Register
Recruit Create CV

Compliance Monitoring Officer Jobs

Compliance Officer Jobs
By JW Michaels & Co. At San Francisco Bay Area, United States
College graduate; with a minimum of 3-4 years of work experience in an asset management firm
Strong attention to detail, as well as organizational and time management skills; ability to multi-task in a fast paced environment
Ability to work with senior management across teams and office locations, managing multiple deadlines and following up when necessary.
A prestigious alternative investment management firm is seeking a Compliance Professional to to join their team.
Strong experience with Microsoft Office suite
Administer the Firm’s compliance program while remaining up-to-date regarding regulatory developments.
Senior Compliance Officer Jobs
By AscendHire At New York City Metropolitan Area, United States
Compensation & Benefits: Competitive salary ($130-$150k DOE) plus bonus and comprehensive Medical, Dental and Vision Programs.
Environment: Hybrid, 2 days in office, 3 days remote
Why Join Them? Thrive with These Benefits:
Grow & Thrive: Enjoy mentorship from industry leaders, continuous learning opportunities, and the space to make a tangible difference every day.
Career Advancement: Opportunities for growth, professional development, and mentoring from senior staff.
Work-Life Balance: Flexible hybrid schedule, 401(K) Program with a robust company match, and annual wellness reimbursements.
Compliance Officer Jobs
By Majestic Care At Westfield, IN, United States
Certification in health care compliance preferred. Specific skills, knowledge, and abilities:
Establishes and provides direction and management of the compliance Hotline.
Must also meet state requirements for relevant licensures or certifications and have no disciplinary action in effect against professional license.
Manages the day-to-day governance and operation of the Compliance Program.
Experience in dealing with compliance issues.
Effective verbal and written communication skills and ability to exercise judgement.
Transaction Monitoring Compliance Specialist, Cash App
By Cash App At San Francisco, CA, United States
A self starter who can manage projects and tasks end to end with minimal supervision, providing regular updates to management
1+ years of experience in transaction monitoring/BSA/AML or fraud/risk related work preferably in a financial institution or fintech company
Knowledge of BSA/AML regulations, risks, and typologies
Excellent written communication skills that demonstrate attention to detail and accuracy
Experience with international workflows and investigations
Relevant industry certifications (CAMS, CFC, CRC)
Research Compliance Officer Jobs
By General Dynamics Information Technology At , Silver Spring
Knowledge of HSP, bio-safety, and COI requirements
Develop a compliance training program, ensuring it meets regulatory requirements, and ensures that it is completed by appropriate staff members
5-10 years of human subjects/regulatory, and compliance monitoring/oversight experience
Working knowledge of U.S. Federal government regulations regarding the Protection of Human Subjects Involved in Research
Demonstrated expertise in the Human Subject Protection (HSP) regulations with monitoring and compliance program experience
Provide guidance and counsel on incorporating compliance-related activities into the day-to-day operations of the Human Research Protection Program
Compliance Officer - Registration
By Inclusively At United States
Solid organizational and time management skills.
Must have a good working knowledge of industry registration requirements and processes.
Minimum two years Compliance experience.
Proven judgment, problem-solving, and decision-making skills.
Strong written and verbal communication skills.
Dedicated knowledge of department and FINRA systems and processes will be expected after training is complete.
2023-2024 Project Facilitator- Office Of Compliance And Monitoring
By Clark County School District At , Las Vegas, 89121

