Register
Recruit Create CV

Senior Compliance Specialist Jobs

Senior Manager, Compliance Jobs
By Shoplooks At United States
Establish Compliance team processes and procedures, identify tools/solutions to support compliance team and meet compliance requirements.
·Bachelor's Degree or commensurate work experience
Experience with industry recognized compliance tools (e.g. BrandVerity, TheSearchMonitor) to review, uncover, investigate, and address non-compliant activity
·Proficient knowledge of Microsoft suite of products, including Windows, Word, Excel, and PowerPoint.
Lead and own all compliance activities and reporting for Shoplooks advertisers and networks.
Create, maintain, and disseminate compliance rules and guidelines to ensure 100% compliance.
Aml Compliance Senior Specialist
By SoFi At Charlotte, NC, United States
Maintain a thorough comprehension of AML typologies related to retail banking and wealth management
3-5 years of experience in the finance industry focusing on AML transaction monitoring
Experience with AML transaction monitoring systems
Excellent organizational, verbal, written and interpersonal skills are required.
CAMS certification preferred (or willingness to become certified within one year of start date)
Conduct investigations related to 314(a) matches, 314(b) requests and law enforcement inquiries as necessary
Senior Compliance Specialist - Nuclear
By PSEG At , $89,400 - $169,900 a year
Bachelor's degree or a combination of an Associates Degree and at least 7-10 years of experience in the nuclear field
Must possess excellent oral and written communication skills.
Must have excellent organization skills
Must meet Nuclear' s requirement for unescorted plant access
Functional knowledge of SAP and DCRMS/Fusion
Ability to understand regulatory requirements for licensing, compliance and operations
Aml Compliance Senior Specialist
By SoFi At Colorado, United States
Maintain a thorough comprehension of AML typologies related to retail banking and wealth management.
3-5 years of experience in the finance industry focusing on AML transaction monitoring.
Experience with AML transaction monitoring systems.
Excellent organizational, verbal, written and interpersonal skills are required.
CAMS certification preferred (or willingness to become certified within one year of start date).
Conduct investigations related to 314(a) matches, 314(b) requests and law enforcement inquiries as necessary
Senior Compliance Associate Jobs
By Insight Global At Boca Raton, FL, United States
Knowledge of products/services available in the investment management industry
100% paid for benefits – health, vision, dental
ROWE – Results Only Work Environment – Hybrid/Remote model
4+yrs experience in financial services in a compliance role
Experience providing compliance review on marketing materials
Senior Security Compliance Specialist
By InterEx Group At United States

The successful candidate will have the following experience:

The client is looking for someone who has a good background in federal compliance and cloud.

