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Senior Risk And Compliance Officer Jobs

Senior Compliance Risk Assessment Officer
By SoFi At United States
Minimum of 8 years of relevant experience in Compliance, Legal, Audit, Regulatory Compliance Management or other related experience
Experience with developing management reports
Prepare reports to summarize risk assessment results, and present results/updates to executive management and other stakeholders including risk and compliance committees
Summarize and report quarterly RCSA results to executive management
Professional certification such as Certified Regulatory Compliance Manager (CRCM) is preferred
Exercises judgment in situations with limited risk (without management involvement)
Senior Compliance Officer Jobs
By AscendHire At New York City Metropolitan Area, United States
Compensation & Benefits: Competitive salary ($130-$150k DOE) plus bonus and comprehensive Medical, Dental and Vision Programs.
Environment: Hybrid, 2 days in office, 3 days remote
Why Join Them? Thrive with These Benefits:
Grow & Thrive: Enjoy mentorship from industry leaders, continuous learning opportunities, and the space to make a tangible difference every day.
Career Advancement: Opportunities for growth, professional development, and mentoring from senior staff.
Work-Life Balance: Flexible hybrid schedule, 401(K) Program with a robust company match, and annual wellness reimbursements.
Risk And Controls Officer
By Hamlyn Williams At United States
4+ years of experience within risk management.
Consumer banking experience, with knowledge of consumer banking regulations, i.e TILA, FCRA.
Develop, manage and support multiple risk and control programs.
Fintech or BaaS experience would be plus
Collaborate with the second line of defense on efficient risk mitigation.
Develop and maintain qualitative and quantitative reporting.
Senior Manager, Governance, Risk, And Compliance
By Samsung Semiconductor At , San Jose $132,800 - $270,000 a year
Lead the supplier risk management process to identify and mitigate the risk of third-party relationships.
Compliance for regulatory requirements such as SOC2, FedRAMP, NIST 800-171, CMMC, and new regulatory initiatives applicable to the business.
Documentation review, drafting of policy, procedures and standards, certification and accreditation documents.
Manage various projects, including effective project tracking, issue handling, and follow up.
You're collaborative, building relationships, humbly offering support and openly welcoming approaches.
Location: Fully Remote, with the opportunity to work from anywhere in the United States.
Risk Management And Compliance Document Governance Senior Associate
By JPMorgan Chase & Co At , , Oh
Effective project management, oral and written communication skills
Experience in risk management, compliance, audit, or controls functions at a financial institution is a plus
Required qualifications, capabilities, and skills
Preferred qualifications, capabilities, and skills
Professional maturity and confidence in expressing a point of view with senior management
Develop subject matter expertise and advise teams on the firm’s policy, standard and procedure governance requirements
Senior Governance Risk And Compliance Analyst
By CAES At , Remote
IT audit and compliance experience of applicable regulatory requirements including NIST 800-171 and CMMC.
Tailored management and leadership training
Ensures the enforcement of CAES security requirements including, but not limited to, Export Control and Controlled Unclassified Information (CUI).
Experience in Information Security integration and compliance to support mergers and acquisition.
Experience in building and managing third-party risk assessment programs to support the cybersecurity function within supply chain sourcing and operations.
Experience in developing, supporting and executing corporate privacy programs based on GDPR and CCPA.
Senior Director, Risk, Compliance, And Governance
By CBRE At New York, NY, United States

Astoria - New York - United States of America, Baldwin - New York - United States of America, Borough Park - New York - United States of America, Canarsie - New York - United States of America, ...

Oversight And Compliance Officer
By Office of the Director of National Intelligence At McLean, VA, United States

[email protected], by unclassified email at DNI

Compliance Officer, Strategy And Projects
By TP ICAP At New York, United States
Support the Global Compliance Manager with the implementation of the Global Compliance strategy, plan and projects within AMER
Excellent planning and execution skills, attention to detail and problem-solving skills
Mange tasks with effective structure and organisation skills and ownership to deliver high quality results
Experience of a Compliance Function and Compliance risks and processes
Experience of an inter-dealer broking business is preferred.
Fulfil additional/ad hoc duties as required to meet the needs of the business
Anti-Bribery & Corruption And Anti-Tax Evasion Risk Officer
By Morgan Stanley At New York, NY, United States
Demonstrate prior experience and expertise with large scale organizational buildouts, remediations, high profile matters to senior management, Board and regulators
Working knowledge of privacy management tools and solutions
Experience in supporting audit and regulatory inquiries and interactions with Board, senior management, consultants
Management of investigations, reputational, AB&C and Anti-Tax Evasion franchise risk matters and reviews
Support in Regulatory responses and Remediation efforts, including Regulatory, Senior Management and Board level presentations and readiness
Build and manage a team of AB&C and Anti-Tax Evasion first line professionals
Senior Manager Governance, Risk & Compliance
By N-able At , Austin, 78735, Tx
Oversee and manage compliance programs within the Security function, including ISO27001 and SOC2 certification.
Will lead, mentor, and manage our enterprise GRC team and program
Manage talent end to end process including planning and performance review cycles for team members
Facilitate communication across the leadership team, and departments such as Procurement, Finance, Human Resources, Legal, etc. to monitor risks.
Experience wish compliance frameworks, specifically SOC2 and ISO27001
Experience in reading the culture of a company, adjusting your style, and adapting as needed
Senior Risk And Compliance Officer
By Milestone Technologies, Inc. At Oregon, United States
Ability to lead an InfoSec related discussion on control deficiencies / vulnerabilities with technical teams adopting a risk-based approach.
Determines security protocols by evaluating business strategies and requirements.
Minimum 6 years overall experience
Strong working knowledge of IT risks, and security issues
Knowledge of data protection operations
Certifications such as CISSP, CISA CIPP or similar certification, preferred