Register
Recruit Create CV

Compliance Officer Jobs in California

Compliance Officer Jobs
By JW Michaels & Co. At San Francisco Bay Area, United States
College graduate; with a minimum of 3-4 years of work experience in an asset management firm
Strong attention to detail, as well as organizational and time management skills; ability to multi-task in a fast paced environment
Ability to work with senior management across teams and office locations, managing multiple deadlines and following up when necessary.
A prestigious alternative investment management firm is seeking a Compliance Professional to to join their team.
Strong experience with Microsoft Office suite
Administer the Firm’s compliance program while remaining up-to-date regarding regulatory developments.
Chief Compliance Officer Jobs
By Hire Writing, LLC At Los Angeles Metropolitan Area, United States
5 years of compliance experience in a multi-site behavioral healthcare services business
Experience in a fast-growing multi-site healthcare business is preferred
On-Site, Full-Time, in Los Angeles - Generous Pay & Benefits Package
Create new compliance-related policies and procedures
Present to Board of Directors
Create and oversee annual audit work plans
Compliance Officer Lead Jobs
By CTBC Bank Corp. (USA) At Los Angeles Metropolitan Area, United States
Attention to detail, strong organizational, communication, interpersonal, self-motivated, and analytical skills, ability to interact with all levels of management and staff.
Education, Experience and Skills Required
Knowledge of FiServ Navigator, Fiserv Business Process Manager, Encompass, CRA Wiz is a plus.
6+ years of experience in banking compliance, examinations, or audit and/or related field of commercial banking industry is preferred.
Effective written, presentation, communication, planning, analytical, organizational, and problem-solving skills.
Knowledge of all Microsoft Office software
Aml Compliance Officer - Global Operations Center, Usa
By SHEIN At Los Angeles County, CA, United States
●Bachelor’s degree and/ or hold a professional compliance qualification (e.g. ICA, ACAMS, CFE etc.)
●Understanding of AML requirements for e-commerce platforms;
●Strong attention to detail and ability to manage multiple projects/ initiatives to conclusion through multi-functional teams
●Keeping up with the latest AML regulations and laws.
●Detecting and submitting SAR (suspicious Activities Report) to law enforcement departments.
●Conducting training sessions on AML policies and procedures to employees in company.

Are you looking for an exciting opportunity to help ensure compliance with laws and regulations? We are looking for a Compliance Officer to join our team and help us protect our organization from legal and financial risks. You will be responsible for monitoring and enforcing compliance with applicable laws and regulations, as well as developing and implementing policies and procedures to ensure compliance. If you are a detail-oriented professional with excellent communication and problem-solving skills, this could be the perfect job for you!

A Compliance Officer is responsible for ensuring that a company or organization complies with all applicable laws and regulations. They are responsible for developing and implementing policies and procedures to ensure compliance, monitoring activities to ensure compliance, and providing guidance and advice on compliance issues.

What is Compliance Officer Skills Required?

• Knowledge of applicable laws and regulations
• Analytical and problem-solving skills
• Attention to detail
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Ability to manage multiple tasks and prioritize

What is Compliance Officer Qualifications?

• Bachelor’s degree in business, finance, law, or a related field
• Relevant certifications or licenses, such as Certified Regulatory Compliance Manager (CRCM)
• Relevant experience in compliance, risk management, or a related field

What is Compliance Officer Knowledge?

• Knowledge of applicable laws and regulations
• Knowledge of risk management principles
• Knowledge of corporate governance principles
• Knowledge of financial and accounting principles

What is Compliance Officer Experience?

• Relevant experience in compliance, risk management, or a related field
• Experience in developing and implementing policies and procedures
• Experience in monitoring activities to ensure compliance

What is Compliance Officer Responsibilities?

• Develop and implement policies and procedures to ensure