2023-2024 Project Facilitator- Office of Compliance and Monitoring

Legal Assistant, Compliance Monitoring And Auditing
By Credit Acceptance At , Remote $22.50 - $31.50 an hour
Strong time management and organizational skills
Strong problem-solving skills with the ability to understand, interpret, and act on information promptly and effectively
Ability to apply analytical skills to solve problems
Minimum 2 years’ experience in a compliance, data analysis, or related legal experience
Insightful by cultivating innovation, accumulating business and role specific knowledge, demonstrating self-awareness and making quality decisions
Support monitoring and auditing activities related to dealer and service provider conduct. This includes:
Corporate Compliance Officer Jobs
By Aranscia At Houston, TX, United States
Bachelor’s degree in law, finance, business management or a related field. Master’s preferred.
Establishes and provides direction and management of the compliance hotline.
Exceptional knowledge of legal requirements and procedures.
Manages the oversight and compliance with any regulatory reporting.
Five (5) years’ experience in a compliance officer role preferred.
Excellent oral and written communication skills.
Compliance Officer - Deposit Products
By KeyBank At , Remote
Strong relationship management and leadership skills.
Demonstrated knowledge of the banking industry, particularly deposit product offerings and the systems supporting them.
Bachelor’s Degree required; substantial industry experience may be substituted for a Bachelor’s Degree; Juris Doctorate or CRCM preferred.
3-5 years of experience as a financial services compliance professional, bank regulator or other comparable legal experience.
Sound decision-making skills; able to make decisions independently and quickly.
Solid written and oral communication skills.
Compliance Officer – Broker-Dealer Jobs
By Natixis At , $242,000 - $275,000 a year
FinOp experience a plus, but not required
10 + years industry experience covering institutional broker-dealer activities, preferably at a foreign investment bank
Strong analytical, writing and presentation skills
Contribute actively as a member of the Broker-Dealer Operating Committee
Drive implementation of local regulatory change/remediation projects and initiatives
Provide day-to-day advice on rules and regulations, compliance policies and procedures
Consumer Compliance Monitoring Program Manager
By Coastal Community Bank At Washington, United States
Coastal Community Bank offers a competitive salary commensurate with experience, qualifications, and location
Strong investigative, problem-solving, and critical thinking skills and the ability to provide workable recommendations and solutions.
Must possess initiative, be a self-starter, have exceptional organizational skills, and a high attention to detail and accuracy.
5+ years of experience managing a program and/or projects in the banking or financial services industry.
3+ years of experience in regulatory consumer compliance required.
Experience in analyzing data for trends and using software applications to conduct compliance monitoring.
Associate Compliance Officer Jobs
By Ramp Talent At United States
Maintain continuous and effective communication with our partners, including banks, networks, vendors, and other stakeholders, to ensure alignment with compliance requirements.
Bachelor's degree in finance, accounting, or related field preferred.
Excellent communication and interpersonal skills to facilitate effective communication with internal teams and external partners.
Excellent communication and leadership skills to collaborate effectively with cross-functional teams.
Self-motivated and able to work independently in a remote environment.
Build procedures for handling exceptions to compliance policies (CIP, AML, Reg E, etc.) and build cardholder complaint procedures.
Special Advisor – Compliance And Subrecipient Monitoring
By Public Health Institute At United States
Knowledge of COSO enterprise risk management framework.
Provide inputs to PHI’s approach to subrecipient monitoring and responsible for annually updating the sub-award management procedures manual.
Develop materials for, update, and manage the sub-award management toolkit/resource library.
Draft timely and concise descriptive reports for PHI management and sub-recipient review.
Debrief PHI management and sub-recipient staff on compliance review findings and associated recommendations.
Escalate significant risks to the attention of PHI Senior Management, as appropriate.
Compliance Transaction Monitoring Lead, Cash App
By Cash App At New York, NY, United States
Closely track and manage SLAs and deadlines to meet key performance indicators, internal benchmarks and team member performance
5+ years of experience in anti-money laundering investigations and transaction monitoring
3-5 years of experience leading teams
2+ years of experience with investigations involving virtual currencies and the use of blockchain intelligence vendors
Excellent verbal and written communication skills that demonstrate attention to detail and accuracy
Experience handling sensitive directives and work with team members of all levels
Compliance Monitoring And Testing Manager
By Xactus At Salisbury, MD, United States
Prepare detailed reports and documentation of compliance monitoring activities, findings, and recommendations for management and regulatory bodies
Conduct regular reviews of internal processes, systems, and data handling procedures to identify potential compliance gaps or deficiencies
Collaborate with relevant stakeholders to assess and analyze compliance risks, emerging trends, and regulatory changes that impact the consumer reporting industry
Design and implement monitoring protocols, including the development of key risk indicators (KRIs), testing methodologies, and sampling techniques
Perform compliance testing and reviews to evaluate the effectiveness of controls, identify non-compliance issues, and recommend corrective actions
Performs other duties as assigned
Compliance Monitoring And Testing Manager
By Xactus At Dallas, TX, United States
Prepare detailed reports and documentation of compliance monitoring activities, findings, and recommendations for management and regulatory bodies
Conduct regular reviews of internal processes, systems, and data handling procedures to identify potential compliance gaps or deficiencies
Collaborate with relevant stakeholders to assess and analyze compliance risks, emerging trends, and regulatory changes that impact the consumer reporting industry
Design and implement monitoring protocols, including the development of key risk indicators (KRIs), testing methodologies, and sampling techniques
Perform compliance testing and reviews to evaluate the effectiveness of controls, identify non-compliance issues, and recommend corrective actions
Performs other duties as assigned
Compliance Officer Jobs
By Jobot At Las Vegas, NV, United States
4+ years prior experience in risk management or compliance roles
Work with management to create procedures to create and maintain compliance
Be the main advisor for any questions related to benefit laws and standards
Draft and revise company benefit policies
BA in business or similar degree or equivalent experience.
Strong knowledge of ERISA, ACA, HIPAA, and COBRA laws
Compliance Officer Jobs
By Jobot At Denver, CO, United States
4+ years prior experience in risk management or compliance roles
Work with management to create procedures to create and maintain compliance
Be the main advisor for any questions related to benefit laws and standards
Draft and revise company benefit policies
BA in business or similar degree or equivalent experience.
Strong knowledge of ERISA, ACA, HIPAA, and COBRA laws
Corporate Compliance Officer Jobs
By Fastball-N-Fundamentals Inc At United States
- Collaborate with cross-functional teams to integrate compliance requirements into business processes and decision-making.
- Strong knowledge of corporate laws, regulations, and industry compliance standards.
- Detail-oriented with excellent analytical and problem-solving skills.
- Professional certifications in compliance or corporate law are desirable.
- Stock options or equity grants, offering the opportunity to share in the company's success.
- Comprehensive benefits package, including health insurance, retirement plans, and more.

