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Regulatory Risk And Compliance Jobs

Security, Risk And Compliance Consultant
By SEI At New York, NY, United States
Management of regulatory, internal or external audits, or experience as an auditor
Management or participation in Cybersecurity, Information Security, Risk, Compliance and/or Data Privacy Programs or Projects
Audit, risk or regulatory remediation management,
Change management related to regulatory adoption or compliance changes
Control design or maturation for high-demand technical areas such as ERP, Identity and Access Management, Business Continuity and Resiliency, Cloud
Experience across our service offerings
Manager, Risk And Compliance
By Urban Grid At Houston, TX, United States
Bachelor's degree in Risk Management, Finance, Business Administration, or related field; Master's degree preferred
Develop, implement, and manage an all-encompassing insurance program that aligns with the company's risk appetite and regulatory requirements
Analyze financial statements, credit reports, and market data to make informed risk assessments and provide recommendations to senior management
Professional certifications such as Certified Risk Manager (CRM), Certified Compliance & Ethics Professional (CCEP), or equivalent, are highly desirable
Proficiency in risk management software, data analysis tools, and Microsoft Office Suite
Collaborate with internal stakeholders to identify potential risks and liabilities and recommend appropriate insurance coverage
Avp - Risk, Control, And Compliance
By Berkadia At Ambler, PA, United States
Possess a working knowledge of IT Risk Management principles and processes.
Minimum 3-5 years of relevant work experience in mortgage industry, risk management, Information Technology, or related field.
Bachelor's degree in business administration, risk management, information technology, computer science, or a related quantitative discipline.
Strong communication skills and ability to lead meetings.
Must possess strong analytical skills and attention to detail.
Collaborate with internal audit team and provide necessary documentation and insights.
Governance Risk And Compliance Manager
By Beta Search At , New York
Review and communicate engagement results, findings and recommendations to account partner, client management and key stakeholders.
Strong report writing and presentation skills, an analytical mind, and problem-solving abilities
Strong Understanding of GRC processes (Risk Assessment, Controls, Regulatory Change Management and policy and procedures management.
Preparing business requirements document, process flows, process, and control documentation in form of Risk Control Matrices (RCM), SOPs, narratives, etc
Graduate degree in Accounting & Finance required
Experience on working on different GRC tools.
Governance, Risk, And Compliance (Grc) Supervisor
By California Public Employees' Retirement System (CalPERS) At , Sacramento, 95811 $7,783 - $10,428 a month

