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Financial Compliance Analyst Jobs

Financial Compliance Analyst Jobs
By Salus GRC At United States
• Support and manage client relationships, including addressing regulatory questions.
• Industry experience of 0-4 years.
• Demonstrated interest and basic knowledge of SEC rules and regulations.
• Previous regulatory experience is a plus.
• Strong research skills with an ability to effectively communicate with clients.
• Assist in performing annual compliance reviews and mock SEC examinations.
Analyst, Financial Crime Compliance
By Exiger At , San Antonio, Tx
Strong and demonstrated written communication and editing skills
Experience working with the online information resources commonly used in investigative research (e.g., LexisNexis and Factiva) preferred
0 - 2 years of experience in the analytics, financial services, legal, or multi-national corporate environment preferred
Exiger Advisory Solutions comprises the Managed Services, Financial Crime Compliance, Compliance Risk Analytics practices.
Review alerted transactional activity in search of potentially suspicious activity, such as money laundering and terrorist financing
Review existing KYC data to identify potential gaps within the file
Fsrm Advisor, Regulatory Compliance (Financial Crimes Compliance) - Fso - Manager - M.p - 1408353
By EY At , New York, 10001, Ny $175,240 a year
Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next.
The exceptional EY experience. It’s yours to build.
Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.
Transformative leadership: We’ll give you the insights, coaching and confidence to be the leader the world needs.
Ernst & Young U.S. LLP, New York, NY.
Success as defined by you:

Are you looking for a challenging and rewarding career in financial compliance? We are looking for a Financial Compliance Analyst to join our team and help ensure our company meets all regulatory and legal requirements. You will be responsible for monitoring and analyzing financial transactions, developing and implementing compliance policies and procedures, and providing guidance to internal stakeholders. If you have a passion for financial compliance and a commitment to excellence, then this is the job for you!

Overview Financial Compliance Analysts are responsible for ensuring that an organization’s financial activities comply with applicable laws and regulations. They review financial documents, analyze financial data, and monitor financial transactions to ensure compliance with applicable laws and regulations. Detailed Job Description Financial Compliance Analysts are responsible for ensuring that an organization’s financial activities comply with applicable laws and regulations. They review financial documents, analyze financial data, and monitor financial transactions to ensure compliance with applicable laws and regulations. Financial Compliance Analysts also develop and implement policies and procedures to ensure compliance with applicable laws and regulations. They may also provide training to staff on financial compliance matters. Job Skills Required
• Knowledge of applicable laws and regulations
• Analytical and problem-solving skills
• Attention to detail
• Ability to work independently
• Excellent communication skills
• Ability to work in a team environment
Job Qualifications
• Bachelor’s degree in accounting, finance, or a related field
• Relevant professional certification (e.g., CPA, CFA, etc.)
• Previous experience in a financial compliance role
Job Knowledge
• Knowledge of applicable laws and regulations
• Knowledge of financial analysis and reporting
• Knowledge of accounting principles and practices
• Knowledge of auditing principles and practices
Job Experience
• Previous experience in a financial compliance role
• Previous experience in a financial analysis role
• Previous experience in an auditing role
Job Responsibilities
• Review financial documents to ensure compliance with applicable laws and regulations
• Analyze financial data to identify potential compliance issues
• Monitor financial transactions to ensure compliance with applicable laws and regulations
• Develop and implement policies and procedures to ensure compliance with applicable laws and regulations
• Provide training to staff on financial compliance matters
• Prepare reports on financial compliance matters
• Respond to inquiries from regulatory bodies