Analyst - Dealer Services

Date: Aug 11, 2023

Location: Remote, US

Company: ACA Group

The Opportunity:

The Dealer Services Analyst will work closely with mutual fund adviser clients to facilitate selling agreements with financial intermediaries and perform general mutual fund operations.

What you’ll do:

• Other tasks and duties as assigned
• Work closely with transfer agents in drafting fund notices, setting intermediaries up to trade, and completing fund set up questionnaires
• Facilitate selling agreement process with various broker-dealers and financial intermediaries
• Research and resolve inquiries from clients and intermediaries on a daily basis
• Maintain database of agreements and assist with the preparation of reports to clients

To qualify for the role you must have:

• Bachelor’s degree. Major or concentration in business, finance, economics, accounting or equivalent combination of education and experience

• 1-2 years experience in a financial environment, with knowledge of securities and securities markets preferred, as well as experience in investment operations and client services; Distributor or Transfer Agency experience a plus

Skills and attributes for success:

• Demonstrated professional integrity
• Highly motivated and goal-oriented; pro-active in one’s own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks
• Ability to work in a fast-paced small team environment
• Dedicated to upholding ACA’s high-quality standards and customer service focus
• Strong organizational and problem-solving skills with attention to detail
• Strong oral and written communication skills
• Ability to establish and maintain effective working relationships with colleagues and clients
• Ability to exercise discretion and make independent judgments on matters of significance
• Dependable, flexible, and adaptable to new ACA initiatives and changing client needs
• Proficient with Microsoft Office applications and comfortable working in a tech enabled environment

What working at ACA offers:

We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes medical and dental coverage and 401(k) plans, and a wide range of paid time off options as well as a flexible work environment. You’ll also be granted time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being. We also offer unique benefits such as Student Debt Forgiveness and Pet Insurance.

About ACA:

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.

What we commit to:

ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation, and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.