Compliance Analyst - Code Of Ethics
By Atlantic Group At New York, NY, United States
Supporting the management of employee trade preclearance, outside business activities, and personal investments
Conducting regular reviews and evaluations to ensure compliance with regulatory requirements and internal policies
1-3 years of experience in a compliance role within the financial industry
Strong understanding of regulatory requirements and industry standards
Effective communication skills, both written and verbal
Assisting in the implementation and maintenance of the firm's compliance program
Compliance Associate - Code Of Ethics
By Hamlyn Williams At New York, NY, United States
1-4 years of asset management experience, preferably with Advisers Act experience.
Strong understanding of the asset management industry as well as knowledge of SEC regulations
Excellent written and verbal communication skills, and good judgment.
Assist with the build out and maintenance of the code of ethics program utilising starcompliance system
Assist in the oversight of all gifts & entertainment, insider trading and staff onboarding
Assist with compliance training programs.
Unsecured Lending Compliance Officer, Director
By SoFi At New York, NY, United States
Management/Leadership experience related to compliance processes and activities common to mid to large banking organizations.
Project planning and management including implementing regulatory change events.
Professional certification such as Certified Regulatory Compliance Manager (CRCM) is preferred.
Management/leadership in audit and regulatory exams.
Minimum of 10 years of relevant experience in unsecured lending product compliance or as a federal regulator.
Ability to build effective relationships with a proven record of building trust and credibility through strong interpersonal skills, communications, and actions.
Corporate Compliance Officer Jobs
By Rendr At New York, United States
On an ongoing basis, working with management to assess and remediate risks to the Company.
Develop and monitor, in conjunction with management, any corrective action plans;
The Compliance Office will serve as the Chair of the Company’s Senior Management Compliance Committee;
Assisting supervisory personnel in development and oversight of appropriate training and internal educational materials;
Reporting to/advising the Board of Managers on compliance-related matters;
Through appropriate designees, receive and manage compliance reports;
Senior Engineer Grid Code Compliance And Testing
By GE Power At Schenectady, NY, United States
Minimum of 5 years of experience in Engineering and/or Product Management in the Power Generation industry
Strong project management and collaboration skills
Field experience with Thermal power generation turbine and excitation control systems
Demonstrated knowledge in electrical or electric power engineering, conventional and renewable power plant design / operation
Demonstrated capability to complete projects on-time and on-budget as either individual contributor or project manager
Excellent interpersonal communication skills (e.g., ability to effectively communicate with all levels of internal and external customers, plant staff. Etc.)
Code Compliance Officer I
By City Of Margate At Florida, United States

Closes On: July 5, 2023 at 11:59 PM EST Department:Building Division:Building Job Status:Full-Time Rate of Pay:49,362 - 69,256 Position Type:Regular Status:Open until filled Details:Pay Grade ...

Compliance Officer, Strategy & Projects
By Madison-Davis, LLC At New York City Metropolitan Area, United States

Broker dealer located in Downtown Manhattan looking to bring on board a “Compliance Officer, Strategy & Projects” to join their team. This role is currently in a hybrid schedule (3 days in the ...

Code Compliance Supervisor Jobs
By Village of Biscayne Park At Miami, FL, United States
A comparable amount of training and experience may be substituted for the minimum qualifications.
•Knowledge of computers, office equipment and practices.
•Knowledge of investigative procedures and documentation.
•Knowledge of appropriate Village codes and ordinances
•Knowledge of city services and municipal organizational structure as they relate to code enforcement
•Knowledge of principles, practices, methods and techniques of code violation investigation and enforcement.
Code Compliance Officer Trainee
By City of Palm Beach Gardens At , Palm Beach Gardens, 33410 $45,769 a year
Any equivalent combination of education and experience.
Performs essential computer functions such as data entry, printing, retrieval, reports, etc.
Essential Function Duties and Responsibilities
Performs daily field inspections to determine compliance with City Codes
Performs field inspections for compliance with provisions of business tax receipts
Conducts detailed inspections for compliance with the City's Property Maintenance Ordinance
Code Compliance Investigator Iii
By County of Santa Cruz At , , Ca

INVITES YOU TO APPLY FOR:

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Code Compliance Officer Jobs
By City of Hurst At Hurst, TX, United States

Skills, Knowledge and Abilities: Ability to read, interpret, and enforce applicable City, State, and Federal codes, ordinances, and regulations. Ability to work as a positive team member and in ...

