Regulatory Analyst Jobs in Colorado , Employment

Are you looking for an exciting opportunity to make a real difference in the regulatory landscape? We are seeking a Regulatory Analyst to join our team and help us shape the future of our industry. You will be responsible for researching and analyzing regulatory requirements, developing and implementing compliance strategies, and providing guidance to internal stakeholders. If you have a passion for regulatory compliance and a drive to succeed, this could be the perfect job for you!

Overview A Regulatory Analyst is a professional who works in the financial services industry to ensure that companies comply with all applicable laws and regulations. They are responsible for researching and analyzing laws and regulations, developing compliance policies and procedures, and monitoring compliance with those policies and procedures. Detailed Job Description Regulatory Analysts are responsible for researching and analyzing laws and regulations that affect the financial services industry. They must be able to interpret and explain the implications of these laws and regulations to the company’s management and staff. Regulatory Analysts must also develop and implement compliance policies and procedures, and monitor their effectiveness. They must be able to identify potential compliance issues and recommend solutions. Regulatory Analysts must also be able to communicate effectively with internal and external stakeholders, including regulators, auditors, and other compliance professionals. Job Skills Required

• Knowledge of financial services laws and regulations

• Ability to interpret and explain laws and regulations

• Ability to develop and implement compliance policies and procedures

• Ability to identify potential compliance issues and recommend solutions

• Excellent communication and interpersonal skills

• Ability to work independently and as part of a team

• Strong analytical and problem-solving skills

• Proficiency in Microsoft Office Suite

Job Qualifications

• Bachelor’s degree in finance, accounting, or a related field

• Relevant professional certifications, such as Certified Regulatory Compliance Professional (CRCP)

• At least 5 years of experience in a financial services compliance role

Job Knowledge

• Knowledge of financial services laws and regulations

• Knowledge of compliance policies and procedures

• Knowledge of risk management and internal controls

• Knowledge of auditing and regulatory reporting

Job Experience

• At least 5 years of experience in a financial services compliance role

• Experience in developing and implementing compliance policies and procedures

• Experience in identifying and resolving compliance issues

Job Responsibilities

• Research and analyze laws and regulations that affect the financial services industry

• Develop and implement compliance policies and procedures

• Monitor compliance with policies and procedures

• Identify potential compliance issues and recommend solutions

• Communicate effectively with internal and external stakeholders

• Prepare reports for management and regulators

• Assist with audits and regulatory examinations