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Regulatory Affairs/Compliance Assistant

Company

CitiStaffing
Address New York City Metropolitan Area, United States
Employment type FULL_TIME
Salary
Category Financial Services
Expires 2023-07-09
Posted at 11 months ago
Job Description

Regulatory Affairs/Compliance Assistant


Financial Services Firm is looking for an Assistant to join their Regulatory Affairs/Compliance team! This is an excellent opportunity for someone looking to learn the ropes and get licensed!

Provide administrative support to the COO/Head of Trading Surveillance, Regulatory Affairs & Compliance.


Looking for a college graduate with a minimum of 1 year of experience in financial services industry. MUST have the reporting platform, CAT (consolidated audit trail) OR the reporting platform, OATS.