Work Location: Hybrid remote in Sacramento, CA 95811

Pay: $7,783.00 - $10,428.00 per month

Sap Risk & Regulatory/Gts - Manager
By PRICE WATERHOUSE COOPERS At , Boston, 02210
Understanding clients' business, industry and/or technologies and leveraging project management skills including developing project plans, budgets, and deliverables schedules;
Possessing experience with business process risk & control design, implementation across finance, supply chain and human resource business cycles;
Develop new skills outside of comfort zone.
Manage a variety of viewpoints to build consensus and create positive outcomes for all parties.
Possessing experience with SAP GTS across functional and technical (e.g. - BASIS) domain areas;
Demonstrating a background with SAP GRC design, implementation experience including Access Control and Process Control;
Governance, Risk And Compliance (Grc), Principal Engineer
By Stitch Fix At , Remote
Demonstrated experience with common compliance frameworks (SOX, GDPR, CCPA, PCI, ISO27000, NIST Cybersecurity Framework, NIST SP800-53)
Strong written and spoken communication skills when responding to external requests
Are passionate about our clients and live/breathe the client experience.
Understanding of common vendor risks and common vendor attestations (SSAE16, SOC2, SIG-Full/Lite)
Demonstrated ability to drive multiple workstreams in parallel within GRC
YOU’RE EXCITED ABOUT THIS OPPORTUNITY BECAUSE...
Mid Risk And Compliance Analyst
By Tenable At , Columbia, 21046 $79,000 - $105,000 a year
Experience working with the Federal Risk and Authorization Management Program (FedRAMP)
Experience with conducting audits, privacy, BC & DR Program Management
2+ years of experience in responding to security assessments, SAQs, compliance requirements, etc
Collaborate with Sales, Engineering, Information Security, IT, and Product Development teams to communicate compliance obligations and requirements
Educate stakeholders on their responsibilities
Assisting in the development and execution of the internal compliance program, involving preparation for audits, certifications, and risk assessments.
Cyber Risk And Compliance Analyst, Mid
By Booz Allen Hamilton At , Mclean $58,400 - $133,000 a year
Ability to implement information security requirements for IT systems through the Risk Management Framework (RMF)
5+ years of experience in IT Security, including in an ISSO or ISSM role
Experience with Information Assurance or performing information security audits
Experience with the National Institute of Standards and Technology (NIST) SP 800 series
Ability to obtain and maintain a Public Trust or Suitability/Fitness determination based on client requirements
Possession of excellent verbal and written communication skills
Cybersecurity Risk Management And Compliance- Leadership
By US DHS Headquarters At , Chandler $137,800 - $195,500 a year
Collaborating with internal and external DHS stakeholders and/or National experts in risk management and compliance
Receive a tentative job offer, including your compensation and benefits package
DHS Cybersecurity Service employees with a technical capability in Risk Management and Compliance will generally:
Must be able to comply with ethics and standards of conduct requirements, including completing any applicable financial disclosure.
Remote work may be available for some positions.
Have between 5-15 years of cybersecurity work experience.
Analyst, Compliance & Risk Jobs
By HarperCollins Publishers At , $85,000 - $95,000 a year
2+ years of relevant experience in SOX Compliance, Internal Auditing, Information Technology, or risk management,
Experience with IT service management processes (change, incident, or problem management)
Experience with identity and access management processes
Performs management testing of Information Technology General Controls (ITGC).
Manages and executes quarterly User Access Review (UAR) process across all divisions and SOX-compliant applications.
Bachelor's degree (preferred) in Information Systems, Computer Science, Accounting, Business Administration, or equivalent experience
Governance Regulatory And Compliance Manager - Us (Remote)
By Temenos At ,
You should have project management skills with demonstrated exposure to handle global programs.
You will implement and operate effective governance and regulatory management framework at regional level, meeting industry, regulatory standards, and group policies.
You will assist the business as needed, in the Third-Party Risk assessment and management activities.
You should have very strong hands-on experience with obtaining / maintaining various certifications / attestations (SOC, CCM, ISO, PCI).
You will provide support to sales and pre-sales in responses to RFI/RFP, manage supplier due diligence programs and potential client audits.
You should have previous work experience in audit, risk, internal control, compliance in a regulated company.
Head Of Risk And Compliance
By Pay.com At United States
Demonstrated ability to communicate effectively with senior management and third-party stakeholders
Develop AML and financial crime processes, and ensure the implementation and appropriate controls that reflect business and regulatory requirements
Work in collaborationwith internal teams: Operations, Finance, Risk and Compliance.
Manage and work AML/CTF and fraud investigations from end to end, including Suspicious Activity Reports (SARs).
Lead and manage the underwriting of new business submissions.
8+ years of experience in a complex, financial services firm, or related e-money/payments industry
Advisor, Business And Regulatory Compliance
By Norges Bank Investment Management At New York, United States
Minimum 2 - 5 years relevant experience preferably in compliance, operations, risk or legal at an asset manager or investment bank.
Experience working with US or global regulatory reporting requirements.
Support pre-trade and post-trade monitoring for disclosures and mandate requirements and provide compliance overrides for trades as needed.
Bachelor / University degree or equivalent with a strong academic record. Degrees within finance or law, a plus.
Strong technology skills including expertise with Aopshere’s Rulefinder or FundApps, a plus.
Interpret and advise on regulatory and mandate rules and provide regulatory and mandate expertise on business initiatives and working groups.
Director Of Quality, Risk, And Compliance
By Equip At United States
10+ years of experience in compliance, risk management, and/or quality assurance
Responsible for leading the quality management, regulatory, compliance, data reporting, and medical records activities of the entire organization
Expert-level knowledge and experience using data to drive understanding, decisions, and recommendations
Experience in a remote or virtual setting
Works cross-functionally with Clinical Programs dept., Patient Experience dept., and Care Delivery to develop performance improvement initiatives throughout the organization
3+ years of healthcare leadership experience with demonstrated success in creating effective and collaborative quality assessment/performance initiatives (QAPI)
Regulatory Risk Manager Jobs
By Mizuho Americas At , New York, Ny $200,000 - $250,000 a year
Excellent project management and organizational skills and capability to handle multiple projects at one time
Providing regular updates to management (including preparing technology personnel for meetings with regulators) regarding the matters being handled
Demonstrated knowledge in financial services operations
Strong interpersonal skills with the ability to work collaboratively and with people at all levels of the organization
Strong written and verbal communication and interpersonal skills
Join the Mizuho team as a Regulatory Risk Manager!
Manager, Regulatory Compliance And Operations
By bluebird bio At United States
Preparation and management of procedural documents
Experience working or interacting in a hybrid or fully-remote work environment
Experience with the Microsoft suite of software, e.g., Word, Excel, SharePoint, Project, PowerPoint, Visio
Experience organizing information or managing large projects
Strong verbal and written skills
Responses to requests for regulatory documentation
Compliance And Risk Analyst V
By Agama Solutions At ,
Nice to have – fraud models understanding or case management understanding as that will be their focus
Bank to bank transaction: he would be the one who checks the process
Compliance and Risk Analyst V
Regulatory And Compliance Attorney
By Opto Investments At United States
Annually file and amend the firm's ADV to ensure compliance with SEC filing requirements
Assist with the supervision of sales related activities such as filings, RFPs, and certifications or email surveillance
Review and approve outside business activities, annual compliance certifications, and personal trading
Actively manage departmental report(s) and external compliance vendors
Experience working with external regulatory bodies and responding to regulatory inquiries or investigations
Experience serving as a CCO
Compliance Risk And Testing Analyst
By RightClick At United States
Compliance Risk and Testing Analyst’s Qualifications and Skills
College degree or equivalent work experience.
At least 2 years of experience in a related field.
Superior analytical and critical thinking skills.
Familiarity with federal banking regulatory requirements for deposits, lending, and/or payments.
Compliance Risk and Testing Analyst’s Responsibilities and Duties

