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Compliance Officer Iii Jobs

Compliance Officer Jobs
By Mercantile Bank At Grand Rapids, MI, United States
Analyze findings, provide recommendations and evaluate management responses for appropriateness.
Possess working knowledge of consumer lending protection laws impacting financial institutions including TILA, RESPA, FCRA, ECOA, Flood, FHA and deposit regulations
Ensure all monitoring performed complies with policies and procedures and regulatory requirements.
Minimum of 3 years job-related experience in the following areas:
Demonstrated knowledge of the banking industry, particularly consumer deposit and loan products including mortgages.
Extensive knowledge of loan and deposit compliance law and regulations.
Compliance Officer - 1386441 Jobs
By RightWorks At Greenwich, CT, United States
Bachelor’s degree in law, finance, business management, or a related field.
Advise management on the company’s compliance with laws and regulations through detailed reports.
Good knowledge of legal requirements and procedures.
Implement and manage an effective legal compliance program.
Create and manage effective action plans in response to audit discoveries and compliance violations.
Experience with Atlassian Confluence/JIRA preferred.
Compliance Officer - 17019/Ln
By Hughes-Castell At Boston, MA, United States

For more legal or compliance opportunities in Asia, please visit www.hughes-castell.com/jobs.php

Compliance Officer Jobs
By Temu At Greater Boston, United States
Strong attention to detail and organizational skills to manage multiple priorities and meet deadlines.
In-depth knowledge of relevant laws, regulations, and industry standards.
Strong analytical skills with the ability to identify compliance risks, conduct investigations, and propose effective solutions.
Conduct internal audits and assessments to monitor compliance and identify areas for improvement.
Conduct risk assessments to identify areas of vulnerability and implement appropriate risk mitigation strategies.
Foster a culture of compliance within the organization by promoting awareness, accountability, and ethical behavior.
Compliance Officer Jobs
By Temu At Boston, MA, United States
Strong attention to detail and organizational skills to manage multiple priorities and meet deadlines.
In-depth knowledge of relevant laws, regulations, and industry standards.
Strong analytical skills with the ability to identify compliance risks, conduct investigations, and propose effective solutions.
Conduct internal audits and assessments to monitor compliance and identify areas for improvement.
Conduct risk assessments to identify areas of vulnerability and implement appropriate risk mitigation strategies.
Foster a culture of compliance within the organization by promoting awareness, accountability, and ethical behavior.
Compliance Officer Jobs
By Quontic At United States
Lead and manage implementation of new or revised regulatory requirements in support of the Compliance Management System (CMS) requirements.
Collaborate on senior management compliance reporting.
Certified Regulatory Compliance Manager (CRCM) certification or other applicable/relevant certification
Proficient in Microsoft Excel, Microsoft Word, Project Management tools, Transaction Monitoring and Screening solutions
Read and analyze regulations to determine requirements/mandates and impact on Comerica.
Develop and execute remediation planning to ensure requirements are met by the implementation date.
Compliance Officer - Canada
By Synctera At United States
Work closely with our Fintech / embedded finance customers to educate, advise, and institute compliance requirements
Experience in managing teams and identifying staffing needs in a growth company
Strong and effective communication and ability to translate complex compliance requirements to customers and internal stakeholders in practical terms;
Experience working with regulators, as well as internal auditors and independent third party examinations is a plus.
100% employer paid medical, dental, and vision benefits for US and Canadian employees and dependents
Oversee, build, and maintain an effective compliance program for our Canadian MSB entity as we launch into the Canadian market
Compliance Officer I Jobs
By Tarleton State University At Stephenville, TX, United States
Cover Letter / Letter of Interest addressing qualifications
At least 3 current professional references and their full contact information
Diversity, Inclusion, and International Programs
Research and Economic Development (https://web.tarleton.edu/research/about-us/)
Compliance Officer Jobs
By Zippy At Arizona, United States
Stay abreast of changes in mortgage regulations and communicate relevant updates to management and relevant teams.
Familiarity with compliance management software and tools is an advantage.
We are a well-funded startup backed by institutional investors with competitive pay, incentive stock options, and excellent benefits
We are a location flexible, remote-first organization with headquarters in Austin, TX
Conduct thorough assessments of regulatory requirements and industry best practices to identify compliance gaps and areas of improvement.
Collaborate with cross-functional teams to establish policies, procedures, and controls that align with regulatory requirements and mitigate compliance risks.
Security Officer Iii Jobs
By Health & Human Services Comm At , Brenham, 77833, Tx $3,446 a month
Work experience with people with intellectual or developmental disabilities and/or mental health issues is preferred.
Skill in oral and written communication, including writing incident and other investigative reports.
Skill in defusing potentially difficult situations.
Skill in monitoring and assessing situations and determining appropriate response.
Knowledge of basic traffic and parking regulations.
High School diploma, GED, and/or 12 months of work experience is required.
Security Officer Iii Jobs
By Bassett Healthcare Network At Cooperstown, NY, United States
Responds and receives shipments of goods to the hospital after regular hours coordinating activities with Materials Management.
Monitors, detains, restrains, and effectively manages disruptive or combatant patients.
Knowledge and understanding of the use of force continuum and its application within a private security setting.
Security or Law Enforcement preferred (may be substituted for one year of experience).
Preffered completion of official police or peace officer training academy. This training may replace some required certifications.
Operates and monitor security control panel alarms, surveillance cameras, and related security equipment to provide property, area, and visitor security.
Compliance Business Control Officer
By Citibank N.A. (California) At Tampa, FL, United States

