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Vp Chief Compliance Officer Jobs

Vp, Ares Foundation Program Officer
By Ares Management Corporation At New York, United States
Finance Ares in Motion (“AIM”), the firm’s signature platform for employee engagement, volunteerism ad matching gifts
Build, manage and sustain relationships with internal and external stakeholders with cultural sensitivity, empathy, and respect
Scope and manage strategic and project-level plans that help identify active steps to move projects forward in partnership with others
Corporate Contributions, which includes sponsorships and support of charitable causes outside the scope of the Ares Foundation’s funding priorities
Partner with GRDCs, GAC and BoD as necessary to ascertain opportunities, successes, and challenges
Collaborate with Ares colleagues across myriad business lines as relevant on issues of common concern for positive societal impact
Chief Compliance Officer Jobs
By Hamlyn Williams At Florida, United States
Oversee the management of all compliance related issues
Prepare and present regulatory reports, annual compliance testing and remediation reports to senior management and the Board of Directors as appropriate
10+ years of regulatory compliance experience
Former regulatory experience from the NFA or CFTC
Lead the FCM Global Compliance Team
Become a dedicated resource to our business and product, with a focus on driving regulatory strategy and engagement
Vp Chief Nursing Officer
By Integris Health At , Oklahoma City, Ok
7 years of progressive management experience
Knowledge of current national healthcare policies and trends in political environment and leadership, management, and quality improvement concepts
Provides oversight of fiscal management for all areas of responsibility
Reviews patient or physician complaints for follow-up with management team and clinical staff
Ensures staff are managed effectively, including hiring, evaluating performance and competency, and conducting disciplinary/counseling sessions as needed
The Vice President Chief Nursing Officer responsibilities include, but are not limited to, the following:
Vp Of Compliance At Investment Bank
By Coda Search│Staffing At New York City Metropolitan Area, United States
Manage and oversee compliance of Security-Based Swap Dealer
Develop and implement policies and procedures to manage compliance risks
5+ years of compliance experience in financial services
Support the Swap Dealer program
Liaise with regulators, auditors, and other external stakeholders
100% Remote Chief Compliance Officer
By Fiaro At Baton Rouge, LA, United States

This is a remote position. NOTE : ONLY USA CONDIDATES Remote work from home administrative assistant, data entry clerk, typing, customer service representative, get started now. Thank you for ...

Chief Compliance Officer (Remote)
By Akulaku At United States
- Manage and execute policies and procedures that govern the organizations' compliance programs.
- A strong educational background including a relevant graduate degree. MBA or Law Degree are highly desirable.
- At least 5 years experience managing a bank or non-bank financial institution.
- Monitor and test policies and procedures to ensure they will further compliance.
- Liaise with legal and regulatory bodies on compliance-related issues.
- Ensure that the organization complies with existing and developing federal and state laws and regulations.
Vp & Chief Nurse Officer, Atrium Health Cabarrus
By Atrium Health At , Charlotte, 28203, Nc
Facilitate staff education on risk management and compliance issues
Minimum of 5 years of nursing management experience at a senior level
Must be knowledgeable of current leadership, management and quality improvement concepts
Work Experience, Skills & Abilities:
Integrate bioethical and legal dimensions into clinical and management decision-making
Develop and implement an outcome-based performance management program
Vp, Cybersecurity & Compliance Jobs
By NINJIO Cybersecurity Awareness Training At United States
Have experience in the implementation and continual management of SOC 2 & GDPR.
Knowledge of endpoint security, risk management and have worked in governance, risk and compliance area.
Excellent communication (verbal and written) at all levels internally and externally, interpersonal, business management, time management, and developmental skills.
Excellent time management skills and the ability to multi-task in a dynamic and fast-paced environment.
Oversee 3rd Party Risk Management.
Manage vendor security risk assessment questionnaire process
Chief Nursing Officer And Vp Of Patient Care Services, Greensboro Market
By Cone Health At , Greensboro, 27401, Nc

Overview: Plans, integrates, directs and evaluates human, material and fiscal resources required to provide patient care in multiple settings. Defines and supports professional practice. ...

