Liquidity Risk Management Governance Analyst Jobs

Promote the awareness of risk management, internal control, and compliance via training, promotion, and eLearning

Oversee the stipulation and management of TSMC AZ’s policy, procedure, and control instruction

GRC (Governance, Risk management, and Control/Compliance) Manager

Perform testing to substantiate results.

Facilitate the risk assessment and annual Control Self-Assessment (CSA) for TSMC AZ

Represents the Compliance team on projects and ensures compliance when changes are made to current systems

Effective project management, oral and written communication skills

Experience in risk management, compliance, audit, or controls functions at a financial institution is a plus

Required qualifications, capabilities, and skills

Preferred qualifications, capabilities, and skills

Professional maturity and confidence in expressing a point of view with senior management

Develop subject matter expertise and advise teams on the firm’s policy, standard and procedure governance requirements

Strong project management and communication skills with the ability to manage multiple assignments concurrently across various stakeholders while managing projects end-to-end

0-3 years of experience in the related industry or in dealing with similar skills

Excellent written and verbal communication skills with technical writing and documentation experience is required

Address internal audit requirements and findings in a timely and appropriate manner.

Strong presentation skills to synthesize and share action items and follow ups

Use of Microsoft Office skills, specifically Word, Power point and Excel (to manipulate and summarize data)

· 5+ years of banking experience

· Bachelors or master’s degree. Business, Finance or Computer Science preferred

· Strong knowledge of python required

Develop, measure and report stress tests and scenario analyses to evaluate the resilience of the firms US’ liquidity risk positions.

Independently and effectively challenge the first line of defense on firms US’ interest rate risk and liquidity risk positions.

Wholesale Banking - Liquidity & IRR VP

Ensure the BA Lead and management are apprised of major issues / risks / developments.

Problem / Requirements Analysis: Working with users to determine what the actual

Analyze highly complex business requirements; generate technical specifications to design or

Have working knowledge of Axiom system

Develop functional requirements based on the business requirements by working with business

Supporting business users in the development of business requirements (various analyses;

Five or more plus years of experience in financial risk management

Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends related to liquidity risk or interest rate risk management

Strong process facilitation, project management, and analytical skills

Partners with Corporate Treasury and second line risk management to promote an effective risk management framework.

Bachelor's degree, or equivalent work experience

Typically more than eight years of applicable experience

Support policy management and committee governance frameworks

Manage change management process for committee charters and policies

Support communication plan for new program requirements

3+ years of financial services experience

BA/BS degree in Finance, Accounting, Business, or Economics (or a related discipline)

Ability to organize and manage multiple priorities

Manage and participate in workshops to flesh out and problem solve certain requirements, defects, or questions.

5+ years of experience in a similar BA role – reviewing, updating, and otherwise documenting requirements

Understanding of the Federal Reserve’s FR 2052a rules and to reflect changes in the business requirements documents.

Experience with FR 2052a – demonstrated in related project work

5+ years of experience doing User Acceptance Testing

Experience with capital markets and liquidity with a thorough understanding of liquidity concepts and financial instruments

Bachelor’s degree in Information Security, Information Technology, Audit, Risk Management

6+ years of progressive IT, auditing, investigations, strategic risk management, and/or business/management consulting with exposure to Fortune 500.

Manage/monitor/support development, implementation and maintenance of the security risk and associated documentation/data in the GRC platform (OneTrust)

Experience working within an IT Security practice, preferably having leveraged GRC tools, such as OneTrust.

A comprehensive benefit program which includes medical, dental and vision plans

An on-site fully accredited preschool educational program located at our Doral campus

Good presentation and communication skills, both written and oral. Ability to communicate effectively on abstract risk management concepts.

Respond to ad hoc liquidity reporting requests posed by senior management in the US and Head Office (HO) in Japan.

5 to 8 years’ experience in an analytical role in a Treasury department or Liquidity Risk function.

Experience with broker dealer or trading entities is a plus.

Bachelor’s degree required; finance or accounting degree preferred.

Assist with other team initiatives such as automation/enhancement of current reporting suite, refresh of Liquidity Stress Testing assumptions, etc.

