Financial Crimes Systems Senior Quantitative Analyst

Enterprise Compliance Officer - TIAA Bank
The Enterprise Compliance Officer implements planning for enterprise compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working as a subject matter expert under limited supervision, this job manages large projects and processes to identify, investigate, and report compliance risks. This job also provides recommendations for policy and procedure revisions.
Key Responsibilities and Duties

• Manages compliance risk assessments to identify the enterprise's compliance issues, concerns, and deficiencies.
• Oversees development and implementation of corrective action plans to resolve problematic compliance issues, ensuring that compliance deficiencies are corrected and providing guidance to management on how to avoid or handle similar situations in the future.
• Develops and implements preventative measures and compliance processes, identifies opportunities to improve the communication, monitoring, and/or enforcement of enterprise compliance programs and recommends relevant revisions of policies and procedures to improve the general operation of enterprise programs to management.
• Conducts complex investigations in response to complaints and/or potential violations of rules, regulations, policies and procedures.
• Coaches, reviews and delegates work to lower level team members.
• Manages organization and implementation of compliance audits.
• Reviews and approves reports on the results of compliance and ethics initiatives of the enterprise and communicates key takeaways from reports to management.

Educational Requirements

• University (Degree) Preferred

Work Experience

• 5+ Years Required; 7+ Years Preferred

Physical Requirements

• Physical Requirements: Sedentary Work

Career Level
8IC

• 5+ years of experience with BSA/AML products such as Nice Actimize
• Proven ability to understand bank products and services
• Experience navigating relationships with Model Risk Management, Model Validation, Compliance Testing, and Internal Audit
• Demonstrated recent success with constructing, driving, and documenting statistical analysis to determine risk factors for AML/BSA monitoring
• Strong organization skills with the ability to multi-task

• Advanced degree in mathematics, economics, statistics, accounting or analytically related field is highly preferred
• Bachelor's Degree
• CAMS certified
• Experience with OCC 2011-12

Base Pay Range: $92,500/yr. - $155,800/yr.