Register
Recruit Create CV

Account Supervision Principal Jobs

Head Of Supervision Jobs
By Atria Wealth Solutions At San Diego Metropolitan Area, United States
Proved experience in change management, controls design, and strong people management skills.
Supervise a remote/hybrid team that
7+ years of relevant securities experience in Compliance or Supervision.
Strong verbal and written communication skills
Ability to manage time effectively
Duties And Responsibilities – What You Will Do
Principal Technical Account Manager
By Salesforce At , Dallas, 75201 $154,300 - $212,200 a year
Skills for both analyzing technical concepts and translating them into business terms and for mapping business requirements into technical features.
Knowledge of Salesforce products and features, capabilities, best use, and how to deploy.
Knowledge or experience in Retail and Consumer Goods industry a plus.
Degree or equivalent relevant experience required. Experience will be evaluated based on the core competencies.
Knowledge of software development process and design methodologies
Experience leading efforts of cross-functional teams to facilitate resolution or disposition of customer needs or projects.
Supervision Advisor Jobs
By Guardian Life Insurance Company At , Remote
Communicating effectively (both written and oral) with agency management and field reps using clear, concise, and understandable language.
Proficient in MS Office skills including Excel, SharePoint, Word and Power Point.
Excellent verbal and written communications skills
Strong knowledge of FINRA, SEC, and State rules and regulations
Strong knowledge of variable annuities, structured notes, mutual funds and other financial products
Choice of [high deductible/copay] medical plans* with prescription drugs, including coverage for fertility and transgender inclusive benefits
Central Supervision Principal Jobs
By U.S. Bank At United States
Basic term and optional term life insurance
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
FINRA Series 7 and 63 or 65/66 are required
Mgr, Supervision Jobs
By LPL Financial At Iowa, United States
Identify and report significant gaps in policy, procedure and controls to management, while offering corrective actions for consideration and implementation.
Prior leadership/team management experience preferred
Interact appropriately and confidently with Senior Management.
Prioritize tasks and project management
Must have extensive product and industry knowledge
A minimum of 7 years’ experience in supervision, compliance and/or regulatory matters.
Supervision (Osj) Analyst / Finra
By Atria Wealth Solutions At San Diego Metropolitan Area, United States
Run and analyze reports on behalf of department management
May be asked to travel to conduct onsite audit and/or training visits to representatives and branches as determined by Management.
Bachelor's degree (B. A.) from four-year college or university; or 2 years of equivalent combination of education and experience.
Excellent analytical skills with a strong knowledge of product and business models within the retail securities industry
Knowledge of suitability and compliance experience would be a plus
Remote – USA for the right candidate
Head Of Supervision Jobs
By Atria Wealth Solutions At Greater Houston, United States
Proved experience in change management, controls design, and strong people management skills.
Supervise a remote/hybrid team that
7+ years of relevant securities experience in Compliance or Supervision.
Strong verbal and written communication skills
Ability to manage time effectively
Duties And Responsibilities – What You Will Do
Field Supervision Officer Ii
By Edward Jones At Washington, DC, United States
General understanding of compliance or industry experience is preferred
One to two years of compliance experience is preferred
Bachelor's degree or equivalent experience is preferred, but not required
Review of non-supervisory and basic supervisory client and branch activity to identify fraudulent or manipulative activity.
Review of electronic communication for branch teams and home office associates.
Verify account information and accuracy through contacts with our clients and branch teams.
Community Supervision Ofc 1 Jobs
By State of Georgia At Whitfield County, GA, United States

Internal Contact Name: Sherry Lee Tate

Community Supervision Ofc 1 Jobs
By State of Georgia At Richmond County, GA, United States

🔍 Georgia - Richmond - Augusta (https://careers.georgia.gov/jobs/25821/other-jobs-matching/location-only) Hot 📁 (https://careers.georgia.gov/landingpages/law-enforcement-opportunities-at-team-georgi ...

Community Supervision Ofc 1 Jobs
By State of Georgia At Walker County, GA, United States

🔍 Georgia - Walker - Lookout Mountain (https://careers.georgia.gov/jobs/25976/other-jobs-matching/location-only) Hot 📁 (https://careers.georgia.gov/landingpages/law-enforcement-opportunities-at-team ...

Supervision Officer Jobs
By City of Cleveland At , Cleveland, Oh $50,187 - $65,244 a year
KNOWLEDGE, QUALIFICATIONS, SKILLS and ABILITIES
Manages individual caseload and maintains and monitors all conditions and reporting requirements.
Verifies defendants’ current bond status and provides current bond status updates to the Sherriff’s Office and Clerk of Courts Office.
Ability to communicate effectively with co-workers, supervisors, defendants, judges, Sheriff’s Office staff, and Clerk’s Office staff.
Reviews conditions of release/diversion with clients granted release or diversion.
Determines level of risk; reviews all assigned cases.
Regional Supervision Manager Jobs
By Advisor Group At , Leesburg, 20175, Va
Minimum 3 years of Supervision or Compliance experience
Excellent analytical and problem-solving skills.
Excellent written and oral communication skills, including the ability to diplomatically find solutions to assist financial professionals and internal business partners.
Regional Supervision Manager (Home Office Principal – Triad)
ALL Locations/Remote (Open to qualified candidates across U.S.)
Accept new accounts on behalf of the firm
Supervision Officer Jobs
By U.S. Probation Office, Eastern District of New York At Brooklyn, NY, United States

The United States Probation for the Eastern District of New York is reposting for the position of U.S. Probation Officer within the Supervision Division. U.S. Probation Officers serve in a ...

