Operations Analyst Iii Jobs

Nuveen, the investment manager of TIAA, offers a comprehensive range of outcome-focused investment solutions designed to secure the long-term financial goals of institutional and individual investors. Its affiliates offer deep expertise across a comprehensive range of traditional and alternative investments through a wide array of vehicles and customized strategies. For more information about the firm please visit our website at www.Nuveen.com
Nuveen is a global investment manager that works in partnership with our clients to create outcome-focused solutions to help them reach their goals for their financial future.
Key Responsibilities And Duties

• Facilitate the clearance of municipal bond trades for an affiliated investment manager through the Nuveen Broker Dealer. Proprietary software is used to send trade communications to custodians, sponsors, and dealers. This position will provide oversight of this process to ensure timely settlement of trades.
• Provide support presenting information to regulators and various auditors.
• Review and address trade comparison failures identified through industry utilities and contact the market participants who fail to submit trades for comparison.
• Provide team oversight in the absence of the department manager.
• Work unsupervised to resolve complex trade errors and other escalated issues.
• Process trade corrections upon instruction from portfolio management desk, updating trade detail in the portfolio accounting system and notifying all interested parties to amend or correct trades.
• Addresses inbound inquiries from internal trading teams, sponsor programs, custodians and dealers.

Educational Requirements

• University (Degree) Preferred

Work Experience

• 2+ Years Required; 3+ Years Preferred

Physical Requirements

• Physical Requirements: Sedentary Work

Career Level
6IC
Nuveen is seeking a seasoned Operations Analyst III for its Broker Dealer and Trade Settlements team. This position’s duties include clearing municipal bond trades through Nuveen’s affiliated Broker Dealer to support its large Separately Managed Accounts business. The position will be responsible for settling trades for its taxable fixed income business leveraging traditional DVP/RVP protocols. This individual works closely with Traders, Dealers, and Custodians to ensure trades are recorded accurately, matched against the counterparty’s details, and recorded and settled in a timely manner by sponsors and custodians. This is an excellent opportunity for someone interested in developing their relationship management and leadership skills.
Required Skills

• Significant experience with industry trade matching utilities such as Omgeo products (ALERT and CTM).
• Understanding of Fixed Income securities.
• Experience with Broker Dealer Operations with a focus on trade settlements.
• Experience with Portfolio Accounting Systems.

Preferred Skills

• Experience with order management systems like Charles River or Investortools Perform.
• Detail oriented and extremely thorough – having the confidence to ensure work processes are completed accurately.
• Ability to address difficult issues and work under pressure in stressful environments.
• Experience at working both independently and in a team-oriented, collaborative environment.
• Solid problem-solving skills and demonstrated ability to take initiative and critically analyze processes.
• Proficient with Microsoft Excel and other Office applications.
• Excellent written and verbal communication skills.

#NuveenTechOps
Base Pay Range: $75,000/yr. - $125,000/yr.
Actual base salary may vary based upon, but not limited to, relevant experience, time in role, base salary of internal peers, prior performance, business sector, and geographic location. In addition to base salary, the competitive compensation package may include, depending on the role, participation in an incentive program linked to performance (for example, annual discretionary incentive programs, non-annual sales incentive plans, or other non-annual incentive plans).
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Company Overview
Nuveen, the investment manager of TIAA, offers a comprehensive range of outcome-focused investment solutions designed to secure the long-term financial goals of institutional and individual investors. Its affiliates offer deep expertise across a comprehensive range of traditional and alternative investments through a wide array of vehicles and customized strategies. For more information about the firm please visit our website at www.Nuveen.com
Benefits And Total Rewards
The organization is committed to making financial well-being possible for its clients, and is equally committed to the well-being of our associates. That’s why we offer a comprehensive Total Rewards package designed to make a positive difference in the lives of our associates and their loved ones. Our benefits include a superior retirement program and highly competitive health, wellness and work life offerings that can help you achieve and maintain your best possible physical, emotional and financial well-being. To learn more about your benefits, please review our Benefits Summary.
Equal Opportunity
We are an Equal Opportunity/Affirmative Action Employer. We consider all qualified applicants for employment regardless of age, race, color, national origin, sex, religion, veteran status, disability, sexual orientation, gender identity, or any other protected status.
Read more about the Equal Opportunity Law here.
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