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Qa Manager Jobs

Company

Mizuho Americas
Address , New York
Employment type FULL_TIME
Salary $125,000 - $150,000 a year
Expires 2023-12-14
Posted at 8 months ago
Job Description
Summary
The successful candidate will be the Head of the QA team which performs AML and KYC QA testing against internal AML/KYC policies and procedures as well as against applicable regulatory requirements. In addition to testing in search of any control weaknesses, the AML/KYC QA Manager will also assess for opportunities to enhance/optimize AML/KYC functions to strengthen the AML/KYC Program.
The Key and primary responsibilities of the AML/KYC QA Manager will include:
  • Perform QA review of customer profiling parameter changes due to risk rating updates in the transaction monitoring system.
  • Prepare and administer any Lesson Learned trainings.
  • Provide assistance with collection and preparation of documentation and responses for any examinations, audits or testing, or remediation efforts.
  • Be able to track findings related to QA reviews, which includes manually tracking due dates and sending follow up emails accordingly.
  • Train and assist team staff.
  • Perform QA review of AML and KYC cases to determine the effectiveness of the AML controls and to evaluate the work product for quality, accuracy and sound decision making.
  • Perform QA review of SAR narrative, supporting documentation and SAR Committee minutes.
  • Proficient in Excel and PowerPoint to develop and maintain monthly and quarterly analytical reports.
  • Complete ad hoc projects as needed.
  • Review and/or updates of applicable policies and procedures.
  • Ensure that high quality standards are maintained for all CDD/KYC profiles that are approved and submitted by the individual in line with the productivity targets.
  • Pull monthly samplings of AML and KYC QAs and distribute amongst QA staff for completion.
  • Communicate KYC and AML QA results to management as well as monitor resolution of any profiles that require remediation.
  • Implement, perform and document assigned KYC QA reviews
Qualifications
  • Strong analytical and research skills with attention to detail
  • Extensive knowledge about applicable BSA/AML laws, regulations, procedures and industry practices
  • Minimum 5-7 years' experience in compliance in a financial institution and BSA/AML transaction monitoring and KYC function.
  • Experience in dealing with bank regulators and internal/external auditors helpful.
Special Skills/ Technical Requirements:
  • Strong managerial experience
  • Strong written and verbal communication skills, including a demonstrated ability to clearly provide written reports that accurately and clearly summarize issues and present solutions in an understandable and logical manner and strong interpersonal skills.
  • Ability to liaise with other departments as needed to perform tasks and projects.
  • Experience with FIS's Prime BSA Reporter and Fenergo (or other automated AML transaction monitoring software and KYC platforms)
  • Familiarity with research in external databases (ex. Lexis-Nexis, World-Check, Dow Jones Factiva, BvD Orbis, Sharepoint)
  • Proficiency using MS Office including Word, Excel, PowerPoint and Adobe Acrobat
The expected base salary ranges from $125,000.00 -$ 150,000.00 Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.
#LI-Hybrid
Other requirements
Mizuho has in place a remote working program, with varying opportunities for remote work depending on the nature of the role, needs of your department, as well as local laws and regulatory obligations.
Company Overview
Mizuho Americas is a leading financial institution comprising several legal entities, which together offer clients corporate and investment banking, financing, securities, treasury services, asset management, research and more. Mizuho’s operations in the Americas connect a broad client base of major corporations, financial institutions and public sector groups to local markets and a vast global network. Mizuho Americas is an integral part of the Japan-based Mizuho Financial Group, Inc. (NYSE: MFG), which is comprised of offices in nearly 40 countries, approximately 60,000 employees, and assets of more than USD 1.8 trillion. Learn more at mizuhoamericas.com.
Mizuho Americas offers a competitive total rewards package.
We are an EEO/AA Employer - M/F/Disability/Veteran.
We participate in the E-Verify program.
We maintain a drug-free workplace and perform pre-employment substance abuse testing.
#LI-MIZUHO