location.
Quality Associate Jobs
By The Honest Company At Los Angeles, CA, United States
Collect and publish quality and compliance metrics and reports trends to management
Track and oversee document management to assure quality compliance
Coordinate / revise / manage QA SOPs and product specifications
Document and coordinate product risk assessments to assure compliance with Quality System requirements
Strong analytical, organizational and problem solving skills
Excellent written and verbal communication skills
Remote Compliance Associate Jobs
By Rezult Group, Inc. At United States
· Risk management experience is a plus
· Create reports for senior management and external stakeholders.
· Strong knowledge of BSA, AML, Reg E rules and regulations
No 3rd party applicants (cannot work C2C), please
· Assist in establishing, maintaining, and testing a complex compliance program for a fintech startup.
· Create and implement productive and efficient company policies and guidelines.
Compliance Associate Jobs
By ARGA Investment Management, LP At Stamford, CT, United States
Responsibilities include but are not limited to:
Assist with developing, drafting and maintaining compliance policies and procedures outlining firm requirements, regulations and best practices
Coordinate with internal stakeholders to assist with new business initiatives and regulatory requirements
3-5 years of compliance, legal or regulatory experience at a registered firm,
Excellent verbal and written communication skills
Create and deliver compliance trainings
Compliance Administrative Associate Jobs
By Navia Benefit Solutions, Inc. At Renton, WA, United States
· Manage plan projects and data needs
· Knowledge of department and company systems (PSL, SF, Flexman, etc.) as required for your position
· Onboarding new clients in company systems
· Create, maintain, and enter information into databases
· Invoice for services and products as necessary
· Assist with projects and audits
Senior Compliance Associate Jobs
By FD Associates Inc At Tysons Corner, VA, United States
oStrong writing, communication, training, and research skills with attention to detail
oStrong organizational skills and ability to establish priorities among a wide array of projects
·Strong MS office skills required
·Working knowledge of export regulations referenced required.
Position can be remote or hybrid.
Vacation/Sick ( 2 weeks(1-2)3 weeks(3-5), 4 weeks (6 and beyond)
Associate - Compliance Jobs
By IQ-EQ At Dallas, TX, United States
Analytical, technical, and technology skills with proficiency in basic office software, including Excel and Word
Must be able to demonstrate strong organizational and problem-solving skills with attention to detail
Must be able to demonstrate strong oral and written communication skills
Ability to analyze industry regulations; adapt and develop policies and procedures to meet compliance requirements
Conducting forensic testing and verification of internal controls for clients to comply with prevailing rules and regulations
Assisting with managing clients’ registrations with applicable regulators, including the SEC and CFTC
Compliance Associate - Cryptocurrency
By CryptoRecruit At United States
Time management and organisational skills
$100K to $120K in line with experience plus additional company benefits.
Experience designing compliance-related products including company guidelines
Experience organising, analysing, and presenting data related to regulations
Experience assisting with regulatory audits and examinations
Minimum 1 year prior experience in conducting suspicious activity monitoring or customer due diligence investigations
Compliance Associate Manager, Auto
By Upstart At United States

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Compliance Associate Jobs
By TBG | The Bachrach Group At United States
Evaluate servicing requirements, policies, and procedures to identify critical areas of risk for review.
Define the scope of transactions and select samples using appropriate sampling techniques.
Collect, analyze, and review supporting documents, conducting thorough transaction testing.
Create comprehensive workpapers and document findings from the review process.
Collaborate in the creation of compliance reports.
Contribute to the development of compliance-related presentations for real estate client.