Compliance Testing Jobs

+3 years of compliance experience, with emphasis on consumer regulations including a working knowledge of applicable laws and regulatory requirements

Lead discussions with support partners and business unit management to communicate the compliance testing scope, objective and associated regulatory risk identified.

Assist in preparation of Compliance related management reports and identify data execution needs for testing, as applicable.

+3 years compliance testing or auditing experience including documenting test results and workpapers and communicating test results (Archer preferred) OR

Strong Microsoft Office skills including Excel, Word, PowerPoint and Outlook.

Work-Life Integration: other benefits including Mentally Fit Employee Assistance Program, subsidized and discounted Weight Watchers® program and other employee discount programs.

Strong process facilitation, project management, and analytical skills

Completing testing to assess the design and effectiveness of control, as well as confirming compliance with regulatory requirements

Bachelor’s degree, or equivalent work experience

Typically more than three years of applicable experience

Thorough knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business

Thorough knowledge of Risk/Compliance/Audit competencies

Minimum of 5 years of experience in Engineering and/or Product Management in the Power Generation industry

Strong project management and collaboration skills

Field experience with Thermal power generation turbine and excitation control systems

Demonstrated knowledge in electrical or electric power engineering, conventional and renewable power plant design / operation

Demonstrated capability to complete projects on-time and on-budget as either individual contributor or project manager

Excellent interpersonal communication skills (e.g., ability to effectively communicate with all levels of internal and external customers, plant staff. Etc.)

At least 6-10 years of compliance testing or auditing experience, specifically within financial services or a regulated banking institution

Strong working knowledge of US banking laws and regulations with emphasis on BSA/AML and sanctions laws regulations

Execute BSA/AML and sanctions related testing in adherence to program methodology and procedures

Ensure all tasks and reporting are completed within established timeframes, in accordance with the program’s test plan

Analyze data from multiple sources and systematically document the work and results

Prepare cohesive work papers for each engagement in accordance with the Compliance Department standards

At least 6-10 years of compliance testing or auditing experience, specifically within financial services or a regulated banking institution

Strong working knowledge of US banking laws and regulations with emphasis on BSA/AML and sanctions laws regulations

Execute BSA/AML and sanctions related testing in adherence to program methodology and procedures

Ensure all tasks and reporting are completed within established timeframes, in accordance with the program’s test plan

Analyze data from multiple sources and systematically document the work and results

Prepare cohesive work papers for each engagement in accordance with the Compliance Department standards

At least 6-10 years of compliance testing or auditing experience, specifically within financial services or a regulated banking institution

Strong working knowledge of US banking laws and regulations with emphasis on BSA/AML and sanctions laws regulations

Execute BSA/AML and sanctions related testing in adherence to program methodology and procedures

Ensure all tasks and reporting are completed within established timeframes, in accordance with the program’s test plan

Analyze data from multiple sources and systematically document the work and results

Prepare cohesive work papers for each engagement in accordance with the Compliance Department standards

Compliance Risk and Testing Analyst’s Qualifications and Skills

College degree or equivalent work experience.

At least 2 years of experience in a related field.

Superior analytical and critical thinking skills.

Familiarity with federal banking regulatory requirements for deposits, lending, and/or payments.

Compliance Risk and Testing Analyst’s Responsibilities and Duties

Strong Compliance experience with a focus on Testing (2+ years).

Strong knowledge of Fair Lending laws and regulations.

Ensure Compliance and conduct testing with federal and state laws and regulations.

Ensure Compliance with Fair Lending laws and regulations.

Strong background conducting risk assessments.

Prepare detailed reports and documentation of compliance monitoring activities, findings, and recommendations for management and regulatory bodies

Conduct regular reviews of internal processes, systems, and data handling procedures to identify potential compliance gaps or deficiencies

Collaborate with relevant stakeholders to assess and analyze compliance risks, emerging trends, and regulatory changes that impact the consumer reporting industry

Design and implement monitoring protocols, including the development of key risk indicators (KRIs), testing methodologies, and sampling techniques

Perform compliance testing and reviews to evaluate the effectiveness of controls, identify non-compliance issues, and recommend corrective actions

Performs other duties as assigned

Prepare detailed reports and documentation of compliance monitoring activities, findings, and recommendations for management and regulatory bodies

Conduct regular reviews of internal processes, systems, and data handling procedures to identify potential compliance gaps or deficiencies

Collaborate with relevant stakeholders to assess and analyze compliance risks, emerging trends, and regulatory changes that impact the consumer reporting industry

Design and implement monitoring protocols, including the development of key risk indicators (KRIs), testing methodologies, and sampling techniques

Perform compliance testing and reviews to evaluate the effectiveness of controls, identify non-compliance issues, and recommend corrective actions

Performs other duties as assigned

Support business unit management by researching questions or handling compliance-related issues as they arise, escalating when appropriate

Working with business compliance officers and management to agree on appropriate action plans

Ability to coordinate with other control areas, such as Internal Audit and Risk Management

Knowledge of broker-dealer, investment adviser and/or mutual fund/variable product rules and regulations

Brilliant oral and written communication skills.

Develop and maintain effective partnership with the Front Line Unit, Risk, and Compliance teammates the subservicers and the testing vendor

We offer competitive health and wellness benefits, empowering you to value life in and out of the office

Active engagement with the local community through Deutsche Bank’s specialized employee groups

An environment that encourages networking and collaboration across functions and businesses

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion

Maintain solid working relationships with business line compliance, front office, operations, and other control groups throughout the region

Undergraduate degree required, JD or master’s is a plus