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Vice President – Compliance Auditor Jobs

Vice President Of Compliance Advisory
By Conselium Compliance Search At United States
Build new compliance processes, policies, and procedures and risk management programs, with an eye toward building digital-first, scalable solutions
Participate in and bring the Compliance perspective to critical situations, change management, and client/partner requests
Enterprise Risk Management, Business Continuity, Anti-Financial Crimes, and Privacy, as well as the Bank
The role is remote with travel as needed...relocation not required
You will be part of the executive leadership team offering you visibility, influence, and career growth options
Continually raise awareness of compliance, integrity, and risk issues. Review compliance related content to be included in employee training and education
Vice President, Ethics & Compliance
By Outset Medical, Inc. At United States
Outset also offers the following benefits:
Develop & manage effective training & communication in support of Outset’s ethics & compliance program
At least 15+ years’ of progressive experience in healthcare compliance
Prior experience building & maturing compliance programs in the healthcare industry
Experience building & managing high performing teams in a fast paced & dynamic environment
Excellent written, verbal, team building skills, problem solving, & analytical skills
Vice President, Compliance Jobs
By Swell Partners At New York City Metropolitan Area, United States
Primary focus on compliance management of the Firm’s Security-based Swap Dealer (SBSD) and Regulation SBSR reporting.
Should have experience in developing and implementing compliance program requirements within a Bank Holding Company setting.
Offers real-time interpretive guidance on regulatory requirements and best practices to stakeholders.
Proposes process improvements and ensures reporting to senior management.
Stakeholder relationship building, training delivery, process improvement, reporting to senior management.
Offers interpretive guidance, advice, and support to various stakeholders for compliance program implementation and maintenance.
Vice President, Corporate Compliance
By SALT Dental Collective At Phoenix, AZ, United States
Plan, schedule, and lead practice management entities governing Board updates regarding healthcare compliance.
Oversee internal compliance investigations and audits throughout physician practice management entities. Provide recommendations to the CEO and implement them as appropriate
Act as the HIPAA Privacy Officer for physician practice management entities
Develop a strategic plan for records and information management programs using best practice methodologies to support and achieve long-range organizational goals
Strong interpersonal and relationship building skills
Strong and effective communication skills
Vice President Of Compliance
By Xactus At , Chicago
Liaise with internal/external auditors and Compliance management.
Develop Compliance policies to address regulatory requirements.
Advise on regulatory and Compliance topics.
Assess compliance risks and coordinate/execute compliance monitoring and testing.
Deliver uniform Compliance guidance on a variety of topics/risks including sales practices and licensing & registration.
Identify and investigate potential rule breaches, escalating issues and coordinating corrective actions with other control functions as needed.
Compliance & Education Auditor Jobs
By UC Health At , Remote

At UC Health, we're proud to have the best and brightest teams and clinicians collaborating toward our common purpose: to advance healing and reduce suffering. As the region's adult ...