Are you looking for a challenging and rewarding role in compliance monitoring? We are looking for a Compliance Monitoring Officer to join our team and help ensure our organization is compliant with all applicable laws and regulations. You will be responsible for conducting reviews, monitoring activities, and providing guidance to ensure compliance with applicable laws and regulations. If you have a passion for compliance and a desire to make a difference, this is the perfect job for you!

Overview:

A Compliance Monitoring Officer is responsible for ensuring that an organization is in compliance with applicable laws, regulations, and internal policies. They are responsible for developing and implementing compliance programs, conducting audits and reviews, and providing guidance and advice to management on compliance-related matters.

Detailed Job Description:

A Compliance Monitoring Officer is responsible for developing and implementing compliance programs, conducting audits and reviews, and providing guidance and advice to management on compliance-related matters. They must be knowledgeable of applicable laws, regulations, and internal policies and must ensure that the organization is in compliance with them. They must also monitor changes in the regulatory environment and ensure that the organization is up-to-date on all relevant laws and regulations. Additionally, they must develop and implement training programs for employees on compliance-related topics.

What is Compliance Monitoring Officer Job Skills Required?

• Knowledge of applicable laws, regulations, and internal policies
• Ability to develop and implement compliance programs
• Ability to conduct audits and reviews
• Ability to provide guidance and advice to management
• Ability to monitor changes in the regulatory environment
• Ability to develop and implement training programs
• Excellent communication and interpersonal skills
• Strong organizational and problem-solving skills
• Ability to work independently and as part of a team

What is Compliance Monitoring Officer Job Qualifications?

• Bachelor’s degree in a related field
• Relevant certifications (e.g. Certified Compliance Professional)
• Previous experience in a compliance-related role

What is Compliance Monitoring Officer Job Knowledge?

• Knowledge of applicable laws, regulations, and internal policies
• Knowledge of the regulatory environment
• Knowledge of compliance-related topics

What is Compliance Monitoring Officer Job Experience?

• Previous experience in a compliance-related role

What is Compliance Monitoring Officer Job Responsibilities?

• Develop and implement compliance programs
• Conduct audits and reviews
• Monitor changes in the regulatory environment
• Provide guidance and advice to management
• Develop and implement training programs
• Ensure that the organization is in compliance with applicable laws, regulations, and internal policies