Head Of Supervision Jobs
By Atria Wealth Solutions At Syracuse, NY, United States
Proved experience in change management, controls design, and strong people management skills.
Supervise a remote/hybrid team that
7+ years of relevant securities experience in Compliance or Supervision.
Strong verbal and written communication skills
Ability to manage time effectively
Duties And Responsibilities – What You Will Do
Supervision Assistant Jobs
By Elk River Area School District At , Elk River, Mn $19.06 an hour

Starting pay is $19.06 per hour. For more details, please see attached master agreement.

Principal Technical Account Manager (Remote)
By CrowdStrike At , Remote $95,000 - $175,000 a year
3+ years of Customer Success/Support/Technical Account Management experience in SaaS organization
Escalate customer issues to management when appropriate.
Create knowledge base content to capture new learning for reuse throughout the company and user base.
Bachelor’s Degree or equivalent experience
Experience working with Windows Server Operating Systems
Knowledge of enterprise web technologies, security and cutting-edge infrastructures
Director Of Supervision Jobs
By Security Finance At Alabama, United States
Partner with the Talent Management Department to assist in selection, onboarding, and training of District Managers.
7 to 10 years of successful experience in a traditional personal installment loan business.
Knowledge of state and federal lending regulations along with a general knowledge of employment laws.
Ability to travel daily within the defined territory, with the occasional overnight stay and/or remote work as business needs dictate.
Establish territory metrics, including growth, performance, and financial objectives to ensure continuous business development, growth, and profitability.
Build relationships and represent the Company with state and local legislatures, along with any state trade associations.
Head Of Supervision Jobs
By Atria Wealth Solutions At San Diego, CA, United States
Proved experience in change management, controls design, and strong people management skills.
Supervise a remote/hybrid team that
7+ years of relevant securities experience in Compliance or Supervision.
Strong verbal and written communication skills
Ability to manage time effectively
Duties And Responsibilities – What You Will Do

Are you an experienced Account Supervision Principal looking for a new challenge? We are looking for a motivated and organized individual to join our team and help us manage our client accounts. You will be responsible for developing and maintaining relationships with clients, ensuring that their needs are met, and providing strategic guidance to ensure their success. If you have a passion for customer service and are looking to take your career to the next level, this is the job for you!

Overview:

Account Supervision Principals are responsible for overseeing the day-to-day operations of a financial institution’s accounts. They ensure that all accounts are managed in accordance with applicable laws and regulations, and that all customer transactions are properly documented and reported. Account Supervision Principals also provide guidance and support to account managers and other staff members.

Detailed Job Description:

Account Supervision Principals are responsible for overseeing the day-to-day operations of a financial institution’s accounts. They ensure that all accounts are managed in accordance with applicable laws and regulations, and that all customer transactions are properly documented and reported. Account Supervision Principals also provide guidance and support to account managers and other staff members. They review account activity and transactions to ensure accuracy and compliance with internal policies and procedures. Account Supervision Principals also monitor customer accounts for suspicious activity and take appropriate action when necessary. They may also be responsible for developing and implementing new policies and procedures to ensure compliance with applicable laws and regulations.

What is Account Supervision Principal Job Skills Required?

• Excellent communication and interpersonal skills
• Strong organizational and problem-solving skills
• Ability to work independently and as part of a team
• Knowledge of financial regulations and laws
• Knowledge of accounting principles and practices
• Proficiency in Microsoft Office applications
• Ability to analyze financial data

What is Account Supervision Principal Job Qualifications?

• Bachelor’s degree in accounting, finance, or a related field
• At least 5 years of experience in a financial institution
• Professional certification, such as Certified Public Accountant (CPA) or Certified Financial Planner (CFP)

What is Account Supervision Principal Job Knowledge?

• Knowledge of financial regulations and laws
• Knowledge of accounting principles and practices
• Knowledge of financial analysis and reporting
• Knowledge of customer service principles and practices

What is Account Supervision Principal Job Experience?

• At least 5 years of experience in a financial institution
• Experience in developing and implementing policies and procedures
• Experience in managing customer accounts
• Experience in analyzing financial data

What is Account Supervision Principal Job Responsibilities?

• Oversee the day-to-day operations of a financial institution’s accounts
• Ensure that all accounts are managed in accordance with applicable laws and regulations
• Review account activity and transactions to ensure accuracy and compliance with internal policies and procedures
• Monitor customer accounts for suspicious activity and take appropriate action when necessary
• Develop and implement new policies and procedures to ensure compliance with