Cybersecurity Audit & Compliance Officer (Caco)
By CAE At Arlington, TX, United States
Conduct investigations of computer security violations and incidents, reporting as necessary to both the FSO/CPSO and Program Management.
Acts as a primary liaison with between the D&S Global Security organization and Engineering/Program Management leadership teams regarding Cybersecurity compliance.
Clearly communicate/present program status, issues, risks, opportunities and plans to senior program management and senior executive staff members
Must display tact and self-discipline necessary to interface effectively with customers, vendors, all levels of management, and employees.
Perform assessment of ISs, based upon the RMF methodology in accordance with the DAAPM, JSIG, and other USG security requirements.
Demonstrated experience with information systems and RMF process/artifacts is required and industry-standard Information Assurance tools.
Compliance Officer Jobs
By Temu At Greater Boston, United States
Strong attention to detail and organizational skills to manage multiple priorities and meet deadlines.
In-depth knowledge of relevant laws, regulations, and industry standards.
Strong analytical skills with the ability to identify compliance risks, conduct investigations, and propose effective solutions.
Conduct internal audits and assessments to monitor compliance and identify areas for improvement.
Conduct risk assessments to identify areas of vulnerability and implement appropriate risk mitigation strategies.
Foster a culture of compliance within the organization by promoting awareness, accountability, and ethical behavior.
Compliance Officer Jobs
By Temu At Boston, MA, United States
Strong attention to detail and organizational skills to manage multiple priorities and meet deadlines.
In-depth knowledge of relevant laws, regulations, and industry standards.
Strong analytical skills with the ability to identify compliance risks, conduct investigations, and propose effective solutions.
Conduct internal audits and assessments to monitor compliance and identify areas for improvement.
Conduct risk assessments to identify areas of vulnerability and implement appropriate risk mitigation strategies.
Foster a culture of compliance within the organization by promoting awareness, accountability, and ethical behavior.
Code Enforcement Officer Jobs
By Concord Communications At Concord, NC, United States
Ability to obtain North Carolina Code Officials Standard Building Level 1 Certification within 3 years of hire
Ability to obtain North Carolina Law and Administration for Code Enforcement Certification within 12 months of hire
Conducts deed, title, and estate searches to determine legal ownership of properties and obtains administrative inspection warrants.
Attends public meetings to address concerns and give updates and status on work.
Posts property unfit for human habitation notices and issues orders to repair or demolish unsafe structures.
Performs other similar duties as required.
Compliance Officer Jobs
By Quontic At United States
Lead and manage implementation of new or revised regulatory requirements in support of the Compliance Management System (CMS) requirements.
Collaborate on senior management compliance reporting.
Certified Regulatory Compliance Manager (CRCM) certification or other applicable/relevant certification
Proficient in Microsoft Excel, Microsoft Word, Project Management tools, Transaction Monitoring and Screening solutions
Read and analyze regulations to determine requirements/mandates and impact on Comerica.
Develop and execute remediation planning to ensure requirements are met by the implementation date.
Compliance Officer - Canada
By Synctera At United States
Work closely with our Fintech / embedded finance customers to educate, advise, and institute compliance requirements
Experience in managing teams and identifying staffing needs in a growth company
Strong and effective communication and ability to translate complex compliance requirements to customers and internal stakeholders in practical terms;
Experience working with regulators, as well as internal auditors and independent third party examinations is a plus.
100% employer paid medical, dental, and vision benefits for US and Canadian employees and dependents
Oversee, build, and maintain an effective compliance program for our Canadian MSB entity as we launch into the Canadian market
Code Enforcement Officer Jobs
By City of Huntington Beach, CA At , Huntington Beach, 92648, Ca $4,630 - $6,205 a month
Responds to inquiries from the public regarding code and ordinance requirements, interpretations, policies and applicability
Penal Code 832 Certification required at time of appointment.
Humility… be willing to place the team before self.
Exceptionality… be really (REALLY) good at what you do.
Social Awareness… say and do those things that bring people together.
Passion… recognize the awesome responsibility we have to serve the people of HB.
Fire Code Officer Jobs
By City of Vancouver At , Vancouver, Wa $6,317 - $8,081 a month
Equivalent combinations of education and experience may be considered.
Perform related duties and responsibilities as assigned.
One year of experience preferred
Intermediate skills in Microsoft Word, Excel, Outlook, PowerPoint.
Drive a city vehicle in a safe and appropriate manner in order to travel efficiently between various worksites.
Advise property owners on the removal of fire hazards; enforce compliance to correct hazards.
Clerk Typist I (Part-Time) - Code Compliance
By Town of Davie, FL At , Davie, 33314, Fl $15.81 - $24.06 an hour
Minimum Requirements (Must meet by the closing date of the posting unless otherwise stated)
Incumbent must possess the ability to comprehend technical assignments related to Town of Davie Code of Ordinances and Florida Statutes.
Position requires interaction with the general public and delivery of effective customer service.
May attend special magistrate hearings as back up for board secretary and assist with document preparation post-meeting.
Visible tattoos above the collarbone on the neck, face, head, scalp or on the hands;
Used tobacco products within six (6) months of the date of this application;
Code Compliance Specialist Jobs
By City of Santa Cruz, CA At , $5,838 - $8,215 a month
The minimum qualifications for Education, Experience, Knowledge, Skills and Abilities are the following:
One (1) year of public agency experience related to building codes, housing codes and/or zoning enforcement.
Three (3) years of public agency experience related to building codes, housing codes and/or zoning enforcement.
Principles, methods and techniques used in investigations and enforcement work including appropriate legal requirements and constraints.
Possession and continued maintenance of PC832 certification within one year of appointment.
Possession and continued maintenance of ICC certification as a Property Maintenance and Housing Inspector within one year of appointment
Code Enforcement Officer Jobs
By City of Durham At , Durham, 27701, Nc $41,814 - $64,349 a year
Three years of related experience sufficient to understand the basic operational, technical or office processes involved in the assignment.
North Carolina Zoning Enforcement Certification within 18 months of hire.
Benefits – General Full-Time Employees
Benefits - Part-Time (1,000 hours or more per year)
Benefits Part-Time (Average 30 hours per week over 12 month period)
Investigations of potential violations of land use regulations.
Zoning Specialist/Code Compliance Officer
By Pierce County At , Ellsworth, 54011, Wi