Compliance Business Control Officer for Citibank, N.A. (Tampa, FL) Provide subject matter expertise focused on data analytics to develop and apply in designing AML Transaction Monitoring (AML TM) ...

Compliance Officer Jobs
By First Credit Services Inc. At Columbus, GA, United States

Experience as a compliance officer in the BPO and ARM industry.

Compliance Officer Lead Jobs
By CTBC Bank Corp. (USA) At Los Angeles Metropolitan Area, United States
Attention to detail, strong organizational, communication, interpersonal, self-motivated, and analytical skills, ability to interact with all levels of management and staff.
Education, Experience and Skills Required
Knowledge of FiServ Navigator, Fiserv Business Process Manager, Encompass, CRA Wiz is a plus.
6+ years of experience in banking compliance, examinations, or audit and/or related field of commercial banking industry is preferred.
Effective written, presentation, communication, planning, analytical, organizational, and problem-solving skills.
Knowledge of all Microsoft Office software
Junior Compliance Officer Jobs
By Swissquote At Montana, United States
Assistance in the Risk Management framework
Prior compliance experience within an EU-regulated Financial Services entity and/or University degree and/or Diploma courses in Compliance (asset).
Preparing various regulatory submissions (MFSA, FIAU, CBM, IRD, etc.)
Reporting to the Head, Legal and Compliance and Group Chief Legal Officer
Assistance in the implementation and maintenance of Group Policies and Procedures within SQFSM
Assistance in monitoring and reporting on Compliance and AML within SQFSM
Compliance Analyst Iii Jobs
By GDH At Washington, DC, United States
Ability to synthesize information and develop recommendations for management based on an analysis of the information.
Good interpersonal skills and ability to resolve disputes in a timely and professional manner.
Good written and verbal communication skills and presentation skills. The candidate should be prepared to provide writing samples.
Good organizational skills including the ability to assist on multiple projects consistent with established timeframes.
The contractor has no inherently government responsibilities.
The contractor shall obtain USG supervisory clearance and/or approval pertaining the position work requirements and/or work products.
Security Officer Iii Jobs
By H. Lee Moffitt Cancer Center At , Tampa, 33612, Fl
Ensures that security sensitive areas are properly secured
Monitors camera systems and uses cameras to assist in investigations Observes and reports security and safety issues
Reports equipment alarms to responsible parties
Checks functionality of card access devices and doors
Conducts smoking patrols and enforces Center policies
Conducts investigations and completed written reports on suspected criminal activity, workplace violence, employee misconduct, slip, trip, and fall incidents.
Corporate Compliance Officer Jobs
By Rendr At New York, United States
On an ongoing basis, working with management to assess and remediate risks to the Company.
Develop and monitor, in conjunction with management, any corrective action plans;
The Compliance Office will serve as the Chair of the Company’s Senior Management Compliance Committee;
Assisting supervisory personnel in development and oversight of appropriate training and internal educational materials;
Reporting to/advising the Board of Managers on compliance-related matters;
Through appropriate designees, receive and manage compliance reports;
Senior Compliance Officer Jobs
By Larson Maddox At Detroit, MI, United States
5+ years of bank compliance experience (management level preferred)
Bachelor's degree in business administration, finance or a related field is preferred.
Monitoring industry and compliance regulation changes
Directly reporting and collaborating with the bank president and CEO, as well as working with the Board of Directors.
Conduct training of compliance related topics as needed.
Acts as the central information resource for compliance matters, applicability of laws and regulations related to compliance.
Tax & License Compliance Officer
By City of Tacoma At Tacoma, WA, United States
Inspecting businesses to ensure compliance with tax and license requirements
Experience involving code compliance or enforcement
Interpersonal skills using tact, patience, professionalism and courtesy both orally and in written form
Educating and communicating with business owners in person, via written correspondence, and over the phone
Performing collection activities for delinquent license fees, taxes, and penalties
Fluency in a language other than English