Compliance Senior Associate Jobs
By FanDuel At New York, NY, United States
Excellent oral and written communication skills with the ability to communicate at all levels of management
Complete other regulatory compliance tasks assigned by management.
Sound and tested experience exercising judgment including communication, relationships and the accurate presentation of materials required of high-stakes engagements
Highly organized individual with strong attention-to-detail skills
Experience engaging with federal or state regulators a plus
Excellent interpersonal and presentation skills
Senior Compliance Associate Jobs
By FD Associates Inc At Tysons Corner, VA, United States
oStrong writing, communication, training, and research skills with attention to detail
oStrong organizational skills and ability to establish priorities among a wide array of projects
·Strong MS office skills required
·Working knowledge of export regulations referenced required.
Position can be remote or hybrid.
Vacation/Sick ( 2 weeks(1-2)3 weeks(3-5), 4 weeks (6 and beyond)
Senior Compliance Associate Jobs
By TIAA At New York, NY, United States
Support the management and oversight of the Enterprise Compliance Policy Program
Assist and train users of the Compliance Policy Program management software tool.
Work with policy management tool support to develop and troubleshoot key features .
3 years of compliance experience in financial services
5 years of compliance experience in financial services
Assist in the design, distribution, communication, scheduling and tracking of compliance training sessions
Senior Compliance Manager Jobs
By Clark Construction Group At McLean, VA, United States
Support the development of conceptual bid and proposal schedules with executive management and present to selection committees if required.
Undergraduate degree in Engineering, Architecture, Construction Management or a related discipline.
Clark offers a total compensation package that includes base salary, bonus potential, and a comprehensive benefit package
4+ years scheduling experience on commercial construction projects.
Detail oriented and can manage multiple priorities in a fast paced environment with minimal guidance.
Skilled at developing and maintaining relationships with owners, subcontractors, senior leaders and project teams.
Senior Specialist—Compliance Governance (Remote)
By GE Aerospace At Connecticut, United States
Established project management, problem solving and prioritization skills.
Act as focal and administrator of the GE Aerospace High Risk Country procedure and oversee document management governance.
Minimum 8 years of professional experience in Compliance or Legal or similar relevant experience/knowledge.
Assist Compliance Governance Manager in monitoring, testing and other governance activities such as working with risk focals, preparing Sox narratives, etc.
Note: Military experience is equivalent to professional experience
Any offer of employment requires a successful completion of a background investigation and drug screen.
Senior Specialist, Quality Compliance
By Edwards Lifesciences At United States
Demonstrates professional communication and interpersonal relationship skills including consultative approaches and relationship management
Manage customer relationship and expectations during course of complaint investigation and resolution process
Bachelor's Degree in related field, plus minimum of 5 years relative experience complaint handling or quality compliance required
Experience in medical device (cardiovascular, endovascular, or other critical care/surgical products), or related regulated environment required
Advanced knowledge of Medical Device Reporting regulations, and regulatory reporting regulations
Good knowledge of Good Documentation Practices (GDP) as it relates to complaint filing
Senior Operational Compliance Specialist (Remote)
By DivIHN Integration Inc At United States

DivIHN (pronounced Divine) is a nationally-recognized Business Technology Solutions and Staffing services provider headquartered in Chicago. Since our formation in 2002, we have been trusted by ...

Senior Compliance Specialist Jobs
By Keasis At Englewood, CO, United States
Must have good meeting management and communication skills to keep conversations focused and productive.
Coordinate with Third Party Risk management to ensure PCI compliance needs are being addressed and tracked appropriately with third party vendors.
Primary responsibilities of the Information Security PCI Compliance Program Manager include the following:
Draft policies/procedures that govern the security of DISH PCI data across the enterprise with a specific focus on compliance requirements.
Partner with security teams to identify and analyze security requirements to align with PCI compliance standards.
Lead security enhancement projects focused on new or changing PCI compliance requirements.
Aml Compliance Senior Specialist
By SoFi At Cottonwood Heights, UT, United States
Maintain a thorough comprehension of AML typologies related to retail banking and wealth management.
3-5 years of experience in the finance industry focusing on AML transaction monitoring.
Experience with AML transaction monitoring systems.
Excellent organizational, verbal, written and interpersonal skills are required.
CAMS certification preferred (or willingness to become certified within one year of start date).
Conduct investigations related to 314(a) matches, 314(b) requests and law enforcement inquiries as necessary
Aml Compliance Senior Specialist
By SoFi At Frisco, TX, United States
Maintain a thorough comprehension of AML typologies related to retail banking and wealth management.
3-5 years of experience in the finance industry focusing on AML transaction monitoring.
Experience with AML transaction monitoring systems.
Excellent organizational, verbal, written and interpersonal skills are required.
CAMS certification preferred (or willingness to become certified within one year of start date).
Conduct investigations related to 314(a) matches, 314(b) requests and law enforcement inquiries as necessary
Aml Compliance Senior Specialist
By SoFi At Jacksonville, FL, United States
Maintain a thorough comprehension of AML typologies related to retail banking and wealth management.
3-5 years of experience in the finance industry focusing on AML transaction monitoring.
Experience with AML transaction monitoring systems.
Excellent organizational, verbal, written and interpersonal skills are required.
CAMS certification preferred (or willingness to become certified within one year of start date).
Conduct investigations related to 314(a) matches, 314(b) requests and law enforcement inquiries as necessary
Aml Compliance Senior Specialist
By SoFi At San Francisco, CA, United States
Maintain a thorough comprehension of AML typologies related to retail banking and wealth management.
3-5 years of experience in the finance industry focusing on AML transaction monitoring.
Experience with AML transaction monitoring systems.
Excellent organizational, verbal, written and interpersonal skills are required.
CAMS certification preferred (or willingness to become certified within one year of start date).
Conduct investigations related to 314(a) matches, 314(b) requests and law enforcement inquiries as necessary
Aml Compliance Senior Specialist
By SoFi At United States
Maintain a thorough comprehension of AML typologies related to retail banking and wealth management.
3-5 years of experience in the finance industry focusing on AML transaction monitoring.
Experience with AML transaction monitoring systems.
Excellent organizational, verbal, written and interpersonal skills are required.
CAMS certification preferred (or willingness to become certified within one year of start date).
Conduct investigations related to 314(a) matches, 314(b) requests and law enforcement inquiries as necessary
Senior Compliance Manager Jobs
By Goalsetter At , Remote
Experience building or maintaining a compliance management system
Previous work experience in a related compliance, legal or risk management role
Organizational and project management skills
Work with the business to establish an issue management program that identifies and corrects deficiencies identified to avoid recurrence
Maintain professional and technical knowledge by reviewing publications, networks, and participation in professional groups as required
5+ years of Compliance experience in the Banking Sector