Are you looking for a challenging and rewarding role in Regulatory Risk and Compliance? Join our team and help us ensure that our organization is compliant with all applicable laws and regulations. You will have the opportunity to work with a diverse team of professionals and use your expertise to help protect our organization from potential risks. If you are passionate about regulatory risk and compliance, this is the perfect job for you!

Overview Regulatory Risk and Compliance is a specialized field of risk management that focuses on ensuring that organizations comply with applicable laws and regulations. Regulatory Risk and Compliance professionals are responsible for identifying, assessing, and mitigating risks associated with regulatory compliance. Detailed Job Description Regulatory Risk and Compliance professionals are responsible for developing, implementing, and monitoring compliance programs to ensure that organizations comply with applicable laws and regulations. They must be knowledgeable of the relevant laws and regulations, and must be able to identify and assess potential risks. Regulatory Risk and Compliance professionals must also be able to develop and implement strategies to mitigate these risks. They must be able to communicate effectively with all stakeholders, including management, employees, and external regulators. Job Skills Required
• Knowledge of applicable laws and regulations
• Ability to identify and assess potential risks
• Ability to develop and implement strategies to mitigate risks
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Strong problem-solving and analytical skills
• Ability to work under pressure and meet deadlines
Job Qualifications
• Bachelor’s degree in Risk Management, Law, Business Administration, or a related field
• Professional certification in Risk Management or Compliance
• 5+ years of experience in a related field
Job Knowledge
• Knowledge of applicable laws and regulations
• Knowledge of risk management principles and practices
• Knowledge of compliance management systems
• Knowledge of data privacy and security regulations
Job Experience
• 5+ years of experience in a related field
• Experience developing and implementing compliance programs
• Experience working with external regulators
• Experience in risk management and/or compliance
Job Responsibilities
• Develop and implement compliance programs
• Monitor compliance with applicable laws and regulations
• Identify and assess potential risks
• Develop and implement strategies to mitigate risks
• Communicate effectively with all stakeholders
• Prepare reports and presentations for management
• Maintain up-to-date knowledge of relevant laws and regulations