Internal Audit Quality Assurance Manager

Employee Applicant Privacy Notice
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The role:
SoFi is seeking an Internal Audit Manager to join the SoFi Internal Audit Department, reporting to the Professional Practices and Quality Assurance Senior Manager
The candidate will be responsible for:

• Assisting in providing training on internal audit processes and procedures
• Preparing reports on internal audit quality assurance results for various stakeholders
• Preparing and providing constructive feedback on internal audit work to auditors and various internal audit stakeholders
• Supporting the delivery of high-quality consistent, and risk-focused assurance work through the execution of quality assurance reviews

What you’ll do:

• Perform quality assurance reviews (QARs) of internal audit work on both a real-time and look back basis, including risk assessments, individual audits, internal audit issue and regulatory issue closures, and retrospective reviews of adverse events
• Perform horizontal, targeted, team-based and/or regulatory-focused quality

assurance assessments as appropriate, such as areas of significant change or
emerging topics

• Record, observe, and prepare reports related to the status of the Quality Assurance and Improvement Program (QAIP) activities and results, including thematic issues identified and status of any remediation efforts, to IA management, the Audit Committee, and other partners
• Proactively monitor for changes to the industry and regulatory requirements,

guidance, and pronouncements

• Identify and contribute to the development of continuous improvement opportunities
• Participate in selected departmental initiatives
• Provide day-to-day support and guidance on IA methodology topics
• Perform other duties as assigned
• Assist in the provision of methodology training to auditors, including tailored training as needed
• Apply technical understanding of internal audit policies, standards, and practices to recommend enhancements to IA methodology and guidance

What you’ll need:

• Minimum 6+ years of Internal Audit experience with a focus on training, quality
• Bachelor’s degree required, preferably in an IT-related field or equivalent experience.

assurance, or related experience.

• Working knowledge of Institute of Internal Auditor (IIA) International Professional Practices Framework and regulatory expectations of internal audit systems of large financial institutions including the Federal Reserve’s Supplemental Policy Statement on the Internal Audit Function and Its Outsourcing (SR 13-1).
• Internal Audit experience in the financial services industry is highly preferred.
• Strong written and verbal communication skills, and experience preparing audit
• Certified Internal Auditor certification required

workpapers, issues, reports, and management presentations

• Ability to work independently with limited daily supervision while meeting deadlines
• Ability to navigate through ambiguity, manage and coordinate multiple project assignments, and deliver on commitments.

Nice to have:

• CISA, CPA, CAMS or other applicable audit-related certifications are preferred
• Payments, FinTech and Startup experience
• The following experiences are a plus:
• Familiarity with the FRB, OCC, FDIC, and CFPB examinations procedures
• Performing data analysis using data mining and visualization techniques (Alteryx, Tableau, SAS, SWL, R, Python)
• AuditBoard or similar audit tool platform experience

Compensation And Benefits
The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate’s experience, skills, and location.
To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi page!
SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law.
Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
New York applicants: Notice of Employee Rights
SoFi is committed to embracing diversity. As part of this commitment, SoFi offers reasonable accommodations to candidates with physical or mental disabilities. If you need accommodations to participate in the job application or interview process, please let your recruiter know or email [email protected].
Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time.
Internal Employees
If you are a current employee, do not apply here - please navigate to our Internal Job Board in Greenhouse to apply to our open roles.