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Senior Compliance Officer Jobs

Senior Compliance Risk Assessment Officer
By SoFi At United States
Minimum of 8 years of relevant experience in Compliance, Legal, Audit, Regulatory Compliance Management or other related experience
Experience with developing management reports
Prepare reports to summarize risk assessment results, and present results/updates to executive management and other stakeholders including risk and compliance committees
Summarize and report quarterly RCSA results to executive management
Professional certification such as Certified Regulatory Compliance Manager (CRCM) is preferred
Exercises judgment in situations with limited risk (without management involvement)
Senior Compliance Officer Jobs
By AscendHire At New York City Metropolitan Area, United States
Compensation & Benefits: Competitive salary ($130-$150k DOE) plus bonus and comprehensive Medical, Dental and Vision Programs.
Environment: Hybrid, 2 days in office, 3 days remote
Why Join Them? Thrive with These Benefits:
Grow & Thrive: Enjoy mentorship from industry leaders, continuous learning opportunities, and the space to make a tangible difference every day.
Career Advancement: Opportunities for growth, professional development, and mentoring from senior staff.
Work-Life Balance: Flexible hybrid schedule, 401(K) Program with a robust company match, and annual wellness reimbursements.
Senior Compliance Associate (Remote)
By Nordstrom At United States
5+ years’ experience in compliance, legal, risk management, or audit
Provide compliance oversight of findings identified by Nordstrom Compliance, Operational Risk Management, and Internal Audit, and Bank partner
Maintain compliance and professional knowledge by attending training, educational workshops, and reviewing publications
Assist with the implementation of Nordstrom compliance management program
BA/BS in Business Administration, Accounting, Finance, or mathematics related discipline or equivalent relevant work experience.
Nordstrom is able to offer remote
Senior Compliance Associate Jobs
By Insight Global At Boca Raton, FL, United States
Knowledge of products/services available in the investment management industry
100% paid for benefits – health, vision, dental
ROWE – Results Only Work Environment – Hybrid/Remote model
4+yrs experience in financial services in a compliance role
Experience providing compliance review on marketing materials
Compliance Senior Associate Jobs
By FanDuel At New York, NY, United States
Excellent oral and written communication skills with the ability to communicate at all levels of management
Complete other regulatory compliance tasks assigned by management.
Sound and tested experience exercising judgment including communication, relationships and the accurate presentation of materials required of high-stakes engagements
Highly organized individual with strong attention-to-detail skills
Experience engaging with federal or state regulators a plus
Excellent interpersonal and presentation skills
Senior Compliance Associate Jobs
By FD Associates Inc At Tysons Corner, VA, United States
oStrong writing, communication, training, and research skills with attention to detail
oStrong organizational skills and ability to establish priorities among a wide array of projects
·Strong MS office skills required
·Working knowledge of export regulations referenced required.
Position can be remote or hybrid.
Vacation/Sick ( 2 weeks(1-2)3 weeks(3-5), 4 weeks (6 and beyond)
Senior Compliance Associate Jobs
By TIAA At New York, NY, United States
Support the management and oversight of the Enterprise Compliance Policy Program
Assist and train users of the Compliance Policy Program management software tool.
Work with policy management tool support to develop and troubleshoot key features .
3 years of compliance experience in financial services
5 years of compliance experience in financial services
Assist in the design, distribution, communication, scheduling and tracking of compliance training sessions
Senior Compliance Manager Jobs
By Clark Construction Group At McLean, VA, United States
Support the development of conceptual bid and proposal schedules with executive management and present to selection committees if required.
Undergraduate degree in Engineering, Architecture, Construction Management or a related discipline.
Clark offers a total compensation package that includes base salary, bonus potential, and a comprehensive benefit package
4+ years scheduling experience on commercial construction projects.
Detail oriented and can manage multiple priorities in a fast paced environment with minimal guidance.
Skilled at developing and maintaining relationships with owners, subcontractors, senior leaders and project teams.
Senior Compliance Specialist Jobs
By Keasis At Englewood, CO, United States
Must have good meeting management and communication skills to keep conversations focused and productive.
Coordinate with Third Party Risk management to ensure PCI compliance needs are being addressed and tracked appropriately with third party vendors.
Primary responsibilities of the Information Security PCI Compliance Program Manager include the following:
Draft policies/procedures that govern the security of DISH PCI data across the enterprise with a specific focus on compliance requirements.
Partner with security teams to identify and analyze security requirements to align with PCI compliance standards.
Lead security enhancement projects focused on new or changing PCI compliance requirements.
Senior Risk And Compliance Officer
By Milestone Technologies, Inc. At Oregon, United States
Ability to lead an InfoSec related discussion on control deficiencies / vulnerabilities with technical teams adopting a risk-based approach.
Determines security protocols by evaluating business strategies and requirements.
Minimum 6 years overall experience
