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Chief Compliance Office Jobs

Lead Analyst (#013431) Chief Legal & Compliance Office, Columbia
By South Carolina Department of Corrections At Columbia, SC, United States
A high school diploma and six (6) years of experience in quality improvement and risk management or compliance auditing.
Detects and advises management of risks.
State of South Carolina Minimum Requirements
Assists Assistant Division Director in training analysts in assigned areas to ensure understanding of QIRM processes and compliance auditing.
Analyze data using statistical techniques and produce comprehensive reports.
Use Excel and statistical process control software to analyze and present data.
Elko Business Office - Chief Electrical Engineer
By Barrick Gold Corporation At , Elko
Extensive experience with project management and organizational skills including time management, leadership, and decision-making abilities.
Extensive knowledge of project prioritization, project execution, project management, including knowledge of construction, commissioning, handover, and post-project activities.
Extensive knowledge of contract management and managing contractors.
Extensive knowledge and experience with electric power distribution, design, and operation of medium and high voltage systems.
Extensive knowledge and experience with medium and high voltage distribution systems in mining and/or heavy process industries.
Extensive knowledge and experience with power transmission, full electrical product cycle, power control and protection systems.
Chief Compliance/Audit Investigator
By State of Nevada At Boulder City, NV, United States
Describe your experience, including number of years, in the supervision of the following: 1) compliance investigators, 2) investigative staff.
Describe your experience providing testimony in administrative hearings, courtrooms, or similar environments.
Do you have a Master's degree (or higher) in criminal justice, police science, business administration, public administration, law or psychology?
Chief Compliance/Audit Investigator
By State of Nevada At Henderson, NV, United States
Describe your experience, including number of years, in the supervision of the following: 1) compliance investigators, 2) investigative staff.
Describe your experience providing testimony in administrative hearings, courtrooms, or similar environments.
Do you have a Master's degree (or higher) in criminal justice, police science, business administration, public administration, law or psychology?
Chief Compliance/Audit Investigator
By State of Nevada At Las Vegas, NV, United States
Describe your experience, including number of years, in the supervision of the following: 1) compliance investigators, 2) investigative staff.
Describe your experience providing testimony in administrative hearings, courtrooms, or similar environments.
Do you have a Master's degree (or higher) in criminal justice, police science, business administration, public administration, law or psychology?
Chief Compliance/Audit Investigator
By State of Nevada At Jean, NV, United States
Describe your experience, including number of years, in the supervision of the following: 1) compliance investigators, 2) investigative staff.
Describe your experience providing testimony in administrative hearings, courtrooms, or similar environments.
Do you have a Master's degree (or higher) in criminal justice, police science, business administration, public administration, law or psychology?
Chief Compliance Officer (Vp Level)
By Marqeta At United States
Stay abreast of regulatory changes, assess their impact on the business, and provide guidance and recommendations to senior management.
Exceptional leadership and managerial skills, with the ability to effectively lead and develop a high-performing compliance team.
Excellent understanding of risk management principles and the ability to implement effective controls and processes.
Maintain certifications and licenses as needed to support the business.
Deep understanding of the financial services industry, including experience in consumer financial services, payments, processing, and/ or financial technology.
Experience in executive and board regulatory level reporting, in addition to managing regulatory expectations within financial services.
Chief Compliance Officer Jobs
By Hire Writing, LLC At Los Angeles Metropolitan Area, United States
5 years of compliance experience in a multi-site behavioral healthcare services business
Experience in a fast-growing multi-site healthcare business is preferred
On-Site, Full-Time, in Los Angeles - Generous Pay & Benefits Package
Create new compliance-related policies and procedures
Present to Board of Directors
Create and oversee annual audit work plans
Chief Compliance Officer Jobs
By Bracebridge Capital, LLC At Boston, MA, United States
• Providing advice and training to management and employees regarding applicable securities rules, regulations and firm policies
• Assessing and continuously enhancing a comprehensive compliance program
• Overseeing and managing a strong compliance team in the execution of their duties
• Providing advice on new business initiatives
Chief Office Assistant Jobs
By Jobot At New York, NY, United States
Excellent organizational and time management skills
Knowledge of project management software such as Asana or Trello
Provide administrative support to executives and manage day-to-day office operations
Manage vendor relationships and order office supplies as needed
Develop and manage office templates and social media accounts
Manage projects and ensure deadlines are met
Chief Compliance Officer Jobs
By Hamlyn Williams At Florida, United States
Oversee the management of all compliance related issues
Prepare and present regulatory reports, annual compliance testing and remediation reports to senior management and the Board of Directors as appropriate
10+ years of regulatory compliance experience
Former regulatory experience from the NFA or CFTC
Lead the FCM Global Compliance Team
Become a dedicated resource to our business and product, with a focus on driving regulatory strategy and engagement
100% Remote Chief Compliance Officer
By Fiaro At Baton Rouge, LA, United States

This is a remote position. NOTE : ONLY USA CONDIDATES Remote work from home administrative assistant, data entry clerk, typing, customer service representative, get started now. Thank you for ...

Chief Compliance Officer (Remote)
By Akulaku At United States
- Manage and execute policies and procedures that govern the organizations' compliance programs.
- A strong educational background including a relevant graduate degree. MBA or Law Degree are highly desirable.
- At least 5 years experience managing a bank or non-bank financial institution.
- Monitor and test policies and procedures to ensure they will further compliance.
- Liaise with legal and regulatory bodies on compliance-related issues.
- Ensure that the organization complies with existing and developing federal and state laws and regulations.
Chief Technology Office Project Assistant, Ns, Ref. #30819
By NYS Office of Information Technology Services At New York, NY, United States
5 years experience administering IBM Content Manager or Content Manager OnDemand
Assist and provide guidance through all phases of the project management life cycle.
Communicate clearly, both verbally and in writing, with DTF management and users, ITS management, and team members.
5 years experience administering Kofax Capture
Associate’s degree and four years of experience
Associate’s degree including 15 semester credit hours in computer science and three years of experience
Chief Compliance Officer Jobs
By Larson Maddox At New York City Metropolitan Area, United States
10+ years of asset management/ investment management compliance experience
Knowledge of structured credit preferred.
Experience with private and public markets
JD or advanced degree a plus!
Chief Compliance Officer Jobs
By Banco Davivienda At Miami-Fort Lauderdale Area, United States
Advising management, business units and financial advisors on the impact of applicable regulatory changes, events, and exams.
Serving as the primary contact with regulatory agencies.
Responsible of drafting and updating investment advisory-related policies, procedures and training, and drafting compliance-related communications.
Responsible of implementing and overseeing the RIA’s Supervisory and AML Program.
Working in partnership with DI’s Compliance Team for the review and acceptance of prospect customers from the AML standpoint.
Assisting with responses to regulatory exams and inquiries relating to the investment advisory business.
Chief Compliance Officer Jobs
By questW At New York, NY, United States
• Overseeing the preparation and submission of regulatory filings and reports for US Asset Management business.
• Ensuring that businesses are effectively trained on regulatory and compliance related matters and requirements.
• 15+ years experience in Compliance, Legal and Regulatory in a Financial Services environment.
• Experience with Charles River Portfolio Compliance system or similar
• Provide compliance advice on complex financial transactions.
• Assume overall accountability for interfacing with key regulators