Division Vp, Chief Information Officer
By CommonSpirit Health At , Tacoma, 98402, Wa $84.61 - $118.46 an hour
Monitors TD activities and costs related to the utilization of resources required to meet programmatic operational requirements
Demonstrates effective financial stewardship by evaluatinig alternatives, performs cost benefit analysis, and recommends solutions within corporate policies and standards.
Exceptional oral, written, public and interpersonal communication skills
Ability to manage through ambiguity and change
Respect and compassion for diverse perspectives, experience and backgrounds
Partner with leadership across the Ministry to support the vision, mission, values and related business goals and objectives of CommonSpirit Health.
Chief Compliance Officer Jobs
By Larson Maddox At New York City Metropolitan Area, United States
10+ years of asset management/ investment management compliance experience
Knowledge of structured credit preferred.
Experience with private and public markets
JD or advanced degree a plus!
Chief Compliance Officer Jobs
By Banco Davivienda At Miami-Fort Lauderdale Area, United States
Advising management, business units and financial advisors on the impact of applicable regulatory changes, events, and exams.
Serving as the primary contact with regulatory agencies.
Responsible of drafting and updating investment advisory-related policies, procedures and training, and drafting compliance-related communications.
Responsible of implementing and overseeing the RIA’s Supervisory and AML Program.
Working in partnership with DI’s Compliance Team for the review and acceptance of prospect customers from the AML standpoint.
Assisting with responses to regulatory exams and inquiries relating to the investment advisory business.
Chief Compliance Officer Jobs
By questW At New York, NY, United States
• Overseeing the preparation and submission of regulatory filings and reports for US Asset Management business.
• Ensuring that businesses are effectively trained on regulatory and compliance related matters and requirements.
• 15+ years experience in Compliance, Legal and Regulatory in a Financial Services environment.
• Experience with Charles River Portfolio Compliance system or similar
• Provide compliance advice on complex financial transactions.
• Assume overall accountability for interfacing with key regulators
Know Your Client Officer, Edd - Vp
By Morgan Stanley At New York, NY, United States
Basic knowledge of MS Office (Microsoft Excel/PowerPoint/Word/Access) Experience with data and trend analysis related to the management of an AML program
Strong managerial, communications, analytical, organizational, project management and planning skills
Maintain active pipeline with Financial Advisors, Complex Management and Risk Officers to onboard new and existing client relationships
VPs in E*TRADE: Experience with or knowledge of E*TRADE client types
Collaborate with Complex Risk Managers and Risk Officers to onboard higher risk new and existing WM/IWM clients
Manage timely remediation of regulatory, audit, or QA/QC findings
Vp Compliance Officer Jobs
By Conselium Compliance Search At Austin, TX, United States
You will bring several years of management level healthcare regulatory and compliance experience
Desirable: Healthcare Compliance Certification, e.g. CHC
You will bring experience in the laboratory / diagnostics space
Company owned by a large multi-billion-dollar group, bringing stability, investment and growth opportunities
You will be embedded in a patient-first business seeking to deliver the highest standard of care via medical leadership
Develop collaborative relationships with members of the Executive Team and counterparts in other business units
Vp And Compliance Officer
By KNF&T Staffing Resources At Greenfield, MA, United States
Monitors management responses when a written reply to an audit is required to assure adequate measures are taken to correct deficiencies.
Effective interpersonal relationships with management and team members.
Revises the departmental self-audit policies and procedures when regulatory changes occur so that new requirements are properly monitored.
Experienced in performing risk assessments.
A high school diploma and 4-year college degree and/or 5 or more years work experience equivalent in Financial Compliance.
Ability to interpret and apply regulatory requirements to existing Bank operations.
Vp, Chief Nursing Officer
By Sentara Healthcare At , Virginia Beach, 23454, Va
Registered Nurse License (RN) - Tennessee - Tennessee
Registered Nurse License (RN) - Texas - Texas
Registered Nurse License (RN) - Utah - Utah
Registered Nurse License (RN) - Virginia
Registered Nurse License (RN) - West Virginia - West Virginia
Registered Nurse License (RN) - Wisconsin - Wisconsin
Vp Transformation Officer Jobs
By HSBC At New York City Metropolitan Area, United States
Prior experience in management consulting or highly analytical role
Cross Line of Business / Function Coordination and Project management, where required, or oversight of project management
Solid understanding of basic Accounting and Finance principles and applications. Ability to prepare and manage budgets.
Extensive experience conducting qualitative and quantitative analysis that leads to actionable insights
Skilled in preparing effective and well-structured presentations with clear narratives, and bias towards using visuals and data in communicating versus text
Display through attitude and accomplishments, strong initiative for anticipating and meeting the business demands of senior level managers
Vp/Vp, Treasury Management Officer
By Cathay Bank At , Los Angeles, 90012, Ca $33.65 - $52.89 an hour
Ensure processes meet regulatory and risk management requirements.
Maintain logs, volume activity charts, records and provide management with (daily, weekly, and monthly) requested statistical data.
Provide review, analysis, testing and implementation for new automation initiatives and deployment of new cash management products and services.
Provide support for implementation of more complicated customer set-up and service requirements.
Education: High school graduate. Some college preferred, but not mandatory.
Maintain a client first culture among the team through open dialogue, encouragement of feedback and attracting and/or retaining superior talent
Vp Chief Nurse Executive
By Community Health Network At , Kokomo, 46902, In
Certification within three (3) years of hire.
Master’s degree required. Either Bachelor’s or Master’s degree must be in nursing.
Valid and current IN RN license required.
Maintains quality control programs as appropriate.
Can build, motivate, and lead a high-performing team.
Ability to develop a clear, realistic, and actionable vision, and provide a results-oriented strategy.

