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Regulatory Analyst Jobs in New York

Regulatory Onboarding Analyst Jobs
By Phyton Talent Advisors At New York City Metropolitan Area, United States
Have 1-2+ years of experience in banking and/or capital markets business, with a strong willingness to further expand knowledge and skills.
Excellent communication, analytical, organizational, project management, and planning skills.
Possess 2-3+ years of experience working as a regulatory onboarding analyst or in a comparable role.
Demonstrate expertise and experience with US FINCEN and US Patriot Act regulations.
Fluency in Spanish is a desirable skill.
Facilitate the efficient and compliant regulatory onboarding of clients within the US Global Banking and Markets segment, prioritizing client satisfaction.
Regulatory Business Analyst Jobs
By Phyton Talent Advisors At New York, NY, United States
Create business requirement and functional specification documents.
Experience with various regulatory reporting types, including TRF/ORF, Equity Trading, Regulatory Option Trading, and Trace Reporting.
5+ years of experience in business analysis or data analysis.
Strong analytical and problem-solving abilities.
Excellent communication and interpersonal skills.
Knowledge of SQL, Python, or other programming languages is a plus.
Regulatory Business Analyst Jobs
By New York Technology Partners At New York City Metropolitan Area, United States
• SQL Server management Studio or Any SQL DB tool
Qualifications we seek in you!
• CFA, MBA Finance Preferred
Must be LOCAL and Okay with Day 1 onsite
“Own” and “Drive” all activities essential for business analysis and delivery of entire engagement and impactful recommendation
• Bachelor’s Degree educated or equivalent
Regulatory Business Analyst Jobs
By Phyton Talent Advisors At New York City Metropolitan Area, United States
• Manage all phases of testing, and underlying reconciliation to source data.
• Review system data flows and be able to identify issues and offer solutions.
• Work closely with Data Group Office to identify, and document data quality issues and offer solutions.
• 10+ years financial/regulatory and/or accounting experience required.
• Knowledge of objectives and content of U.S. regulatory reporting.
• 3+ years’ experience with capital markets products.

Are you looking for an exciting opportunity to make a real difference in the regulatory landscape? We are seeking a Regulatory Analyst to join our team and help us shape the future of our industry. You will be responsible for researching and analyzing regulatory requirements, developing and implementing compliance strategies, and providing guidance to internal stakeholders. If you have a passion for regulatory compliance and a drive to succeed, this could be the perfect job for you!

Overview A Regulatory Analyst is a professional who works in the financial services industry to ensure that companies comply with all applicable laws and regulations. They are responsible for researching and analyzing laws and regulations, developing compliance policies and procedures, and monitoring compliance with those policies and procedures. Detailed Job Description Regulatory Analysts are responsible for researching and analyzing laws and regulations that affect the financial services industry. They must be able to interpret and explain the implications of these laws and regulations to the company’s management and staff. Regulatory Analysts must also develop and implement compliance policies and procedures, and monitor their effectiveness. They must be able to identify potential compliance issues and recommend solutions. Regulatory Analysts must also be able to communicate effectively with internal and external stakeholders, including regulators, auditors, and other compliance professionals. Job Skills Required
• Knowledge of financial services laws and regulations
• Ability to interpret and explain laws and regulations
• Ability to develop and implement compliance policies and procedures
• Ability to identify potential compliance issues and recommend solutions
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Strong analytical and problem-solving skills
• Proficiency in Microsoft Office Suite
Job Qualifications
• Bachelor’s degree in finance, accounting, or a related field
• Relevant professional certifications, such as Certified Regulatory Compliance Professional (CRCP)
• At least 5 years of experience in a financial services compliance role
Job Knowledge
• Knowledge of financial services laws and regulations
• Knowledge of compliance policies and procedures
• Knowledge of risk management and internal controls
• Knowledge of auditing and regulatory reporting
Job Experience
• At least 5 years of experience in a financial services compliance role
• Experience in developing and implementing compliance policies and procedures
• Experience in identifying and resolving compliance issues
Job Responsibilities
• Research and analyze laws and regulations that affect the financial services industry
• Develop and implement compliance policies and procedures
• Monitor compliance with policies and procedures
• Identify potential compliance issues and recommend solutions
• Communicate effectively with internal and external stakeholders
• Prepare reports for management and regulators
• Assist with audits and regulatory examinations