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Brokerage Operations Analyst Jobs

Company

TIAA
Address , Denver, Co
Employment type FULL_TIME
Salary $20.64 - $34.41 an hour
Expires 2023-06-12
Posted at 1 year ago
Job Description
The Operations Analyst is responsible for a variety of tasks associated with the opening, funding and on-going maintenance of discretionary managed, fee-based accounts, as well as self-directed accounts. Under limited supervision, this job understands the regulatory/compliance policies associated with the brokerage business and understands the financial impacts associated with operational and trading responsibilities.
Key Responsibilities and Duties
  • Understands the regulatory requirements to open and maintain a brokerage/managed account.
  • Initiates money movement requests and/or processes account opening transactions.
  • Performs various account maintenance processing/updates as directed by supervisor.
  • Deposits client funds into the correct account.
  • Completes brokerage operation activities in a timely manner and at established productivity levels.
  • Communicates requirements to open, fund and maintain a TIAA brokerage/managed account.
Educational Requirements
  • University (Degree) Preferred
Work Experience
  • No Experience Required
FINRA Registrations
  • SRC Indicator: NRF
Physical Requirements
  • Physical Requirements: Sedentary Work

Career Level
5IC

Preferably 1+ years of financial services and/or operations experience
Base Pay Range: $20.64/hr. - $34.41/hr.
Actual base salary may vary based upon, but not limited to, relevant experience, time in role, base salary of internal peers, prior performance, business sector, and geographic location. In addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans).
_____________________________________________________________________________________________________
Company Overview
TIAA is the leading provider of financial services in the academic, research, medical, cultural and government fields. We offer a wide range of financial solutions, including investing, banking, advice and education, and retirement services.
Benefits and Total Rewards
The organization is committed to making financial well-being possible for its clients, and is equally committed to the well-being of our associates. That’s why we offer a comprehensive Total Rewards package designed to make a positive difference in the lives of our associates and their loved ones. Our benefits include a superior retirement program and highly competitive health, wellness and work life offerings that can help you achieve and maintain your best possible physical, emotional and financial well-being. To learn more about your benefits, please review our
Benefits Summary
.
Equal Opportunity
We are an Equal Opportunity/Affirmative Action Employer. We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status.
Read more about the Equal Opportunity Law
here
.
Accessibility Support
TIAA offers support for those who need assistance with our online application process to provide an equal employment opportunity to all job seekers, including individuals with disabilities.
If you are a U.S. applicant and desire a reasonable accommodation to complete a job application please use one of the below options to contact our accessibility support team:
Phone: (800) 842-2755
Privacy Notices
For Applicants of TIAA, Nuveen and Affiliates residing in US (other than California), click
here
.
For Applicants of TIAA, Nuveen and Affiliates residing in California, please click
here
.
For Applicants of Nuveen residing in Europe and APAC, please click
here
.
For Applicants of Greenwood residing in Brazil (English), click
here
.
For Applicants of Greenwood residing in Brazil (Portuguese), click
here
.
For Applicants of Westchester residing in Brazil (English), click
here
.
For Applicants of Westchester residing in Brazil (Portuguese), click
here
.