Vice President Of Compliance

WHO WE ARE:

Xactus (pronounced ‘Zac-tus’) is the leading verification innovator for the mortgage industry. We have over 6,500 clients ranging from the largest bank and non-bank mortgage originators to credit unions and mortgage brokers. With 12 operation centers across the U.S., Xactus works closely with our clients to digitally integrate a 360° approach to verification across their workflows. As a result, lenders can easily access the technology necessary to meet consumer demands for a modern mortgage experience with industry-leading speed, reliability, and accuracy – while also closing more loans more quickly with greater profitability.

We provide a friendly work environment while also providing many opportunities for you to enhance your skills. We have a top-notch financial leadership team who prioritizes building talent. If you are curious and searching for a change that will be fun and rewarding, please reach out to us! We would love to have you on our team!

WHO YOU ARE:

You are a career-minded, driven individual who is looking for a position that challenges you and supports your professional development.

THE BENEFITS WE OFFER:

A friendly, supportive environment which is highly rated by Xactus employees. Feedback from our employees says: “The people I work with treat each other with respect,” “I feel accepted by my coworkers” and “The person I report to cares about me as a person.”

Health, vision and dental insurances, college tuition benefit, bonus programs, fitness reimbursement and other healthy life-style programs, Maternity and paternity leave, 401k plan, short and long-term disability, life Insurance, accident and critical illness insurance, health savings account, flexible spending account, employee assistance program, legal services, employee discounts and more!

SUMMARY:

As a part of the Legal and Compliance, the Vice President, Compliance will be responsible for anticipating new and emerging risks to ensure Xactus’ health and resilience. They will use their expert judgement to solve challenges that impact the company and customers.

The Vice President, Compliance guides and assists management and staff in credentialing/compliance with rules, regulations, and internal policies. They will provide regulatory and compliance services, including compliance risk assessment, monitoring and testing, regulatory analysis of transactions and activities, formulation of regulatory and control policies, participation in new product development activities, staff training, maintenance of regulatory relationships and more.

#LI-REMOTE

ESSENTIAL DUTIES AND RESPONSIBILITIES:

• Identify and investigate potential rule breaches, escalating issues and coordinating corrective actions with other control functions as needed.
• Provide Compliance input and review new business initiatives, assessing compliance and regulatory risks and proactively identifying potential issues related to the new products/services.
• Assist on Regulatory exams/inquiries/sweeps.
• Assess compliance risks and coordinate/execute compliance monitoring and testing.
• Liaise with internal/external auditors and Compliance management.
• Provide regulatory advice and support.
• Deliver uniform Compliance guidance on a variety of topics/risks including sales practices and licensing & registration.
• Provide Compliance training and participate in staff training activities.
• Develop Compliance policies to address regulatory requirements.
• Advise on regulatory and Compliance topics.