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Financial Controls and Compliance Analyst Jobs

Compliance & Controls Specialist Jobs
By Airgas At Radnor, PA, United States
Updating policies & procedures, review and assist with fraud prevention controls and management of confidential investigations
The Specialist reports to the Senior Manager - Compliance & Controls and interacts closely with other corporate departments.
Assist with special projects for the Finance organization
Hold a Bachelor's degree in MIS, Business, Accounting, Finance, or equivalent.
Preferred CISA or CIA certification, or working towards certification.
Control framework reviews, documentation of processes, design and documentation of ITGCS and process related controls
Head Of Financial Reporting And Controls
By Miro At San Francisco, CA, United States
15+ years of progressive experience in finance and accounting, including substantial experience with US GAAP and implementing/maintaining internal controls
Manage and successfully complete external audits
Excellent Medical, Dental and Vision health benefits
Fertility & Family Forming Benefits
Wellbeing benefit and WFH equipment allowance
Annual learning and development allowance to grow your skills and career
Financial Compliance Analyst Jobs
By Salus GRC At United States
• Support and manage client relationships, including addressing regulatory questions.
• Industry experience of 0-4 years.
• Demonstrated interest and basic knowledge of SEC rules and regulations.
• Previous regulatory experience is a plus.
• Strong research skills with an ability to effectively communicate with clients.
• Assist in performing annual compliance reviews and mock SEC examinations.
Financial Controls Analyst - Business Coso
By Wells Fargo At Chandler, AZ, United States
Perform COSO Monitoring responsibilities including:
A BS/BA degree or higher in one or a combination of the following: Finance, Accounting, Analytics, or Reporting
Big four public accounting experience
Knowledge and understanding of regulatory agencies: Federal Reserve and OCC
Experience presenting technical concepts to senior leaders
Excellent verbal, written, and interpersonal communication skills
Compliance Controls & Policy - Associate
By Sumitomo Mitsui Banking Corporation At New York, NY, United States
3+ years in financial services environment, with an emphasis on compliance and/or risk management experience.
Excellent time management skills with a proven ability to meet deadlines.
Support policy management efforts, assisting with the review, quality control, and publishing of policy related documents.
Point person for team’s management of policy related Audit, Monitoring and Testing Issues Tracker.
Project management and/or process improvement.
Experience developing policies and procedures with emphasis on writing and editorial skills preferred but not required.
Controls And Compliance Risk Taxonomy- Analyst
By RBC At Jersey City, NJ, United States
Part of team responsible for Compliance Risk Assessment processes, which is the foundation for the Compliance Risk Management Program
2-4 years’ experience in the financial services industry in Compliance, Legal Department or at a financial institutions regulator
Knowledge of FINRA, SEC, MSRB, FRBNY and OCC rules and regulations and expectations
Organizational skills, attention to detail, etc.
Experience with operating in a highly matrixed environment
Excellent communication, influencing and presentations skills
Financial Analyst & Controls Jobs
By Aston Carter At Greater Seattle Area, United States
•5-7 years of relevant finance or analysis work experience with a strong analytical foundation.
oSupport team on add-hoc finance analysis of Microsoft commercial revenue & P&L performance.
REQUIRED (Degrees or certifications, all other)
•Proven Excel and PowerBI skills.
•Strong Financial Modeling and Data Analytical skill
•Strong curiosity to learn reporting skills and utilize in daily operation.
Sr. Manager, Financial Controls
By Corebridge Financial At Los Angeles, CA, United States
Strong issues management skills and the ability to build consensus around action plans.
Experience monitoring and report on the progress of corrective actions to management and stakeholders.
Prepare presentations and reports for senior management, summarizing controls, issues and risks related to critical vendors and third parties.
Experience evaluating SOC1 reports, and an understanding of scope, approach, coverage and related reporting requirements.
Strong organizational skills, with the ability to manage multiple tasks and priorities in a fast-paced, deadline-driven environment.
Bachelor's degree in Accounting, Finance, Business Administration, or a related field.
Internal Controls Analyst (Compliance Management) - Remote
By WESTAT At , Rockville, 20850, Md
Organization skills, including time management ability
Bachelor's Degree in Accounting, Business, Finance
Experience with public speaking and client-facing interactions
5-8 Years of accounting, auditing and/or compliance experience working in a mid-to-large size organization
Federal Acquisition Regulation (FAR) experience and Cost Accounting Standards (CAS) experience
Collaboration with teams, managers and/or clients
Controls And Qa Analyst
By Southern Scripts At , St. Louis, 63101, Mo
3 years of PBM experience in Benefit Design execution or Implementation at a high level.
Remain current on plan knowledge, policies, processes, procedures, and systems knowledge of Southern Scripts procedures.
Assist with other departments troubleshooting plan/benefit configuration related questions through claims testing.
Attend, complete, and demonstrate competency in all required HIPAA Training offered by the company.
Strong written and verbal communication skills.
Exceptional listening and analytical skills.
Compliance And Fiduciary Analyst
By U.S. Bank National Association At , Charlotte, 28202, Nc $99,365 - $128,590 a year
Strong attention to detail, organizational and time management skills.
Maintaining and running the personal securities transaction reporting process covering Wealth Management and Investor Services and their supporting personnel.
Escalating issues to senior business line and compliance management as needed.
Participating in other Compliance and Risk Management Specialist activities as needed.
Comfort running multiple high priority tasks with business line management visibility.
Having working knowledge on applicable fiduciary conflicts of interest risks and how they impact their assigned business lines.
Cybersecurity Compliance And Controls Analyst
By S&P Global At , Hartford, 06101, Ct $103,800 - $206,350 a year

About S&P Global Market Intelligence:

Cybersecurity Compliance And Controls Analyst
By S&P Global At , Atlanta, 30301, Ga $103,800 - $206,350 a year

About S&P Global Market Intelligence:

Are you looking for an exciting opportunity to use your financial and compliance expertise to make a real impact? We are seeking a Financial Controls and Compliance Analyst to join our team and help ensure our financial operations are compliant with all applicable laws and regulations. You will be responsible for developing and implementing internal controls, monitoring financial transactions, and providing guidance on compliance matters. If you are a detail-oriented professional with a passion for financial compliance, this is the perfect job for you!

Financial Controls and Compliance Analyst Job Skills:

• Knowledge of financial regulations and compliance
• Ability to interpret and analyze financial data
• Excellent communication and interpersonal skills
• Strong organizational and problem-solving skills
• Ability to work independently and as part of a team
• Proficiency in Microsoft Office Suite
• Knowledge of accounting principles

What is Financial Controls and Compliance Analyst Job Qualifications?

• Bachelor’s degree in accounting, finance, or a related field
• Professional certification in compliance or financial controls (e.g., CPA, CFA, CIA, etc.)
• Minimum of 3 years of experience in a financial controls or compliance role

What is Financial Controls and Compliance Analyst Job Knowledge?

• Knowledge of financial regulations and compliance
• Understanding of accounting principles and financial statements
• Knowledge of internal controls and risk management
• Familiarity with auditing and financial reporting standards

What is Financial Controls and Compliance Analyst Job Experience?

• Experience in a financial controls or compliance role
• Experience in auditing and financial reporting
• Experience in developing and implementing internal controls

What is Financial Controls and Compliance Analyst Job Responsibilities?

• Develop and implement internal controls to ensure compliance with financial regulations
• Monitor and review financial data to identify potential