Are you a compliance professional looking for an exciting opportunity to lead a team and make a real impact? We are looking for a VP Chief Compliance Officer to join our team and help us ensure our organization is in compliance with all applicable laws and regulations. You will be responsible for developing and implementing a comprehensive compliance program, providing guidance and support to the organization, and ensuring compliance with all applicable laws and regulations. If you have the experience and skills to take on this important role, we want to hear from you!

Overview:

The VP Chief Compliance Officer is responsible for the development, implementation, and oversight of the organization’s compliance program. This includes ensuring that the organization is compliant with all applicable laws, regulations, and policies. The VP Chief Compliance Officer will also be responsible for developing and maintaining a culture of compliance within the organization.

Detailed Job Description:

The VP Chief Compliance Officer will be responsible for developing, implementing, and overseeing the organization’s compliance program. This includes developing policies and procedures, monitoring compliance, and providing guidance and advice to the organization’s leadership. The VP Chief Compliance Officer will also be responsible for ensuring that the organization is compliant with all applicable laws, regulations, and policies. The VP Chief Compliance Officer will also be responsible for developing and maintaining a culture of compliance within the organization.

What is Vp Chief Compliance Officer Job Skills Required?

• Knowledge of applicable laws, regulations, and policies
• Excellent communication and interpersonal skills
• Ability to develop and implement compliance programs
• Ability to identify and address compliance issues
• Ability to work independently and as part of a team
• Excellent organizational and problem-solving skills

What is Vp Chief Compliance Officer Job Qualifications?

• Bachelor’s degree in a related field
• 5+ years of experience in a compliance-related role
• Professional certification in compliance (e.g. Certified Compliance Professional)

What is Vp Chief Compliance Officer Job Knowledge?

• Knowledge of applicable laws, regulations, and policies
• Knowledge of compliance best practices
• Knowledge of risk management principles

What is Vp Chief Compliance Officer Job Experience?

• 5+ years of experience in a compliance-related role
• Experience developing and implementing compliance programs
• Experience identifying and addressing compliance issues

What is Vp Chief Compliance Officer Job Responsibilities?

• Develop and implement the organization’s compliance program
• Monitor compliance with applicable laws, regulations, and policies
• Provide guidance and advice to the organization’s leadership
• Develop and maintain a culture of compliance within the organization
• Identify and address compliance issues
• Develop and implement policies and procedures
• Prepare and submit compliance reports to the appropriate authorities