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Compliance Tester Jobs

Company

LevelUP
Address New York City Metropolitan Area, United States
Employment type CONTRACTOR
Salary
Category Banking,Financial Services,Investment Banking
Expires 2023-09-04
Posted at 9 months ago
Job Description

A well-known financial services company based in NYC is currently recruiting for a Compliance Tester to provide support to the current team in conducting compliance reviews.


This is an initial 6 month contract position on a hybrid basis, working 2 or 3 days in office in NYC.


Looking for some with:

-Good auditing skills with experience working for one of the big 4 auditing firms.

-Extensive experience in compliance testing.

-broker dealer experience

-Experience in complete workpapers that address the control requirement and are concise.