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Regulatory Business Analyst Jobs in New York

Regulatory Business Analyst Jobs
By Phyton Talent Advisors At New York, NY, United States
Create business requirement and functional specification documents.
Experience with various regulatory reporting types, including TRF/ORF, Equity Trading, Regulatory Option Trading, and Trace Reporting.
5+ years of experience in business analysis or data analysis.
Strong analytical and problem-solving abilities.
Excellent communication and interpersonal skills.
Knowledge of SQL, Python, or other programming languages is a plus.
Senior Consultant & Business Analyst In Regulatory Technology & Compliance Analytics
By Sia Partners At New York, NY, United States
Develop, implement, and update compliance management systems, policies, and procedures based on new or updated regulatory requirements
Excellent communication, collaboration, and project management skills to communicate risks in an effective way to all levels of seniority
Enhance data quality and controls to support compliance and risk management efforts
Strong analytical skills with experience using data analytics tools and techniques
Work closely with clients to understand their regulatory compliance requirements and design solutions to meet those needs
Effectively analyze situations and apply experience and judgment to resolve issues in a timely manner
Senior Business Analyst - Regulatory Reporting (Open To H1B/C2C)
By InvestM Technology LLC At New York City Metropolitan Area, United States
7+ years of experience as a Regulatory Business Analyst in an Investment Management or Investment Banking firm or consulting firm
Open (All rates commensurate with experience are welcome)
At least 2 full-cycle implementation experiences related to Consolidated Audit Trail (CAT) regulations
MBA degree or CFA qualification
Coordinate the remediation of reporting anomalies (raise JIRAs, document requirements, perform checkout, etc.)
Client needs 2 full-cycle implementation experience with Consolidated Audit Trail (CAT) regulatory projects.
Business Analyst Regulatory Reporting
By ABCO COMPUTERS PVT.LTD At New York, NY, United States
Extensive Experience in project management, leadership skills and communication skills are important.
Business Analyst / Change Management experiences in the financial services sector.
Business Analyst / Change Management experiences in the
Help co-ordinate the technical requirements gathering, estimating and planning for single or multiple projects or work streams.
Support the data and systems analysis activities within the project, identifying the business and technical requirements and acceptance criteria.
Excellent written and verbal communication skills.
Regulatory Business Analyst Jobs
By New York Technology Partners At New York City Metropolitan Area, United States
• SQL Server management Studio or Any SQL DB tool
Qualifications we seek in you!
• CFA, MBA Finance Preferred
Must be LOCAL and Okay with Day 1 onsite
“Own” and “Drive” all activities essential for business analysis and delivery of entire engagement and impactful recommendation
• Bachelor’s Degree educated or equivalent
Regulatory Business Analyst Jobs
By Phyton Talent Advisors At New York City Metropolitan Area, United States
• Manage all phases of testing, and underlying reconciliation to source data.
• Review system data flows and be able to identify issues and offer solutions.
• Work closely with Data Group Office to identify, and document data quality issues and offer solutions.
• 10+ years financial/regulatory and/or accounting experience required.
• Knowledge of objectives and content of U.S. regulatory reporting.
• 3+ years’ experience with capital markets products.

Are you looking for an exciting opportunity to use your analytical skills to help shape the future of the financial industry? We are looking for a Regulatory Business Analyst to join our team and help us develop innovative solutions to meet the ever-changing regulatory landscape. You will be responsible for analyzing current and proposed regulations, developing business requirements, and providing recommendations to ensure compliance. If you are passionate about making a difference and have a knack for problem-solving, this could be the perfect job for you!

A Regulatory Business Analyst is responsible for analyzing and interpreting regulatory requirements and developing strategies to ensure compliance with those requirements. They must be able to identify and assess potential risks, develop and implement solutions, and monitor and report on the progress of their efforts. To become a Regulatory Business Analyst, you should have a bachelor’s degree in a related field such as finance, accounting, or business. You should also have experience in regulatory compliance, risk management, and/or financial analysis.

Regulatory Business Analyst skills required for your resume and career include:

• Knowledge of regulatory requirements and industry standards
• Ability to analyze and interpret data
• Excellent communication and interpersonal skills
• Ability to identify and assess potential risks
• Ability to develop and implement solutions
• Ability to monitor and report on progress
• Proficiency in Microsoft Office Suite

Regulatory Business Analyst knowledge for your resume and career include:

• Regulatory compliance
• Risk management
• Financial analysis
• Business process improvement
• Project management
• Data analysis
• Regulatory reporting

Regulatory Business Analyst responsibilities for your resume and career include:

• Analyzing and interpreting regulatory requirements
• Developing strategies to ensure compliance
• Identifying and assessing potential risks
• Developing and implementing solutions
• Monitoring and reporting on progress
• Liaising with stakeholders
• Providing advice and guidance

Regulatory Business Analyst experience for your resume and career include:

• Previous experience in a regulatory compliance role
• Experience in risk management and/or financial analysis
• Experience in developing and implementing solutions
• Experience in monitoring and reporting on progress
• Experience in liaising with stakeholders
• Experience in providing advice and guidance

Regulatory Business Analyst qualifications for your resume and career include:

• Bachelor’s degree in a related field such as finance, accounting, or business
• Professional certifications such as Certified Regulatory Compliance Professional (CRCP) or Certified Regulatory Compliance Manager (CRCM)

Regulatory Business Analyst educations for your resume and career include:

• Bachelor’s degree in a related field such as finance, accounting, or business
• Professional certifications such as Certified Regulatory Compliance Professional (CRCP) or Certified Regulatory Compliance Manager (CRCM)
• Courses in regulatory compliance, risk management, and financial analysis

Tools that help Regulatory Business Analysts work better include:

• Regulatory compliance software
• Risk management software
• Financial analysis software
• Project management software
• Data analysis software
• Regulatory reporting software

Good tips to help Regulatory Business Analysts do more effectively include:

• Stay up to date on regulatory changes and industry trends
• Develop strong relationships with stakeholders
• Utilize data analysis to identify potential risks
• Develop and implement solutions that are cost-effective and efficient
• Monitor and report on progress regularly

Common Regulatory Business Analyst interview questions include:

• What experience do you have in regulatory compliance?
• How do you identify and assess potential risks?
• What strategies have you implemented to ensure compliance?
• How do you monitor and report on progress?
• What challenges have you faced in your previous roles?