JOB Zoning Specialist/Code Compliance Officer - The purpose of this position is to assist in the administration and enforcement of the zoning, subdivision, floodplain, St. Croix Riverway, sanitary, ...

Are you looking for a job that allows you to make a real difference in your community? Become a Code Compliance Officer and help ensure that buildings and properties are safe and up to code!

Overview A Code Compliance Officer is responsible for ensuring that all applicable laws, regulations, and codes are followed in a given area. They are responsible for inspecting buildings, businesses, and other properties to ensure that they are in compliance with local, state, and federal regulations. They may also be responsible for issuing citations and fines for violations. Detailed Job Description A Code Compliance Officer is responsible for ensuring that all applicable laws, regulations, and codes are followed in a given area. They are responsible for inspecting buildings, businesses, and other properties to ensure that they are in compliance with local, state, and federal regulations. They may also be responsible for issuing citations and fines for violations. Code Compliance Officers must be knowledgeable of all applicable laws, regulations, and codes and must be able to interpret them accurately. They must also be able to communicate effectively with property owners and other stakeholders. Job Skills Required
• Knowledge of applicable laws, regulations, and codes
• Ability to interpret and apply laws, regulations, and codes
• Ability to communicate effectively with property owners and other stakeholders
• Ability to identify violations and take appropriate action
• Ability to write reports and maintain records
• Knowledge of safety and health regulations
• Knowledge of building codes
• Ability to use inspection tools and equipment
Job Qualifications
• Bachelor’s degree in a related field
• Certification in code compliance
• Previous experience in code compliance or a related field
• Ability to pass a background check
Job Knowledge
• Knowledge of applicable laws, regulations, and codes
• Knowledge of safety and health regulations
• Knowledge of building codes
• Knowledge of inspection tools and equipment
Job Experience
• Previous experience in code compliance or a related field
• Experience in conducting inspections
• Experience in issuing citations and fines
Job Responsibilities
• Inspect buildings, businesses, and other properties to ensure compliance with applicable laws, regulations, and codes
• Identify violations and take appropriate action
• Issue citations and fines for violations
• Maintain records of inspections and violations
• Communicate effectively with property owners and other stakeholders
• Write reports on inspections and violations
• Ensure safety and health regulations are followed