Compliance Assistant Vice President/Vice President
By PJT Partners At , New York, 10017 $100,000 - $175,000 a year
Develop and produce senior management reporting related to the program
Support ad-hoc special investigations at the direction of management
Manage optimization of technology and implementation of new tools, as required
Knowledge of applicable laws, rules, regulations, and risks
Excellent organization and execution skills with the ability to work efficiently and independently under demanding deadlines.
Strong analytical, written, and verbal communication skills.
Vice President, Tax Reporting & Compliance I
By BNY Mellon At , Pittsburgh, 15219
In this role, you’ll make an impact in the following ways:
To be successful in this role, we’re seeking the following:
Best Places to Work for Disability Inclusion , Disability:
Compliance Analyst - Auditor
By FICO At , , Ca $91,000 - $143,000 a year
Manage third party reviews of FICO, including regulatory compliance reviews.
Bachelor's Degree in Business, Finance or related field preferred.
Experience in a compliance role; preferably in a highly regulated industry.
Strong computer skills, specifically with Microsoft Office products including Excel Pivot Tables.
Work experience in the consumer lending industry helpful but not required.
Willingness and ability to research and develop technology solutions to enhance operational efficiencies.
Vice President, Compliance Consulting
By Kroll At Washington, DC, United States
Thorough understanding of, and experience with, compliance program development and maintenance
Excellent written and verbal communication skills that help represent diverse communities
Experience working with diverse teams
Oversee day-to-day support in the development, implementation and maintenance of compliance programs for a variety of registered investment advisers;
Oversee the registration process for investment advisers with the SEC;
Assist in providing SEC exam support;
Compliance Auditor Jobs
By Career Moves, LLC At Connecticut, United States
Provides indirect people management responsibilities.
Strong verbal and written communication, organization, analytical and project management skills.
4 plus years of experience auditing (internally or externally).
Identify risks and controls in business processes.
Prepare and/or review detailed audit documentation.
Identify and communicate control weaknesses and instances of non-compliance.
Global Quality Vice President: Qms, Sqm, & Compliance
By POINT Biopharma At Indianapolis, IN, United States
Expert knowledge of cGMP requirements, specific to pharmaceutical industry experience required
Experience building quality management systems, processes and procedures from the ground up
Strong leadership and management skills, with the ability to manage and motivate a team of professionals
Oversight of the POINT Supplier Quality Management program ensuring compliance with applicable regulations
Foster the development of operational technology and data management systems in support of facility performance, asset management, and operational excellence
Maintain required knowledge and compliance of applicable regulations and government, industry, and company GMP and GCP standards and their interpretations
Vice President Of Compliance
By Jobot At Los Angeles, CA, United States
5+ years of deposit and loan compliance experience with at least 3-5+ years of management experience.
Experience working in the banking industry
Bachelor's degree or advance degree preferred
Familiarity with Bank Secrecy Act (BSA)
VP of Compliance - GROWING Bank - Making a Difference in the World! - Great Culture
Want to learn more about this role and Jobot?
Vice President, Compliance/Internal Audit
By The Brooklyn Hospital At Brooklyn, NY, United States
·Thorough knowledge of advanced business management practices and organizational policies/procedures
·Advanced analytical/risk management skills to comprehend, analyze/interpret complex, multi-dimensional data
·Comprehensive knowledge and understanding of federal, state, and local regulatory healthcare requirements
·Minimum of 3 years of proven experience in a compliance officer role in the healthcare industry required
·Minimum of 10 years of progressive auditing experience in the healthcare industry highly preferred
Salary: $210,000 - $240,000 Per Year
Compliance Auditor Jobs
By CyberCoders At Dallas, TX, United States
5+ years of audit and compliance experience within healthcare
Experience handling the preparation/submission of claims for professional services payments
Active CPC-E/M Auditor Certification or willingness to obtain it within a year
Audit training support, guidance and continuing education for healthcare staff
Strong understanding of health care operations, billing, and claims submissions
Background in audit reporting, and identifying claims-submission / billing-related areas of risk for waste, fraud, and/or abuse
Compliance Research Auditor Duhs- Remote
By Talentify.io At United States
Bachelor's degree in business administration, management, healthcare administration, or related field.
Preferred: Certification in HIPAA Privacy/Security, Healthcare compliance, or relevant experience.
Manage privacy audits of operational staff’s access to patient information and investigate policy violations.
Four years of experience in legal, regulatory compliance, patient advocacy, or relevant role.
Preferred: Five years of experience in legal, clinical research, regulatory compliance, or relevant field.
In-depth knowledge of privacy regulations, including HIPAA and FDA Clinical Trials.
Vice President Compliance Jobs
By Gresham Hunt At New York, NY, United States
3-6 years of Regulatory Compliance experience, within a policy, advisory, surveillance or monitoring/assurance context
Great knowledge of capital market products, especially Fixed Income and FX
Great knowledge of wholesale compliance regulations, including (but not limited to) Broker-Dealer, Swap-Dealer, FINRA and SEC
Ideally a JD or regulatory compliance qualification
The successful candidate will be awarded a competitive salary and generous benefits package.
New York, New York – Up to $170,000
Senior Auditor - Compliance
By Hamlyn Williams At New York City Metropolitan Area, United States
3+ years of relevant experience in Internal audit risk management
Excellent communication skills, both written and verbal
Support: team in executing the audit program
Assist: in design, development and implementation of IADA’s annual risk assessment.
Execute: activities and/or deliverables associated with issue testing
Identify: control issues and emerging risks
Transportation Vice President Safety, Risk And Compliance
By Confidential At Dallas-Fort Worth Metroplex, United States
Or an equivalent combination of education and applicable work experience
Strong interpersonal skills and with experience presenting to ownership and operational entities
Lead a team comprised of a Safety Manager, Claims Manager and staff to ensure the continued safety of employees and equipment
Ensures appropriate staffing and safety education/training efforts for all teams within area of responsibility
Develop and manage department forecasts and budgets
5 years of experience in leading Transportation-Fleet Safety, ideally in a company whose major business is commercial trucking
Compliance Auditor (50% Travel) Jobs
By Servantex At United States
Conduct interviews with employees, candidates, and company management to gather information and verify compliance.
Present audit findings and recommendations to management and clients as necessary.
Continuously update knowledge and skills related to compliance auditing through professional development opportunities.
Formal education in business, human resources or legal studies desired but not mandatory and will credit in lieu of experience.
Perform comprehensive audits of Servantex’ operations to assess compliance with legal, regulatory, internal policy, and industry requirements.
Monitor records related to employee hours, wages, benefits, and other employment-related data for accuracy and compliance.