Strong working knowledge of IT risks, and security issues
Knowledge of data protection operations
Certifications such as CISSP, CISA CIPP or similar certification, preferred
Senior Compliance Manager Jobs
By Goalsetter At , Remote
Experience building or maintaining a compliance management system
Previous work experience in a related compliance, legal or risk management role
Organizational and project management skills
Work with the business to establish an issue management program that identifies and corrects deficiencies identified to avoid recurrence
Maintain professional and technical knowledge by reviewing publications, networks, and participation in professional groups as required
5+ years of Compliance experience in the Banking Sector
Senior Analyst, Compliance Jobs
By Comcast At Philadelphia, PA, United States
At least 2 years of business analysis , process improvement or similar experience.
Experience in SQL, Python, or other scripting languages
Bachelor’s Degree or Equivalent Experience.
Translate business requests into well-defined problems
Extracting and merging data from multiple sources, data cleaning, and validating data sets for analysis
Create analytical models to address key business questions and translate the output into clear findings and recommendations
Senior Compliance Specialist Jobs
By Roth Staffing At San Diego, CA, United States
· Coordinate with the compliance management to ensure filing dates are met for HMDA.
· General knowledge of overall mortgage lending process; prior mortgage, lending or related industry experience.
· Provide responsive, courteous, and knowledgeable service to Branches and internal departments.
· Complete knowledge of various applicable regulations, specifically: TCPA, RESPA, UDAAP, CAN SPAM, SAFE ACT, TRID, FCRA
· Flexible to work in an ever growing and changing environment with demonstrated analytical skills.
· Basic math skills and strong verbal and written communication skills.
Senior Director, Compliance Jobs
By FinThrive At United States
Manage any annual reporting or certification requirements; and
Minimum of 8+ years of management experience in compliance, legal or contract administration roles
Overall management of the program;
Project management; ability to prioritize multiple tasks and meet deadlines with minimal supervision
Monitoring of key requirements across all teams to ensure timely implementation and ongoing compliance;
Evaluation of flow-down FAR/DFAR requirements in future customer agreements;
Senior Risk Management And Compliance Officer [Temporary]
By United Nations At , New York, Ny
Provide subject matter expertise, and engage stakeholders to strengthen risk management practices across UNJSPF-PA that enable them to identify risk
Support the internal risk management committees and liaise with the Pension Board Audit Committee, Auditors, and Consultants
Provide expert technical advice for the implementation of risk management and internal control policies, methods, and responses
Collaborate across functions to improve efficiency, effectiveness, productivity, and/or control related to the Fund's risk management
Oversee consulting services for entity-level risk assessment exercises for the Fund every three years and manage the budget of such undertaking
Plan, oversee and manage the work and performance of the risk team
Senior Compliance Officer Jobs
By Larson Maddox At Detroit, MI, United States
5+ years of bank compliance experience (management level preferred)
Bachelor's degree in business administration, finance or a related field is preferred.
Monitoring industry and compliance regulation changes
Directly reporting and collaborating with the bank president and CEO, as well as working with the Board of Directors.
Conduct training of compliance related topics as needed.
Acts as the central information resource for compliance matters, applicability of laws and regulations related to compliance.
Senior Risk Management And Compliance Officer
By United Nations At , New York, Ny
Provide subject matter expertise and engage stakeholders to strengthen risk management practices across the UNJSPF-PA that enable them to identify risk
Support the internal risk management Committees and liaise with the Pension Board Audit Committee, Auditors, and Consultants
Provide expert technical advice for the implementation of risk management and internal control policies, methods, and responses
Collaborate across functions to improve efficiency, effectiveness, productivity, and/or control related to the Fund's risk management
Oversee consulting services for entity-level risk assessment exercises for the Fund every three years and manage the budget of such undertaking
Plan, oversee and manage the risk team's work and performance
Regional Compliance Officer- 23010277 Jobs
By MoneyGram At , Miami, Fl
Excellent demonstrated organizational skills, including time management, record keeping, self-scheduling, and follow-up.
Actively participates in management discussions on risk and participates in governance and risk committee meetings as appropriate.
Minimum Required: Post-secondary degree or equivalent combination of educational and work experience.
3-5 years' work experience within the financial services industry.
Ability to work in a self-directed and remote environment.
Excellent analysis and problem-solving skills.
Home Compliance Officer Jobs
By State of Iowa - Executive Branch At Des Moines, IA, United States
Interprets guidelines and federal notices to explain regulatory requirements
Creates HOME-ARP allocation process in compliance with federal requirements
About The Iowa Finance Authority
Serves as subject matter expert to resolve program issues involving compliance, funding, disbursements, reporting, and commitments
Reviews program applications and supporting documentation for program eligibility
Prepares federal and internal reports
Us Compliance Officer Jobs
By TikTok At Seattle, WA, United States