Strong understanding of investment management products and services

Required Skills, Qualifications and Attributes:

Interacting daily with Portfolio Managers, Traders, Strategists and Client Advisors (Sales)

Knowledge of economics and fixed income markets are a plus

Excellent responsiveness and problem-solving skills

Adaptable, innovative and results oriented, with excellent teamwork skills

Prior experience and understanding of policies or regulatory change management process is a plus;

Required Qualifications, Skills and Capabilities:

Ensure projects are properly documented and regular status updates are provided to senior management

Apply critical problem solving skills and analytical mindset to ensure successful project delivery

4+ years of prior work experience

Prior experience with SharePoint, Microsoft office suite, business intelligence solutions such as Tableau, Alteryx is a plus;

Knowledge, Skills, Abilities and Other (KSAOs)

Education at least a high school diploma or GED, or equivalent professional work experience.

Outstanding organizational, interpersonal and communication (written and verbal) skills.

0-1+ years’ experience in an Information Security role

Ability to manage changing workloads while maintaining a sense of priorities and delivering quality service within required timeframes.

Ability to learn new technologies and applications and apply that knowledge to daily workflows.

BA with experience as a technical writer and data sourcing for 10+ years.

General knowledge and understanding of ALM concepts and Liquidity stress testing

Familiarity with Regulation YY of Dodd-Frank w/rt Enhanced Prudential Standards for Foreign Banks operating in the US

Familiarity with funding model concepts (e.g bank vs broker dealer) and also concepts of trapped liquidity

Understanding of Liquidity Coverage Ratio (LCR) a plus

Strong task management skills with the ability to support security risk and control projects and initiatives on time with multiple stakeholders

Communicating with technical and non-technical stakeholders and leaders on cybersecurity risk and controls management topics and program-specific reporting

Staying up-to-date on current cybersecurity threats, vulnerabilities, trends, and best practices to proactively evolve the cybersecurity risk and controls program

Excellent verbal communication skills with the ability to translate complex technical concepts into business language

CISM, CISA, CISSP, CCSP, CASP, Security+, CRISC, CGEIT, GSEC, or other relevant certifications

Collaborating with cross-functional teams to identify risks while evaluating the design and operational effectiveness of controls to report opportunities for improvement

Strong project management and communication skills with the ability to manage multiple assignments concurrently across various stakeholders while managing projects end-to-end

0-3 years of experience in the related industry or in dealing with similar skills

Excellent written and verbal communication skills with technical writing and documentation experience is required

Address internal audit requirements and findings in a timely and appropriate manner.

Strong presentation skills to synthesize and share action items and follow ups

Use of Microsoft Office skills, specifically Word, Power point and Excel (to manipulate and summarize data)

Excellent problem solving, organizational, and time management skills. Previous experience in project management a plus

Support communication with senior management to identify key topics of interest to bring to the GRMC, CBNA RC, and/or Board RMCs

Familiarity with common risk management metrics and measures (e.g. OSUC, NCL, LLR, CVA, VaR)

Help improve Risk Governance Committee controls in line with expanded Manager Control Assessment expectations, which will require ongoing execution and monitoring

Work on Internal Audit (IA) activities, including IA coverage requirements tied to Board governance and reporting activities.

Support for regulatory validation activities tied to transformation requirements

Advanced skill building effective relationships with all levels of staff, management, stakeholders, and vendors, through rapport, trust, diplomacy, and tact.

Advanced degree in Business Administration, Finance, Law or related field, or the equivalent combination of education, training, and experience.

Drive Issue Management remediation for BSA/AML & OFAC risks.

Maintain an up-to-date knowledge and level of expertise in relevant laws and regulations.

Advanced research, analytical, and problem-solving skills.

Effective skill to influence, negotiate and persuade to reach agreeable exchange and positive outcomes.

Preparation and production of regular and time-sensitive analytics, visualizations, and reports to risk managers, senior management, and regulators.

Strong understanding of liquidity risk, balance sheet management, and data analytics.

Relevant experience in the financial services industry particularly in fixed income, capital markets, and banking products.

Strong technical and analytical skills.

Ability for strategic problem solving, attention to detail, and the capability to manage effectively against deadlines

Production of ad-hoc analysis and reporting materials.

Demonstrated experience and understanding of financial markets and banking system, bank and broker dealer funding products, and liquidity risk management.

Present examination results to supervised institutions, Federal Reserve management, staff, and other supervisory authorities.

Develop a detailed understanding of the LISCC firms’ relevant liquidity risk management practices, including stress testing.

3-9+ years’ experience in one or more of the following areas: corporate treasury, liquidity, or relevant fields

Bachelor’s degree or equivalent related work experience

Commissioned examiner and/or Examiner-in-Charge experience highly preferred