Are you looking for an opportunity to make a real impact in the financial services industry? We are looking for a Senior Compliance Specialist to join our team and help ensure our company is compliant with all applicable laws and regulations. You will be responsible for developing and implementing compliance policies and procedures, monitoring and reporting on compliance activities, and providing guidance and advice to management. If you have a passion for compliance and a commitment to excellence, this could be the perfect job for you!

Overview A Senior Compliance Specialist is responsible for ensuring that an organization complies with all applicable laws, regulations, and standards. They are responsible for developing and implementing compliance programs, monitoring compliance, and providing guidance and advice to the organization. Detailed Job Description A Senior Compliance Specialist is responsible for developing, implementing, and maintaining compliance programs to ensure that the organization is in compliance with all applicable laws, regulations, and standards. They are responsible for monitoring compliance, conducting audits, and providing guidance and advice to the organization. They must also ensure that the organization is compliant with all relevant laws, regulations, and standards. Job Skills Required
• Knowledge of applicable laws, regulations, and standards
• Excellent communication and interpersonal skills
• Ability to analyze and interpret data
• Ability to develop and implement compliance programs
• Ability to identify and resolve compliance issues
• Ability to work independently and as part of a team
• Excellent problem-solving and decision-making skills
• Ability to prioritize tasks and manage multiple projects
Job Qualifications
• Bachelor’s degree in a related field
• At least 5 years of experience in a compliance-related role
• Professional certification in compliance or related field (e.g. Certified Compliance Professional)
Job Knowledge
• Knowledge of applicable laws, regulations, and standards
• Knowledge of compliance programs and processes
• Knowledge of risk management and audit processes
• Knowledge of data analysis and reporting
Job Experience
• At least 5 years of experience in a compliance-related role
• Experience developing and implementing compliance programs
• Experience conducting audits and monitoring compliance
• Experience providing guidance and advice on compliance issues
Job Responsibilities
• Develop and implement compliance programs to ensure that the organization is in compliance with all applicable laws, regulations, and standards
• Monitor compliance and conduct audits to ensure compliance
• Provide guidance and advice on compliance issues
• Identify and resolve compliance issues
• Prepare reports and presentations on compliance issues
• Maintain records of compliance activities
• Develop and maintain relationships with external stakeholders
• Stay up-to-date on changes in applicable laws, regulations, and standards