Responsibilities TikTok is the leading destination for short-form mobile video. Our mission is to inspire creativity and bring joy. TikTok has global offices including Los Angeles, New York, ...

Are you looking for an exciting opportunity to make a real difference in the healthcare industry? We are looking for a Senior HSE Compliance Officer to join our team and help ensure that our organization meets all applicable safety and health regulations. You will be responsible for developing and implementing safety and health policies, conducting safety audits, and providing guidance and support to our staff. If you have a passion for safety and health and are looking for a rewarding career, this could be the perfect job for you!

Overview:

A Senior HSE Compliance Officer is responsible for ensuring that an organization complies with all applicable health, safety, and environmental regulations. They are responsible for developing and implementing safety policies, conducting safety audits and inspections, and providing training and guidance to staff on safety procedures. They must also monitor and report on safety performance and investigate any incidents or accidents.

How To Become an Senior Hse Compliance Officer:

To become a Senior HSE Compliance Officer, you will need a combination of education and experience. A bachelor’s degree in safety management, environmental science, or a related field is typically required. Additionally, experience in safety management, environmental compliance, or a related field is also beneficial.

Senior Hse Compliance Officer Skills:

• Knowledge of health, safety, and environmental regulations
• Ability to develop and implement safety policies
• Ability to conduct safety audits and inspections
• Ability to provide training and guidance to staff on safety procedures
• Ability to monitor and report on safety performance
• Ability to investigate incidents and accidents
• Excellent communication and interpersonal skills
• Strong problem-solving and decision-making skills
• Ability to work independently and as part of a team

What is Senior Hse Compliance Officer Knowledge?

• Knowledge of health, safety, and environmental regulations
• Knowledge of safety management principles and practices
• Knowledge of environmental compliance principles and practices
• Knowledge of risk management principles and practices
• Knowledge of relevant industry standards and best practices
• Knowledge of relevant computer software and applications

What is Senior Hse Compliance Officer Responsibilities?

• Develop and implement safety policies and procedures
• Conduct safety audits and inspections
• Provide training and guidance to staff on safety procedures
• Monitor and report on safety performance
• Investigate incidents and accidents
• Ensure compliance with applicable health, safety, and environmental regulations
• Develop and implement corrective action plans
• Liaise with relevant authorities and stakeholders
• Keep up to date with changes in regulations and best practices

What is Senior Hse Compliance Officer Experience?

• Previous experience in safety management, environmental compliance, or a related field
• Experience in developing and implementing safety policies and procedures
• Experience in conducting safety audits and inspections
• Experience in providing training and guidance to staff on safety procedures
• Experience in monitoring and reporting on safety performance
• Experience in investigating incidents and accidents
• Experience in liaising with relevant authorities and stakeholders

What is Senior Hse Compliance Officer Qualifications?

• Bachelor’s degree in safety management, environmental science, or a related field
• Professional certification in safety management, environmental compliance, or a related field (e.g. Certified Safety Professional (CSP), Certified Industrial Hygienist (CIH), etc.)

Senior Hse Compliance Officer Educations:

• Bachelor’s degree in safety management, environmental science, or a related field
• Professional certification in safety management, environmental compliance, or a related field (e.g. Certified Safety Professional (CSP), Certified Industrial Hygienist (CIH), etc.)
What tools help Senior Hse Compliance Officer work better?
• Safety management software: This software helps Senior HSE Compliance Officers manage safety policies, conduct audits and inspections, and track safety performance.
• Risk management software: This software helps Senior HSE Compliance Officers identify and assess risks, develop corrective action plans, and monitor compliance with regulations.
• Environmental compliance software: This software helps Senior HSE Compliance Officers monitor and report on environmental performance, and ensure compliance with environmental regulations.
Good tips to help Senior Hse Compliance Officer do more effectively?
• Develop and implement safety policies and procedures: Developing and implementing safety policies and procedures is essential for ensuring compliance with health, safety, and environmental regulations.
• Conduct safety audits and inspections: Regularly conducting safety audits and inspections is essential for identifying potential hazards and ensuring compliance with safety regulations.
• Provide training and guidance to staff: Providing training and guidance to staff on safety procedures is essential for ensuring that they are aware of the risks and know how to work safely.
• Monitor and report on safety performance: Monitoring and reporting on safety performance is essential for identifying areas of improvement and ensuring compliance with safety regulations.
• Investigate incidents and accidents: Investigating incidents and accidents is essential for determining the cause and taking corrective action to prevent similar incidents in the future.
Common Senior Hse Compliance Officer interview questions?
• What experience do you have in safety management, environmental compliance, or a related field?
• How do you ensure compliance with health, safety, and environmental regulations?
• What safety policies and procedures have you developed and implemented?
• How do you conduct safety audits and inspections?
• How do you provide training and guidance to staff on safety procedures?
• How do you monitor and report on safety performance?
• How do you investigate incidents and accidents?
• What challenges have you faced in your previous roles?